VP-risk Manager Resume Sample

4.9
15 votes
Tremayne Block
873 Feest Summit,  Boston, MA
+1 (555) 627 0700

Work Experience


Division Risk Manager, VP
07/2017 - PRESENT
Boston, MA
  • Key role responsible for independently monitoring and evaluating the effectiveness of operational risk management for the firm’s Treasury functions across MUAH and BTMU –US
  • Manage risk and control assessments through facilitated workshops with process owners and other stakeholders
  • Defend risk assessments with stakeholders and provide support during Internal Audits and bank regulatory exams
  • Produce monthly and quarterly operational risk reporting in conjunction with the Business Unit Risk Manager’s Integrated Operational Risk Report for FMA Treasury
  • Review and challenge evidence of remediation of open issues to assist the Business Unit Risk Manager to opine on the readiness of submitting open issue closure packages (evidence) to Internal Audit of the Americas and Regulatory Affairs Office
  • Establish strong working relationships across the Financial Management of the Americas Business Unit Risk Management team and other respective risk teams in the 1st lines of IB&M, Risk Management, ISA Operations, ISA- IT
  • Manage relationships with line of business managers across 1st line Financial Management of the Americas (FMA), specifically Corporate Treasury (MUB/MUAH) and Global Management Division of Americas (GMDA) Portfolio Management Group (BTMU-US)
  • Build and manage relationships with other 1st and 2nd line functions, Information Systems of Americas, Americas Model Risk Management of the Americas, Operational Management Division, Information Systems of Americas, and colleagues of the Risk Management of the Americas organization
VP, AML / KYC Risk Manager
04/2013 - 03/2017
Phoenix, AZ
  • Manage relationships with Internal Audit of the Americas, Regulatory Affairs Office, and banking regulators
  • Review consultants’ reports and render opinions identifying construction project risks and suggest mitigation recommendations
  • Assess construction and development teams’ competence and capacity to complete the project
  • Knowledge of the conduct risk regulatory environment and expectations. As a global bank subject to a number of regulatory regimes, this doesn’t necessarily have to be from a UK perspective but a UK perspective would be valuable
  • Promote a best practice culture and knowledge sharing within the product risk team and the LOB’s
  • Masters or PhD in Quant
  • Experience in traded product structuring/ business sense and experience in market and counterparty risk preferably in developed and developing markets
RQA Index Risk Manager, VP
01/2009 - 01/2013
Los Angeles, CA
  • Experience in implementing Issuer & Counterparty risk methodology and reporting systems
  • Expertise in PFE, CVA, regulatory developments across counterparty and market risk
  • Experience with client segments i.e. hedge funds, private clients, CCPs
  • Run a project, understand concerns of, and respond to, various stakeholders i.e. ICR, Market Risk, Credit Risk, trading desks, Audit, regulators etc
  • Engage with the front office to assess the market risk on the current and potential future risk profile, including new products/deals. Continuously assess whether the business is taking risk consistent with the Firm’s strategy
  • Continuously monitor the financial markets and measure the impact on MS’s portfolio
  • Set and enforce market risk limits that are aligned with the Firm’s risk appetite

Education


Golden Gate University - San Jose Campus
2003 - 2008
Master's Degree in Management

Professional Skills


  • Strong communication (oral and written) and influencing skills with the ability to lead conversations with risk colleagues and business leaders
  • Understanding how Middle Office operates, working knowledge of CIB products and processing environments
  • Experience of developing and implementing effective risk management approaches
  • Experience of working with global banking businesses and support functions across multiple business divisions and jurisdictions
  • Relevant experience with a significant client facing exposure within Prime Brokerage
  • Experience gained within a Group Internal Audit / Big 4 environment and / or in Middle Office
  • Analyse a process and use previous operational experience to provide recommendations and suggestions for continuous process improvements

How to write VP-risk Manager Resume

VP-risk Manager role is responsible for travel, reporting, trading, credit, risk, compliance, analysis, lending, liaison, statistics.
To write great resume for vp-risk manager job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For VP-risk Manager Resume

The section contact information is important in your vp-risk manager resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your VP-risk Manager Resume

The section work experience is an essential part of your vp-risk manager resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous vp-risk manager responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular vp-risk manager position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions. Representative VP-risk Manager resume experience can include:

  • Strong knowledge of equity, fixed income, and derivatives products and capital markets
  • Daily monitoring of client portfolios, issuing and receiving collateral calls to ensure the firm’s credit risk is mitigated
  • In depth knowledge of the US Margin rules including: Portfolio Margins, Regulation T and Day Trading
  • Conduct detailed risks analysis, highlighting both direct and indirect vulnerabilities in the portfolio
  • Accurately and timely report significant and emerging risks from the business unit view
  • Create presentations and present findings/concerns to senior management and the front office

Education on a VP-risk Manager Resume

Make sure to make education a priority on your vp-risk manager resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your vp-risk manager experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in VP-risk Manager Resume

When listing skills on your vp-risk manager resume, remember always to be honest about your level of ability. Include the Skills section after experience. Present the most important skills in your resume, there's a list of typical vp-risk manager skills:

  • Excellent management and organizational skills,
  • Strong communication and client interaction skills to face off with clients
  • Strong analytical and project management skills and attention to detail
  • Prime Brokerage experience with strong knowledge of Credit and Risk Management
  • Prior experience with NYSE Fin Op and FINRA Margin audits
  • Solid understanding of business and financial markets within a financial institution and the inherent risks associated with these areas

List of Typical Skills For a VP-risk Manager Resume

1

Skills For Division Risk Manager, VP Resume

  • Strong in process management and control concepts
  • Demonstrated ability to create and enhance risk processes
  • Experience with risk systems
  • Working knowledge of risk appetite statements (enterprise level and business unit level)
  • Assist the BURM in building and maintaining risk and control self assessments for all significant risks, and managing control deficiency remediation
  • Deep understanding of various risk concepts (VaR, liquidity, concentration, risk exposures of different asset classes including derivatives)
  • Proven track record in the identification and management of material risk through completing Risk Assessments and using the output to make informed risk-based decisions within the business
2

Skills For VP, AML / KYC Risk Manager Resume

  • Right risk awareness: appreciation of regulation, understanding of risk components; operational, regulatory, reputational, market & financial
  • Simplify complex and conflicting tasks and policy positions
  • Execute control testing in support of Risk & Control Self Assessments for areas of responsibility
  • Willingness to travel (for first 3 months, later occasionally)
  • Financial and Credit analysis
  • Assist the BURM to build and maintain risk and control assessments for all significant processes and follow-up on control deficiency remediation
  • Document work as required in MUFG’s operational risk system of record Open Pages
3

Skills For VP, Prime Brokerage Risk Manager Resume

  • Ensure that the resources dedicated to risk management within their area of responsibility are qualified and sufficient to efficiently and effectively carry out the required functions
  • Ensure all those responsible for risk activities within the business unit are properly trained
  • Support internal control certifications
  • Review Bank-wide procedures and policies for the Division as well as Division desktop procedures
  • Matrix with other staff in the OPE Risk Management areas to leverage their subject matter expertise
  • Responsible for leading Banking’s partnership with compliance and the Institutional Clients Group (ICG) KYC Utility to review and evaluate AML/KYC Risks, Policy and execution
  • Responsible to ensure the ICG KYC Utility and Compliance are responsive to CIB’s needs in order for CIB to adhere to policies and meet committed goals of timeliness and quality of KYC records
4

Skills For RQA Index Risk Manager, VP Resume

  • Building and maintaining business process flows and risk and control evaluations for all ARM units covering significant and emerging risks, including residual risk ratings, control evaluations and key risk indicators
  • Supporting execution of other operational risk programs, including scenario analysis, internal and external loss data, Third Party Risk, Information Risk and Business Continuity
  • Supporting issue management processes
  • Providing accurate and timely reporting of issues and significant and emerging risks from the business unit view including identifying risk trends and/or symptoms of process control breakdowns
  • Participating in governance routines and ad-hoc working groups
5

Skills For VP-operational Risk Manager Resume

  • EUC review and control certification processes
  • Ensure the resources dedicated to operational risk management within their area of responsibility are qualified and sufficient to efficiently and effectively carry out the required functions
  • Act as liaison with Audit and Compliance in consultation with the BURM and assist in resolving identified issues and monitor its resolution
  • Review Bank-wide procedures and policies as well as Business-level desktop procedures for completion of risk and control self-assessments
  • Build and maintain Risk and Control Self Assessments (RCSA) for core business processes including the identification of key risks, setting of inherent and residual risk ratings and the identification of controls to mitigate the risk
  • Strong management skills, excellent communication skills, both oral and written and an ability to interact with all levels of management
  • Responsible for management certifications that the internal controls are designed properly and operating effectively
6

Skills For VP-trade Risk Manager Resume

  • Experience in risk identification, preferably operational risk management, with a strong emphasis on the creation of Risk and Control Assessments
  • Monitoring of key risk metrics identified with each RCSAs and other operational risks
  • Timely identification and reporting of significant and emerging risks based on process control breakdowns and other data points
  • Ensuring the timely completion of control testing required per policy. Testing is performed by a different team; however the DRM is responsible for the coordination of testing and the evaluation of the testing results on the RCSA
  • Supporting management in the remediation of control deficiencies and assessing the impact of the deficiencies on the RCSA
  • Responsible for ensuring those responsible for risk activities within the business unit are properly trained
  • Assist business partners in reviewing risks from key initiatives to ensure that operational risks are recognized, mitigated, reported and/or accepted
  • Maintain procedure documents outlining key tasks performed by the DRM

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