Sox Analyst Resume Sample

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Veda Hagenes
1333 Cassidy Camp,  Detroit, MI
+1 (555) 301 5204

Work Experience

Senior Sox Analyst
03/2018 - PRESENT
Detroit, MI
  • Ability and willingness to abide by Granite’s Code of Conduct on a daily basis
  • Valid driver’s license and ability to drive
  • SOX - Support Annual IT SOX Effort
  • Serve as a key liaison between Accounting/Finance, IT, Internal Audit, and Kemper’s external auditors in SOX IT matters
  • Flexibility to travel (currently estimated at 5-10%, depending upon needs/preferences)
  • Assist senior management in defining control objectives and monitoring compliance efforts
  • Involvement in the corrective actions for noted issues by either facilitation of discussions, or by being directly involved in the process
  • Work with appropriate person or team to develop and document remediation plans and estimated completion date
Internal Controls & SOX Analyst
04/2011 - 01/2018
Los Angeles, CA
  • Propose process solutions to address identified control gaps
  • Coordinate and manage internal testing cycles for SOX compliance for the multi-location team
  • Serve as a subject matter expert on key internal controls, procedures, and workflows to multi-location team
  • Coordinate any external audits to facilitate the process of gathering any requested information and/or documentation
  • Work with IT Process Team to manage IT General Controls and Application Controls for SOX compliance
  • Be the liaison between business process owners and the Internal and External auditors
  • Update flowcharts and control documentation
  • Maintain status update for identified issues/findings across all audits/reviews and utilize Project Management Skills to manage tasks/projects from beginning to end
IT SOX Analyst
03/2008 - 10/2010
Houston, TX
  • Work both independently and/or across teams to collect or distribute important information on processes, procedures, guidelines, etc
  • Prior SOX compliance experience with design/operational effectiveness testing required
  • An understanding of GAAP and internal control
  • Working knowledge and understanding of Sarbanes-Oxley compliance, including IT General Controls and Application controls
  • Work under pressure in a challenging setting
  • Learn and operate new software tools and perform data analysis
  • Able to identify opportunities for process improvements and assist to implement the solution
  • Demonstrated ability in the delivery of time sensitive objectives


Keiser University - Melbourne Campus
2002 - 2007
Bachelor's Degree in Accounting

Professional Skills

  • Possess excellent written and verbal communication skills and capable of preparing and presenting summary level reports to middle and senior management
  • Prior experience working in a Shared Services environment and with outside service providers
  • Collaborative skills necessary to quickly gain the respect of peers, management, process owners, and location controllers
  • Experience in accounting, auditing or finance required
  • Audit/internal control experience from public accounting firms or large public companies
  • SOX implementation/ process improvement experience
  • Experience in audits or SOX work

How to write Sox Analyst Resume

Sox Analyst role is responsible for software, finance, security, manufacturing, travel, reporting, accounting, sox, cpa, analysis.
To write great resume for sox analyst job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Sox Analyst Resume

The section contact information is important in your sox analyst resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Sox Analyst Resume

The section work experience is an essential part of your sox analyst resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous sox analyst responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular sox analyst position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions.

Representative Sox Analyst resume experience can include:

  • Participate on teams providing assurance services via Information Technology and Sarbanes Oxley 404 audits as well as advise on process improvement reviews and strategic initiatives
  • Prepare reports of SOX testing status, audit findings and remediation plans
  • Assist in the development of audit scope and procedures to be performed
  • Perform process walkthroughs to identify, validate and document significant classes of transactions, financial reporting risks, financial statement assertions and key/non-key controls
  • Execute SOX control testing procedures in accordance with corporate standard
  • Assist with annual SOX scoping analysis and risk assessment

Education on a Sox Analyst Resume

Make sure to make education a priority on your sox analyst resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your sox analyst experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school

These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Sox Analyst Resume

When listing skills on your sox analyst resume, remember always to be honest about your level of ability. Include the Skills section after experience.

Present the most important skills in your resume, there's a list of typical sox analyst skills:

  • Documenting and tracking Sarbanes-Oxley testing results and/or findings, including the gathering and organizing of documentation or evidence collected
  • Document and analyze the company’s entity-level controls to ensure controls are effective
  • Get employee discounts for shopping, dining and travel through Kemper Perks
  • Assist in preparing the periodic SOX reporting packages for senior management
  • Learn and grow with our Tuition Assistance Program, paid certifications and continuing education programs
  • Automotive or Manufacturing environment

List of Typical Skills For a Sox Analyst Resume


Skills For Senior Sox Analyst Resume

  • Provide ongoing corporate-level administrative management, support and interaction with each of the company’s process owners to ensure that current processes are reviewed and documented (i.e., update SOX risk-control matrices), and that process-managers take ownership of their controls
  • Assist in the performance of the company’s financial reporting controls risk analysis (update overall SOX matrix) and in the compilation and analysis of SOX testing exceptions (SAD list; 302/404 memo) to ensure company compliance
  • Experience within the private industry with an emphasis on evaluation of internal controls or operational risk in one or more of the following areas: IT General Controls, operational/enterprise risk management, audit, accounting, Sarbanes Oxley compliance
  • Knowledge of SOX Compliance, COSO Framework and US GAAP
  • Proficiency with Microsoft Office Suite (Excel, PowerPoint, Word and Visio)

Skills For Internal Controls & SOX Analyst Resume

  • Knowledge of IT general controls
  • Chartered Accountant with active Membership
  • CIA - Certified Internal Auditor
  • Monitor control deficiencies and support management in the development of remediation plans
  • Coordinate and analyze periodic process owner sub-certifications
  • Maintain positive and collaborative relationships with all levels of management, consultants and external auditors
  • Assist the SOX team with ad hoc projects as required

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