Coverage Officer Resume Sample

4.8
17 votes
Rigoberto Ankunding
123 Bradtke Oval,  Philadelphia, PA
+1 (555) 995 2009

Work Experience


Business Development Senior Coverage Officer
10/2017 - PRESENT
New York, NY
  • The OCC, an independent bureau of the U.S. Department of the Treasury, acts as the Bank's primary regulator
  • The Consumer Financial Protection Bureau (“CFPB”) conducts reviews and examinations of the Bank’s activities that are within the scope of various consumer protection laws; and
  • The Federal Deposit Insurance Corporation (“FDIC”) insures the deposits of the Bank and would serve as liquidator upon a failure of the Bank
  • Work with the BUISOs as needed to facilitate their ability to assess information security risk as part of the Firm’s Risk Control Self-Assessment program including: determination of inherent risk; rating the effectiveness of information security controls within their organization; determination of residual risk level
  • Assist in regulatory reviews, audits and other examinations
  • Serve as the key relationship manager with the Bank’s BU Operational Risk Department
  • Drive comprehensive client outreach and relationship management strategy for assigned accounts
  • Provide input to overall FMA client outreach strategy and relationship development
  • Create and implement effective client relationship development plans, over time promoting expert-to-expert dialogue between FMA and clients
Information Management Coverage Officer
03/2015 - 07/2017
Houston, TX
  • Provide input to Practice Areas to promote business expansion by identifying client strategy and needs, competitive niches, and growth areas
  • Leverage BlackRock’s client footprint and promote cross-selling by managing FMA’s relationship with various BlackRock client teams and distribution channels
  • Provide input to our branding and marketing strategy
  • ETrading Risk Oversight – Provide senior management with an independent view of the Firm’s Electronic Trading Risks in relation to information and technology practices. Assess the effectiveness of relevant eTrading control environment using the following key dimensions
  • Play a key role in facilitating the completion of the Firm’s Risk and Control Self-Assessment (RCSA) program, working closely with nominated Business Unit and Support groups to complete the assessments. Facilitation involves working with the business op risk coordinators (ORCs) to identify key risks and controls, evaluate inherent and residual risk, and establish mitigation plans
  • Assist in the development and maintenance of global, regional, and business-specific KYC policies and procedures
  • Advise stakeholders on the execution of KYC-related policies and procedures
  • Participate in internal, external, and regulatory audits and examinations that have KYC policy and procedure components and provide assistance for any resulting program enhancements
Operations Compliance Coverage Officer
10/2010 - 10/2014
Philadelphia, PA
  • Support special projects identified by the Global KYC Officer and the Head of GFC Core Functions
  • Play a key role in facilitating the completion of the Firm’s Risk and Control Self Assessment (RCSA) program, working closely with nominated Business Unit and Support groups to complete the assessments. Facilitation involves working with the business op risk coordinators (ORCs) to identify key risks and controls, evaluate inherent and residual risk, and establish mitigation plans
  • Assist in establishing coverage of financial holding company (“FHC”) requirements with a focus on application to Morgan Stanley’s US broker dealers
  • Help manage the Firm’s Compliance program in relation to US record keeping requirements
  • Assist in Compliance coverage for net capital related processes and requirements under SEA Rule 15c3-1 for Morgan Stanley’s U.S. broker-dealers
  • Interact with regulators and internal and external auditors
  • Provide advice in interpreting and implementing rules and reviewing policies, procedures, and governance structures
  • Advise Compliance testing teams in conducting testing

Education


University of Minnesota, Morris
2004 - 2009
Bachelor's Degree in Management

Professional Skills


  • Strong asset management business knowledge, having worked directly in this business area or a supporting infrastructure unit
  • Communicates effectively across all levels of the client's organization
  • Banking advocate for IT Risk Management Framework and adherence to Technology & Data Policy / Standards
  • Shows drive, passion, works persistently through obstacles to create positive impact and value for the bank
  • Responsive and a trusted advisor within the Bank and with the Bank’s clients
  • High integrity, fully complies with the code of conduct; acts responsibly
  • Actively identifies, raises and mitigates potential compliance, control or reputational issues

How to write Coverage Officer Resume

Coverage Officer role is responsible for insurance, finance, trading, security, compliance, consulting, analysis, sox, legal, technology.
To write great resume for coverage officer job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Coverage Officer Resume

The section contact information is important in your coverage officer resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Coverage Officer Resume

The section work experience is an essential part of your coverage officer resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous coverage officer responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular coverage officer position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions. Representative Coverage Officer resume experience can include:

  • Interact with various areas of the Firm, including within the Risk Division, Finance Division, Bank Resource Management, Treasury, Legal and Compliance Division, Operations Division, Internal Audit and other business units
  • Support regulatory inquiries and internal audits requests across the PAG, e.g. Request For Information (RFI)
  • BCP / DR support / compliance, e.g. Risk / Post mortem analysis
  • Risk Coverage Officer for Practice Area Groups (PAG)- specifically ASG/PQM Support Organization
  • Partner and collaborate with senior MSWIM Risk management on expansion and maturing the Risk coverage model across the department facilitating change and development of a proactive risk culture
  • Understanding of Operational Risk and associated regulations (e.g., Dodd Frank, Basel, SOX etc), and the associated application to a technology division within Financial Services

Education on a Coverage Officer Resume

Make sure to make education a priority on your coverage officer resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your coverage officer experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Coverage Officer Resume

When listing skills on your coverage officer resume, remember always to be honest about your level of ability. Include the Skills section after experience. Present the most important skills in your resume, there's a list of typical coverage officer skills:

  • Data Integrity, e.g. TAI validation
  • Fosters the Bank’s compliance, control and risk culture
  • PAG advocate for IT Risk Management Framework and adherence to Technology & Data Policy / Standards
  • Provide direction, support and oversight with respect to identification and management of -top risks- to PAG core systems and applications. Monitor risk and report on risk agenda to PAG senior management
  • Provide Information Security (InfoSec) coverage, respond to data leakage incidents, facilitate risk acceptance / exception (secure build) requests that are related to InfoSec
  • Internal Audit / Regulatory support as it relates to PAG risk coverage functions

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