Wealth Management Analyst Resume Sample
Alexandria Jacobs
730 Rogahn Street,
Philadelphia,
PA
+1 (555) 235 9928
Work Experience
VP Wealth Management Credit Analyst
03/2017
-
PRESENT
Los Angeles, CA
- Leverage a deep knowledge and understanding of the WAM industry and work in conjunction with assigned account/solution teams to prepare insightful analysis on trends and the implications of those trends for EY and the firm’s clients
- Build strong relationships with priority accounts/solutions and collaborate with client service partners (CSPs) and their teams to bring insight and perspective to priority engagements.
- Provide thought provoking analysis and understanding of the WAM domain, with responsibility for the execution of initiatives based on a good knowledge of the WAM domain’s dynamics and drivers. Senior Analysts provide their own point of view and basic insights in their deliverables
- Develop relationships with manager / senior manager-level stakeholders in account / service line / solution teams and collaborates with domain customers and EY Knowledge colleagues to deliver research, analysis and insights that support business development activities and service delivery to clients (including for relationship building initiatives and specific engagements)
- Manage Exception reporting and resolution, working with the responsible Capital Advisors, engaging the JPM Legal department as needed
- This role is a temporary position to allow externally hired individuals to obtain their license within 6 months. If they
- Do not do so, they cannot continue in the role beyond 6 months. At the same time, they have twelve months from license completion to obtain a firm approved designation
Wealth Management Analyst
06/2013
-
02/2017
Houston, TX
- Obtain license and pursue a firm approved designation
- Develop and maintain client profiles including analysis of present position and creation of balance sheet and net worth statement. Ensure risk profiles, goals, objectives and asset allocations are appropriate
- Utilize Investor Personality Analysis tool
- Deliver full range of Goals -Based Wealth Management strategies and tools and leverage specialists as appropriate
- Partner with internal specialists (e.g., W M bankers, Retirement specialists, PBIG, Trust and Insurance experts) and external advisors to deliver holistic goals-based financial solutions
- Identify and establish target niche client segments and establish a strong reputation within those markets, as well as the designations to support the practice’s specialization
- Prepare and present client reports/r reviews and measure progress to goals
- Maintain and execute a well-developed and clear marketing plan
- Encompasses the Tax Services and Government Reporting functions for the department
Analyst, Global Wealth Management
08/2010
-
12/2012
Phoenix, AZ
- Performs analysis and development tasks for TD Ameritrade’s brokerage applications and systems
- Understand special agreements and file specifications between TD Ameritrade, third parties, and/or the Client/Advisor(s)
- Successful and accurate processing and reconciliation is critical to TD Ameritrade’s brand value and Regulatory compliant name it withholds in the industry
- Provides a mechanism for the department to enhance systems and processes in efforts to remain compliant with industry Regulations as well as make strides in Client value streams
- Manage towards forecasted and stated project goals
- Handle issue resolution type of requests where business solutions are required on the fly
- Interacts with external clients primarily through trade processing or answering business calls/emails
- Synthesizes client/prospect data to develop customized financial plans/asset allocation proposals utilizing the Firm’s proprietary software tools
- Develops presentation materials and proposals to assist Advisors in obtaining clients’ business
Education
Strayer University - Nashville Campus
2005 - 2010
Bachelor's Degree in Business
Professional Skills
- One to three years of related experience in the financial services industry
- Senior Complex Service Manager
- Complex Business Service Officer
- Complex Business Service Officer with potential dual report to a Group Director
- Complex Business Service Officer (CBSO)
- Business Service Manager with potential dotted line to the Group Director
- Fluency in both English and Mandarin (written and verbal)
How to write Wealth Management Analyst Resume
Wealth Management Analyst role is responsible for travel, research, design, reporting, trading, credit, government, adobe, word, sharepoint.
To write great resume for wealth management analyst job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Wealth Management Analyst Resume
The section contact information is important in your wealth management analyst resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Wealth Management Analyst Resume
The section work experience is an essential part of your wealth management analyst resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous wealth management analyst responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular wealth management analyst position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Wealth Management Analyst resume experience can include:
- Provides individualized recommendations to the Advisor regarding client situations by analyzing Advisor’s book of business and identifying new business opportunities
- Independently improves and streamlines the service model and operational procedures for the team Identifies practice management opportunities through various Firm channels
- Excellent communication skills with various levels in the organization
- Strong interpersonal skill, especially with business partners
- Intermediate Microsoft Office skills; particularly Excel, Word and SharePoint
- Liaising with investment managers responding to queries on our questionnaires
Education on a Wealth Management Analyst Resume
Make sure to make education a priority on your wealth management analyst resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your wealth management analyst experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Wealth Management Analyst Resume
When listing skills on your wealth management analyst resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical wealth management analyst skills:
- Experience of working as an Analyst within the Investment industry
- Communication of document errors / remediation oversight prior to mailing for client signature
- Strong understanding of controls and their importance to an error free environment
- Ensuring client reference data is correct and aligned with data in the current lending systems
- Providing technology or process enhancement solutions to Management
- Reviewing documentation for consistency with federal and local regulations
List of Typical Skills For a Wealth Management Analyst Resume
1
Skills For Reserach Analyst Wealth & Asset Management Resume
- Assisting in the MVP process by peer reviewing, both the scorecard assessment and written output from the offshore team
- Review and interpretation of proper tax coding and corrections of tax coding for Mutual Funds transactions
- Attends seminars or client meetings with Financial Advisor and coordinates distribution of marketing presentations to clients
- Evaluate errors and assist in identifying sources and remediation of causes
- Identify, mitigate, and remediate system issues affecting the client/advisor or business units request, inquiry, etc
- Document editing and preparation of manual documents
2
Skills For Analyst, Global Wealth Management Resume
- Finalization of the legal documentation and closing packages to be sent to clients for signature
- Regulatory obligations (Examples: Blue Sky reporting and 15C3-3)
- Either Series 7 and 66 licenses or Series 7, 63, and 65 licenses
- All state licenses in support of FA or FA Team’s client base
- All product licenses in support of FA or FA Team’s client base
3
Skills For Wealth Management Americas Risk Analyst Resume
- Obtain and/or maintain at least one firm approved designation
- Reports to Complex Business Service Officer (CBSO)
- Measure performance of clients’ portfolios
- Thorough knowledge of departmental operations/policies and U.S. Bank products and services
- Experience in strategy, business analysis, industry research, management consulting or business performance, advising organisations in the WAM domain
- Occasional travel required (global)
- Create a Monthly Best-in-Breed document
4
Skills For Wealth Management, Covenant Risk Analyst Resume
- Manage IWM’s Offshore Mutual Fund Providers relationships
- Initiates, organizes, promotes and sets up seminars for clients and prospects on behalf of the Financial Advisor
- Assigns work to team’s Client Service Associate and/or Technical Analyst, as appropriate
- Self-motivated and able to work in an autonomous, yet collaborative environment Strong verbal and written communication skills, as well as strong organizational and interpersonal skills
- Regular contact with the offshore team including responding to queries on a timely basis
5
Skills For Analyst, Private Wealth Management Resume
- Analyze and interpret process information and appropriate setup in TD Ameritrade systems
- Works independently and with supervisory review on moderate to highly complex programming tasks. Provides analysis of problems and recommends solutions. Prepares program specifications and develops coding logic flowcharts
- Work closely with internal and external business partners to develop risk management tools, processes, and procedures
- Escalate procedural deficiencies and offer solutions
- Prepare business partners for change in process in response to system changes or Regulatory requirements
6
Skills For PWM, Wealth Management Professional, Analyst Resume
- Work closely with external business partners to align processes and procedures to benefit customer base
- Fund specific rules (Example: Fund minimums)
- Client/Advisor level exemptions (Example: STR waivers)
- Reconciliation of Trade, Dividend, and Transfer Breaks
- Reconciliation across BOS, SuRPAS, and Fund Companies
- Safe Act Registered
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