Collateral Management Analyst Resume Sample
Skye Beer
36012 Gertrude Islands,
Phoenix,
AZ
+1 (555) 710 8714
Work Experience
Senior Analyst, Collateral Management, HFS
07/2015
-
PRESENT
Los Angeles, CA
- Dispute reporting to senior management, risk and the business and ability to explain issues to all levels
- Accountability around both break and dispute ownership / resolution across functions
- Booking collateral and understanding of the cost associated with optimisation of any outflow, based on the eligibility criteria
- High level of client service around incoming query management
- Manage third party pledge scenarios when the client’s exposure secured by assets held internally is external to JPM AND when the client’s exposure secured by assets held externally is internal to JPM. Regularly update credit system valuations regarding the external assets
- Corporate Treasury/ Global Securities Operations
- Respond to Hotline inquiries
- Determine eligible securities for use in agreeing collateral demands; administer process to deliver and exchange securities in accordance with client’s eligibility rules
- Proactively determine and manage a client’s needs through open and insightful dialogue
Collateral Management Analyst
03/2010
-
04/2015
New York, NY
- Daily monitoring of client portfolios, issuing and receiving collateral calls to ensure the firm’s counterpart credit risk is mitigated
- Performing a number of control functions and adhering to the CMRM Standards to ensure the integrity of our processes
- Demonstrate interest in Risk Management required
- CFA and/or FRM would be considered an asset
- Understand federal regulations that govern relations with affiliates
- Understand federal regulations that govern loans by banks for the purchase of securities on margin
- Be able to demonstrate a knowledge of OTC/CCP and Repo margininf
- Work experience preferably from middle or back office work. Operative experience from derivatives and Corporate Actions is meriting
- Work on different time zones and with flexibility in one’s working day
Wealth Management, Collateral Risk Analyst
04/2007
-
11/2009
Detroit, MI
- Knowledge of Derivative Markets products (including an understanding of current regulatory changes for OTC reform, i.e. Dodd Frank, EMIR, IOSCO&BCBS Uncleared Margining)
- Knowledge of cash & security payments (SWIFT) and the settlement cycle involved across the various settlement platforms (BAML & ClearStream)
- Improve existing processes and procedures to find better ways of doing things, in terms of effectiveness (quality, accuracy, reliability, etc.) and/or efficiency (cost, timeliness, etc.)
- System Knowledge including
- SmartStream - TLM v5
- MarginSphere - AcadiaSoft
- Tri-Resolve - Tri-Optima
Education
Johnson & Wales University (JWU Charlotte)
2003 - 2007
Bachelor's Degree in Management
Professional Skills
- No more than four bullet points communicating essential skills and experience
- Good planning/organisational skills
- Experience working within a strong team dynamic
- Multitask and work well under pressure, while maintain strong attention to detail and prioritize work within tight deadlines
- MS Office/computer skills
- Previous OTC derivatives experience or relevant back end office experience is desirable
- Good time management skills, with the ability to manage multiple tasks and stakeholders simultaneously
How to write Collateral Management Analyst Resume
Collateral Management Analyst role is responsible for insurance, research, trading, security, training, securities, credit, finance, mortgage, cpa.
To write great resume for collateral management analyst job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Collateral Management Analyst Resume
The section contact information is important in your collateral management analyst resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Collateral Management Analyst Resume
The section work experience is an essential part of your collateral management analyst resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous collateral management analyst responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular collateral management analyst position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Collateral Management Analyst resume experience can include:
- Strong background in using MS Excel and VBA
- Experience in dealing with reconciliations and ability to resolve exceptions
- Good understanding of operational risks, ability to spot and articulate issues to stakeholders, and escalate in a timely manner
- Products – Experience of Equities, Fixed Income, Letters of Credit, ETF’s, DBV’s, UST’s
- The ability to work well in fast paced environment and prioritise your workload
- Demonstrated ability to make decisions within set policies/procedures
Education on a Collateral Management Analyst Resume
Make sure to make education a priority on your collateral management analyst resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your collateral management analyst experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Collateral Management Analyst Resume
When listing skills on your collateral management analyst resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical collateral management analyst skills:
- Experienced in supporting project deliverables, acting as either an SME or undertaking UAT desirable
- Experienced in supporting project deliverables, acting as either an SME or undertaking UAT is desirable
- Experience in Process Reengineering (operating models/ process flows) desirable
- Demonstrate professionalism in handling confidential and sensitive information
- Experience of successfully implementing change to complete a project
- Coordinate workflow through prioritising of tasks, diary management, etc
List of Typical Experience For a Collateral Management Analyst Resume
1
Experience For Analyst, Collateral Management Resume
- Derivatives Platform Solutions
- Hypothecate margin collateral
- CreationOnline - Clearstream
- BAML - Mercury Portal
- Derivative Trade Support
List of Typical Skills For a Collateral Management Analyst Resume
1
Skills For Analyst, Collateral Management Resume
- Content to be in priority order
- Experience of change management and analytics
- Managing a book of clients in the margining function, including
- Managing queries and following up on issues
- Understanding of Tri-Party agreements and processing via Escrow’s
- Understanding of Regulation T and FINRA rules
- Working knowledge of Microsoft Office (Excel, Word, PowerPoint, Visio)
2
Skills For Senior Analyst, Collateral Management, HFS Resume
- Understanding of the rules and regulations which affect Collateral
- Assists in working with sellers on clearing or curing of collateral issues on purchased loans
- Stakeholder Engagement by initiating & leading dialogue, meetings
- Working knowledge of Microsoft Office tools including Excel, PowerPoint
- Set up of new accounts and collateral agreements with our third party service provider including sourcing of ISDA/CSA and GMRA documentation
- Process reengineering (operating models/ process flows) desirable
3
Skills For Wealth Management, Collateral Risk Analyst Resume
- Process reengineering (operating models and process flows) desirable
- Assists in managing the custody of collateral files
- Assists in managing the release of collateral
- Assists in managing the delivery of collateral documents to buyers and
- Responsible for placing collateral document orders with vendors
- Actively participates in the training of new hires
- Ensure all margin calls are issued and responded to according to the documented SLA’s
- Familiarity with legal documentation including CSA, CCA, ISDA
4
Skills For Senior Analyst, Collateral Management Resume
- Ensure all actions undertaken in Core systems are accurate and managed in a timely manner in line with customer expectations and supporting policies
- Create macros using Excel
- Ensure that appropriate margin buffers are maintained as per our trading requirements
- Investigation and liaising with SLI counterparties to resolve escalated collateral disputes
- Completion and delivery of monthly credit exposure and collateral reporting
- Take responsibility for managing project deliverables
- Exposure to ISDA Master Agreements, ISDA Credit Support Agreements, Master Securities Lending Agreements, Global Master Repurchase Agreements
5
Skills For Risk Analyst, Collateral Management Resume
- Work with internal teams to ensure we are mitigating risk of the firm
- Intuitive and can work autonomously in ensuring deadlines are met
- Knowledge of current regulatory changes effecting the OTC market is an advantage
- Knowledge of current regulatory changes affecting the OTC market is an advantage
- Knowledge of cash and non-cash settlement processes
- Knowledge of ISDA CSA and the 2001 ISDA Margin Provisions
6
Skills For ICG O&t-collateral Management Senior Analyst Resume
- An awareness of industry and market initiatives
- Responsible for the collateral review process of newly boarded purchased loans
- Completes and resolves escalated collateral reviews and exception resolution
- Reports collateral exceptions to sellers and internal departments
- Works with Foreclosure Attorney's to obtain active Bailee letters
- Creates collateral documents (i.e. Allonges, Endorsements, etc.)
- Actively participates in the maintenance of departmental policies and procedures
- Confidence & energy in approach
7
Skills For Liquidity & Collateral Management Analyst Resume
- Provide high level of customer service to all external and internal stakeholders
- Work with Global Margin team to ensure policies and procedures are globally consistent
- Interact with internal contacts to ensure data provided to clients is timely and accurate
- Identify processes that could use improvements or changes to benefit team and clients
- Answer all queries and work flow requests in a timely manner and in line with stakeholder expectations
- Accurately process all workflow
- Liaise with Senior Managers in Collateral Management and other process partners
- Rehpothecate margin collateral
8
Skills For Asset Management Collateral Risk Analyst Resume
- Basic knowledge of Derivatives
- Knowledge of margin call process, FINRA Rule 4210 and Uncleared Swap Margin Rules
- Moderately familiar with the collateral documents files (i.e. note, mortgage, related riders and addendums, assignments, title insurance policy, etc.)
- Be trained and train on various Collateral Management related tasks
- Work in a team environment as well as an individual contributor
- Each bullet to be no longer than two lines
- Be sure to cover
9
Skills For AM Chase Wealth Management Collateral Risk Analyst Resume
- Day to day Collateral Management activity
- Daily verification of cash and stock collateral moves proposed by our third party service provider
- Investigation and resolution of cash reconciliation breaks
- Development and maintenance of Collateral Management procedures
- Ensure the service carried out by the outsource provider is in line with the Service Level Agreement
- Working with colleagues to identify areas to improve the Collateral Management process, with particular focus on efficiency gain to accommodate future growth in Derivatives transactions
- Financial services experience within a Middle Office or Operations department
10
Skills For Clearing & Collateral Management Senior Analyst Resume
- Ensure adherence to Regulatory and Compliance Rules
- Provide subject matter expertise to internal/external projects that impact/involve the team
- Advanced knowledge of MS Office, particularly Excel and PowerPoint
- Self-starter, highly motivated, flexible team-player with the ability to work independently
- Listed Futures & Options
- Familiarity of legal documentations, such as CSA’s and GMRA’s
- Effective engagement with stakeholders across the organization including, but not limited to, Risk, Compliance, Treasury, Finance, Technology, Front Office and Operations teams
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