Risk & Audit Manager Resume Sample

20 votes
Resume Create

The Resume Builder

Create a Resume in Minutes with Professional Resume Templates

Bernice Steuber
890 Gus Tunnel,  Philadelphia, PA
+1 (555) 730 8031

Work Experience

Audit Manager, Market Risk
09/2016 - PRESENT
Houston, TX
  • Giving independent assurance over the quality of Diageo’s management of its key risks to the Audit Committee and to Executive management
  • Supporting the Audit Committee and Executive management understand Diageo’s key risks and risk management capability
  • Enabling GAR to achieve our strategic goals of being the ‘Best Audit & Risk Team in its Peer Group’ and the ‘Best Place to Build a Career&#8217
  • Serves as subject matter expert for assigned lines of business. Manages auditors-in-charge and assumes responsibility for the overall coordination and successful completion of the Securities and Funds Management teams’ audit plans
  • Assists in the development of Audit Services’ Mission Statement, Corporate Goals, Audit Committee and regulatory reports. Makes recommendations for assigned personnel regarding employment, training, performance ratings, salary changes, promotions, transfers and terminations; resolves personnel problems; and assists in preparing the annual budget
  • Perform and control the full audit cycle including risk management and control management over operations’ effectiveness, financial reliability and compliance with all applicable directives and regulations
  • Proactively develop and maintain mutually beneficial relationships with senior leadership members of assigned BUs. Accomplish by gaining a clear understanding of mission and goals, ensuring Audit’s participation on critical projects/task forces deliver added value. Act as client service champion by consistently modeling perfect client experience behaviors
Audit Risk & Controls Manager
11/2013 - 03/2016
Detroit, MI
  • Assist in the development of Audit Services’ mission statement, corporate goals, Audit Committee and regulatory reports
  • As a member of the ER&A team, collaborate on risk based strategic projects and lead and execute internal audits
  • Assist in the development and implementation of a an integrated Enterprise Risk Management and Governance program, keeping current on external and internal risk factors
  • Assist in the creation and execution of a holistic risk based audit program across the business to provide meaningful observations and recommendations
  • Provide subject matter expertise on risk management issues, trends and best practices globally
  • Prepare and present results of risk assessments and internal audits
  • Monitor risk responses by management to key risk recommendations
  • Continue to develop and formalize risk standards and practices that align with the Institute of Internal Audit (IIA)
Risk & Audit Controls Manager
06/2011 - 07/2013
San Francisco, CA
  • Assist in the development and maintenance of productive risk communications with functional leaders across the Firm
  • Prepare, maintain and update documentation on ER&A processes and procedures
  • Developing a deep understanding of the risks associated with the business area, and designing appropriate testing plans to assess the suitability of controls
  • Delivering often complex audits on time and to budget, and to an excellent standard
  • Leading the engagement team, making best use of its capability
  • Ensuring compliance with the global audit methodology within engagements, and accurately keeping the audit management tool (TRAC) up to date
  • Supporting the development and implementation of our audit methodology and quality assurance strategy
  • Ensuring compliance with global methodology within engagements, and accurately keeping the audit management tool (TRAC) up to date


Grand Valley State University
2006 - 2010
Bachelor's Degree in Accounting

Professional Skills

  • Demonstrated, proven, and practical knowledge of value added risk/internal audit standards and practices
  • Be an ambassador for strong team work across the function, encouraging others to share knowledge
  • Be an ambassador for strong team work across the function, encouraging others to share their knowledge
  • Experience as a member of an Internal Audit or Risk Management function highly desirable
  • Strong knowledge of risk assessment methodologies
  • Manage individuals within allocated audit assignments, providing constructive feedback and coaching where needed
  • Risk based auditing, including the ability to review core financials and business data in order to identify potential risks and insights

How to write Risk & Audit Manager Resume

Risk & Audit Manager role is responsible for messaging, modeling, reporting, auditing, training, securities, credit, finance, retail, travel.
To write great resume for risk & audit manager job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Risk & Audit Manager Resume

The section contact information is important in your risk & audit manager resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Risk & Audit Manager Resume

The section work experience is an essential part of your risk & audit manager resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous risk & audit manager responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular risk & audit manager position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions.

Representative Risk & Audit Manager resume experience can include:

  • Deliver the annual audit and risk plan agreed with the audit committee to our quality standards and on budget. Apply a rigorous and efficient risk-based audit approach which delivers deep assurance on the effectiveness of risk management and control procedures
  • Hold the business to account for delivering and embedding great quality risk management. Build and manage great relationships with our business partners, providing insights and challenges that enable them to proactively manage holistic performance
  • Deliver insights that are highly valued, identify root causes, share best practices and lead to business improvement. Able to understand an issue or complex problem, the key drivers behind it, and then define an action plan to address these key drivers, finding a sustainable solution
  • Work with the global governance and controls and global compliance and ethics teams to help business partners understand the blueprint for strong governance, risk management, controls, compliance and ethics
  • Develop, commit to and action a self-development programme, and contribute to the development of others in the team. Provide coaching and development to less experienced members of the team so that they consistently deliver great performance
  • Excellent stakeholder management skills, and the confidence and integrity to challenge or influence when necessary

Education on a Risk & Audit Manager Resume

Make sure to make education a priority on your risk & audit manager resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your risk & audit manager experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school

These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Risk & Audit Manager Resume

When listing skills on your risk & audit manager resume, remember always to be honest about your level of ability. Include the Skills section after experience.

Present the most important skills in your resume, there's a list of typical risk & audit manager skills:

  • Excellent communications skills, capable of adapting messaging to various audiences clearly and succinctly
  • Excellent communication skills both verbally and in writing, with the ability to communicate complex concepts in a clear way
  • Consulting background strongly desirable, with a solid understanding of process and systems controls and SOC requirements
  • Skillful in managing multiple projects, reprioritizing as necessary, elevating for approval as appropriate
  • Understanding of the investment management regulatory environment
  • Manage individuals within allocated audit assignments, providing constructive feedback where needed

List of Typical Skills For a Risk & Audit Manager Resume


Skills For Audit Manager, Market Risk Resume

  • Work with wider teams within the audit function such as Markets and Technology, to ensure our Credit Risk assurance is defined and effective
  • Produce effective reports which influence executive management to manage risk prudently
  • No strict requirement for sector specialisation although public sector would be an advantage
  • Audit, assurance or risk management experience in some of the following areas: integrated stress testing, Internal Capital Adequacy Assessment Process, Economic Capital, risk model building and validation, enterprise level risk assessment and risk reporting
  • Appropriate professional certification such as (CIA, CIDA, Series 7)
  • Lead the production of high quality written reports which detail any issues identified, and contribute to managing the discussion with key business stakeholders

Skills For Audit Manager, Counterparty Credit Risk Resume

  • Bachelors in Accounting, Finance or related discipline
  • Written and verbal communication in Spanish
  • Travel domestically and internationally – 10% annually
  • Able to work independently and in a team environment to manage and deliver quality results
  • Fantastic coaching skills, with the ability to effectively support and supervise the team through feedback and development, and to take a proactive approach towards identifying and promoting talent
  • The ability to balance a busy workload, delivering projects within budget and on time

Skills For Audit Risk & Controls Manager Resume

  • Internal / external audit with detailed understanding of governance, risk management and internal controls
  • In-depth understanding of business processes and systems
  • Project and change management - reviewing and assessing the impact of change on people, and concluding on critical risks and steps to effectively manage those risks
  • Root cause analysis and insights generation - understanding an issue or complex problem, the key drivers behind it, and then defining an action plan to address these key drivers; finding a sustainable solution
  • Excellent organisation skills, with the ability to deal with a number of different workstreams at once, and the proven competence to deliver projects on time and to budget
  • A good understanding of the relevant Capital Requirements Regulations and other relevant regulatory requirements
  • Commercial acumen and a strategic mindset, while retaining a keen eye for detail
  • The ability to negotiate with, challenge and influence stakeholders at all levels, and to maintain high impact relationships with senior management

Related to Risk & Audit Manager Resume Samples

Audit & Risk Management Resume Sample

Work Experience

  •  Attractive networking and career opportunities, direct contacts with the Bank’s senior management and an outstanding platform for career progression   •  Monitors the progress of audit projects and provides appropriate leadership in completing the project according to department objectives   ...
Professional Skills

  •  Strong written and communication skills ac...
  •  Demonstrate ability to work in a vendor en...
  •  Experience in capital markets, either in c...
17 votes

Internal Audit Manager Resume Sample

Work Experience

  •  Support in the development of effective financial controls; along with risk management   •  Oversee training needed to carry out the necessary policies and controls are in place   •  Review all activities and ensure they are in line with company policies   •  Co...
Professional Skills

  •  Effective communication skills and strong ...
  •  Strong project management skills to priori...
  •  Lend special skillsets or experience to en...
14 votes

Manager IT Audit Resume Sample

Work Experience

  •  Provide high quality, professional day-to-day execution of internal audit engagements and process improvement projects   •  Manage audit engagements and ensure all expectations are met while meeting organizational and professional ethical standards   •  Understand and communicate t...
Professional Skills

  •  Demonstration of excellent judgment and su...
  •  Solid knowledge of infrastructure technolo...
  •  Thrives on initiating, building and cultiv...
20 votes

Senior / Audit Associate Resume Sample

Work Experience

  •  Demonstrate ability to recognize problems and propose sensible solutions, with appropriate balance between clients’ needs and the firm’s risk   •  Perform the month end close process for clients including preparing various general ledger account reconciliations and maintaining the client’s fixed asset...
Professional Skills

  •  Strong skills in auditing and preparation ...
  •  Professional level accounting experience r...
  •  External audit and/or internal audit exper...
25 votes

Auditor Associate Resume Sample

Work Experience

  •  Legal Human Resources   •  Researches audit findings utilizing ESI systems   •  Works with the cross functional departments to ensure issues are resolved and deadlines are met   •  Assists with troubleshooting issues and questions arising from audits   ...
Professional Skills

  •  Knowledge of one or more IS/IT areas: gove...
  •  Demonstrates a good understanding of Gener...
  •  Experience with auditing, specifically in ...
14 votes

Auditor Internal Audit Resume Sample

Work Experience

  •  Networking opportunities, direct contacts with the bank’s senior management and a platform for career progression   •  Experience in audit or in the financial industry with business expertise in a specific area (e.g., Anti-Money Laundering, Private Banking, Risk Management, Corporate Finance including...
Professional Skills

  •  Demonstrate strong professional judgment, ...
  •  Excellent written and verbal skills with d...
  •  Strong judgement and decision making skills,
19 votes
Resume Builder

Create a Resume in Minutes with Professional Resume Templates