Auditor Internal Audit Resume Sample

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Zachariah Auer
190 Heaney Lake,  Los Angeles, CA
+1 (555) 590 7531

Work Experience

Senior Auditor, Internal Audit
09/2017 - PRESENT
Boston, MA
  • Networking opportunities, direct contacts with the bank’s senior management and a platform for career progression
  • Experience in audit or in the financial industry with business expertise in a specific area (e.g., Anti-Money Laundering, Private Banking, Risk Management, Corporate Finance including Trade Finance, new Banking regulations, etc.)
  • High affinity towards risk issues and control matters
  • Outstanding analytical skill and precision in delivery
  • Teamplayer with the ability to liaise across teams, departments and regions
  • High motivation for continuous development
  • Professional experience in the banking industry (e.g., Private Banking, Anti-Money Laundering, Corporate Banking, Sales & Trading, Credit Risk Management, Conduct Risk, Compliance, etc.)
  • Good analytical and risk-assessment skills, as well as independent, structured and precise working method
Auditor, Internal Audit
03/2011 - 05/2017
Philadelphia, PA
  • Identify and assess risks and control activities and design effective audit procedures to evaluate control effectiveness
  • Prepare internal audit reports and presentations that clearly and succinctly describe results
  • Recommend practical, appropriate, and cost effective methods to reduce identified risk exposures and increase the strength of the overall control environment
  • Perform follow-up of Management action items through resolution
  • Conduct advisory projects for key system implementations and business process changes to provide proactive risk and control guidance to business partners
  • Seeks and implements continuous opportunities for internal audit and IT Cybersecurity control and process improvements
  • Builds long-term relationships with senior management to better understand the company’s culture and management directives
  • Relevant work experience at an external audit firm or in an internal audit role at a public company working on audits
  • Strong computer skills and advanced Excel experience
Junior Auditor Internal Audit
04/2007 - 01/2011
San Francisco, CA
  • The ability to present risk concepts and issues in a simple and concise way to diverse groups, as well as strong communication and negotiation skills
  • The ability to work as a global team player and do deliver results under pressure
  • Excellent spoken and written style in German and English
  • Perform ad hoc projects as assigned to assist Audit in analyzing the Company’s risk and control environment
  • Ensure deficiencies are added and tracked on CAS’ central “Deficiency Tracker” and corrective actions plans properly address audit recommendations with adequate remediation timelines. Provide regular status updates to management communicating progress on corrective action implementation
  • Lead and/or support CAS special projects and initiatives related to the development and roll-out of Brightstar’s Enterprise Risk Management architecture and capabilities
  • Promote high levels of ethical awareness. Notify audit management of any findings related to potential ethical issues or conflicts of interest and support the department’s independent investigations, as needed
  • Lead risk assessment activities to inform IT and Cybersecurity focused audit plan
  • Utilize a risk-based approach to independently and effectively perform internal audit engagements of information systems and related processes


Keiser University - Kendall Campus
2002 - 2006
Bachelor's Degree in Accounting

Professional Skills

  • Demonstrate strong professional judgment, critical thinking and written/oral communication skills
  • Excellent written and verbal skills with demonstrated ability to clearly articulate issues and facilitate the definition and implementation of solutions,
  • Strong judgement and decision making skills,
  • Exceptional communication skills, both written and verbal, that demonstrate the ability to speak the language of the business not just ‘audit speak&#8217
  • Effective strong written and oral communication skills
  • Excellent relationship and project management skills
  • Strong professional judgment, root cause analysis and written and oral communications skills

How to write Auditor Internal Audit Resume

Auditor Internal Audit role is responsible for software, root, analytical, security, retail, finance, training, auditing, analysis, reporting.
To write great resume for auditor internal audit job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Auditor Internal Audit Resume

The section contact information is important in your auditor internal audit resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Auditor Internal Audit Resume

The section work experience is an essential part of your auditor internal audit resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous auditor internal audit responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular auditor internal audit position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions.

Representative Auditor Internal Audit resume experience can include:

  • Excellent verbal and written communication skills and the ability to work efficiently and effectively with a wide range of internal and external groups
  • Cooperates with other auditors/audit groups to effectively execute audits
  • Experience identifying controls and developing effective tests for those controls is required
  • Experience analyzing control design and effectiveness and evaluating findings is required
  • Handle multiple tasks with varying priorities, and set appropriate priorities
  • Internal audit experience, preferably with a large financial institution or consulting firm experience

Education on an Auditor Internal Audit Resume

Make sure to make education a priority on your auditor internal audit resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your auditor internal audit experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school

These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Auditor Internal Audit Resume

When listing skills on your auditor internal audit resume, remember always to be honest about your level of ability. Include the Skills section after experience.

Present the most important skills in your resume, there's a list of typical auditor internal audit skills:

  • Strong interpersonal, presentation, communication, and influencing skills with experience dealing with people of various levels of seniority
  • Strong written and verbal skills, and experience preparing workpapers, audit reports, and stakeholder presentations
  • Effective interpersonal skills for interfacing with all levels of internal / external audit and line management,
  • Good knowledge of to proficiency in (or demonstrated ability to quickly acquire good knowledge of) auditing principles and techniques
  • Experience or strong interest improving the effectiveness and efficiency of audit activities through innovation
  • Excellent analytical and problem-solving skills; exhibit professional skepticism and curiosity

List of Typical Experience For an Auditor Internal Audit Resume


Experience For Senior Auditor, Internal Audit Resume

  • Demonstrated ability to understand business drivers and issues
  • Communicating results verbally and in writing to members of senior management
  • Meet all the regulatory requirements for Internal Audit in respect of providing Internal Audit services to the legal entity
  • Understand and analyze historical audit reports and financial statements
  • Gather data and information from a wide range of business leaders
  • Assist in identifying and analyzing the key inherent risks in the stakeholder’s business and the key controls that management has implemented to mitigate their risks
  • Participate in the full audit lifecycle including planning, testing of controls, reporting and issue verification
  • Learn IAG’s Global Audit Methodology and professional standards for audit engagements

Experience For Senior IT Auditor, Internal Audit Resume

  • Assist in identifying and analyzing the key inherent risks in the IT business and testing general IT controls (e.g., security, change management, operations) and application controls (e.g., data processing, calculations, report
  • Identify business and process improvement opportunities
  • Ensure the governance, risk management and control concerns of regional management are considered in planning, and plan updates, and that Internal Audit provides suitable, prompt assurance in respect of the areas of concern identified
  • N/A – Not a people management role
  • Span of management: no direct reports
  • Investor Services Senior and Middle Management (Heads / Director / Senior and Middle Managers)
  • Investor & Treasury Services Senior Management
  • IAS Executives and Staff - Group Managers / Directors and Senior Managers / Managers / Auditors
  • External Auditors (Deloitte) as well as EY, PwC and KPMG

Experience For Auditor, Internal Audit Resume

  • Promote enhancement of auditor judgment through targeted feedback that drives directly to business control risks
  • Escalate audit progress and audit issues to the Audit Lead on a timely basis
  • Identify improvements in processes and recommend and implement changes
  • Identify and investigate unexpected results, missed deadlines or incomplete requests
  • Timely completion of projects, reports, deliverables and follow up requests

Experience For Senior Auditor, Internal Audit Services Resume

  • Quality deliverables, Detail-oriented, deadline driven, self-directed and organized individual
  • Experience in the banking industry of which at least 3 years is related to financial security areas or in audit of compliance functions in investment banks
  • Demonstrate understanding of Visa’s and Internal Audit’s strategic vision, be a self-starter, and responsible for actions promoting this strategic vision
  • Responsible for performing financial and operational audits and consulting projects timely throughout all divisions of the firm
  • Execution of the audit program by gathering information - conduct interviews, desribe the processes, identify risks and evaluate controls
  • Participation on audit assignment under supervision of a senior auditor

Experience For Junior Auditor Internal Audit Resume

  • Suggest improvements in the form of audit recommendations and communication of conclusions to supervisiors
  • Build relationships and partnerships to act as a consultant and advisor to the business
  • With direction from management, assist in planning and execution of audit projects based on evidence, using judgment and common sense to draw logical conclusions
  • Perform reviews of process documentation, policies and procedures and participate in the identification of process/control improvements and solutions
  • On a global basis, proactively develop effective, collaborative working relationships throughout the organization with finance management and other functional areas
  • Work cohesively/collaboratively with other members of the department
  • Carry out audit procedures, identify key control elements, design compliance tests

Experience For Senior Auditor, Internal Audit IT Resume

  • Complete assigned work at a high level of quality with minimal oversight; share knowledge and seek assistance appropriately
  • Schedule and conduct presentations at meetings with management as needed
  • Collect, evaluate, and document information to support audit results; report these results to the appropriate parties and draft audit reports
  • Analyze data sets to create an appropriate audit sample and/or identify trends within a population that can provide key risk insights
  • Evaluate the efficiency and effectiveness of management controls over activities, compliance of business process owners with policies and directives, adequacy of measures of safeguard assets, and reliability of information generated
  • Follow up on observations contained within audit reports to ascertain if remediation plans have been implemented
  • Review and appraise the soundness, adequacy and application of financial and other operational controls. Ascertain the extent of compliance with established policies, procedures and business practices to ensure effective operations
  • Partner with management to identify constructive and value-added solutions to address issues identified. Recommend operational improvements which ensure that proper controls are exercised over all aspects of the business and that company assets are conserved, protected and accurately reflected
  • Provide assistance to external auditors as requested

Experience For Auditor Internal Audit Ii / Senior Resume

  • Travel required (Domestic & International) up to 25%
  • Audit work entails scoping the audit based on assessment of risk, gaining an understanding of processes (both automated and manual), identifying controls in place to mitigate risk and testing those controls to confirm they are functioning as designed
  • The senior auditor typically works individually on audits, but can also lead staff auditors or newer senior auditors in performing this work
  • The senior auditor is responsible for the execution and effective management of the audit work. When leading another auditor, the senior auditor is responsible for delegating the work, providing guidance / coaching to the other auditor, reviewing the other auditor’s workpapers and providing feedback
  • Continually strive to develop your skillset with cooperation from Internal Audit leadership
  • Relevant industry experience and/or internal or external audit experience
  • Proven ability to quickly assess problems, identify effective solutions, and focus on what matters most
  • Five years of experience in assurance and/or audit

Experience For Business Auditor Internal Audit Resume

  • Execute an effective internal audit program designed to assess risk and test internal controls within the Company
  • Collaboration with Leaders and Senior Leaders throughout the firm to establish relationships
  • Identify any weaknesses in processes and recommend and implement changes to strengthen internal controls
  • Quality deliverables Strong management skills to evaluate opportunities with process improvement within department (for area of responsibility) and demonstrated ability to facilitate change
  • Identify, promote, and innovate audit best practices associated with the use of Workday core platforms, applications and capabilities
  • Utilize data analytics and tools in execution of audit work
  • Experience with all aspects of planning, executing, and reporting an audit, including integrated audits that address a combination of financial, operational, and technology objectives
  • Demonstrated experience, skills and knowledge related to the IIA Professional Practices and Standards. Experience with technology focused clients or companies that drive innovation in the marketplace
  • Design programs to test controls to ensure they are working as designed by reviewing documentation, meeting with management to discuss the business processes, and observing general business operations

Experience For Senior Business Auditor, Internal Audit Resume

  • Identify the root cause for control deficiencies and evaluate management action plans to address deficiencies
  • Take ownership of assigned tasks and seek out ways to improve IAG processes
  • Take initiative to consider and recommend problem resolution to audit team and manager
  • Possesses keen attention to detail and able to manage time efficiently
  • Perform operational, compliance and financial audits for a broad range of functions throughout the corporation
  • Devise strategies to ensure compliance with Sarbanes-Oxley and/or other regulatory requirements
  • Tests and documents internal controls

Experience For Senior AML Auditor, Internal Audit Services Resume

  • Develops compliance policies and procedures for manual and system controls
  • Analyzes data obtained for evidence of deficiencies in controls, duplication of effort, extravagance, fraud, or lack of compliance with laws, government regulations, and management policies or procedures
  • Maintains up-to-date knowledge of Sarbanes-Oxley legislation requirements, and visits field locations to ensure compliance with these policies. Performs test controls under Sarbanes-Oxley
  • Relevant industry experience and/or internal or external audit experience
  • Experienced in using data and analytical tools, including Excel, to solve business problems

List of Typical Skills For an Auditor Internal Audit Resume


Skills For Senior Auditor, Internal Audit Resume

  • Good organizational skills and ability to work proactively without close supervision,
  • Solid organization and project management skills,
  • Excellent oral and written communication skills, familiarity with PC and common business software
  • Assigns and directs audit staff in the validation of control design and effectiveness and identifies process deficiencies by testing performance of
  • Interpersonal relationship skills, with ability to deal with different levels and cultures, from staff members to senior management
  • Gain a well-rounded understanding of how AIG operates by participating in audit projects covering different departments and functions
  • Relevant experience auditing banks with comprehensive knowledge of Transaction Banking products,
  • Strong working knowledge of the RBC Financial Group Policies/Procedures

Skills For Senior IT Auditor, Internal Audit Resume

  • Experience related to Audit/Treasury & Trade Solutions/Accounting processes,
  • Experience executing data analytics as part of audit activities
  • Experience with ACL Analytics or other data analysis software
  • Very good knowledge of business and key functions of RBC Investor Services
  • Good knowledge of and ability to analyze SSAE16 / ISAE 3402 control assurance audit reports

Skills For Auditor, Internal Audit Resume

  • Project management professional qualification or demonstrated track record in project management
  • Utilize effective communication strategies to share complex information and concepts
  • Strong team player and ability to work on diverse teams in diverse cultural environments,
  • Strong team player, able to build and leverage relationships across the organization,
  • Experience related to Audit/Consumer/Commercial processes
  • Strong knowledge of audit principles
  • Experience evaluating risk to scope audit work is required
  • Strong team player and ability to work on diverse teams in diverse cultural environments

Skills For Senior Auditor, Internal Audit Services Resume

  • Mortgage industry regulatory and compliance related experience
  • Internal audit or compliance experience in the financial services industry
  • Good command of English both written and spoken is essential (at least B2 level)
  • Demonstrated "team player" characteristics
  • Three to five years’ experience in audit or related business area
  • Audit, risk or related business/retail experience

Skills For Junior Auditor Internal Audit Resume

  • 1-4years of audit, risk or related business/retail experience
  • Strong knowledge of Compliance topics and in particular, AML and financial sanction requirements
  • Documentation of the audit results and collection of audit evidence in accordance with professional standards
  • Communicate findings and recommendations to department management, track remediation and perform validation procedures
  • Understanding of commercial banking products and services (trade finance, commodity finance, loans, project financing, funds transfers etc)
  • Unceasing curiosity and relentless drive to understand how things work
  • Plans and executes Sarbanes-Oxley (SOX) processes by establishing Customer contacts; creating test plans; delegating test work; training staff and
  • Accountable for meeting deliverables, adhering to quality and methodology standards, including incorporating real-time feedback from supervisors

Skills For Senior Auditor, Internal Audit IT Resume

  • Participate in audit planning by determining the extent of audit testing and audit work paper content
  • Continually seek to learn through asking questions, getting exposure to new opportunities and training sessions
  • Knowledge of IFRS, complex accounting, auditing standards, business processes
  • Manages delivery of projects by overseeing completion of work product; and ensuring Customer satisfaction
  • Continue professional education regarding accounting standards and laws and regulations applicable to the company
  • Perform data analysis to identify anomalies or issues in the testing of controls, partnering with the IAG data analytics team
  • Participate in the new and ongoing improvements of the internal audit process as assigned

Skills For Auditor Internal Audit Ii / Senior Resume

  • Participate in the ongoing improvements of the internal audit process as assigned
  • Basic legal knowledge of the banking environment
  • Post audit works: monitoring the recommendation to assure their completeness and risk mitigation
  • Create, maintain and update internal control / process documentation, conduct interviews, review documents and prepare working papers to support observations
  • Contribute to the identification of department operational efficiencies and changes in auditing operations that could lead to cost and time savings
  • Document audit activities, identified issues, and conclusions to assist audit team with reporting to the stakeholders
  • Execute annual SOX testing plan, based on an assessment of Business/Financial risk
  • Administers the appropriate internal control environment for the company, including Sarbanes-Oxley implementation and internal audit
  • Audits records and interviews workers to ensure proper recording of transactions and compliance with applicable laws and regulations

Skills For Business Auditor Internal Audit Resume

  • Thorough understanding of financial audit principles and best practices
  • CISA/CIA/ CISSP/ CEH/ OSCP/CPA or equivalent designation highly desirable
  • CA/CPA/CIA or equivalent designation highly desirable
  • Models compliance with company policies and procedures and supports company mission, values, and standards of ethics and integrity by
  • Thrives in a continuous improvement environment
  • Actively support assurance and advisory audit engagements from planning through execution and reporting; this includes SOX walkthroughs and control testing as well as operational audits and risk mitigation initiatives
  • Work efficiently and effectively as an individual contributor and a team player to deliver outstanding work with minimal supervision

Skills For Senior Business Auditor, Internal Audit Resume

  • Collaborate and connect with various teams to build consensus through leveraging and sharing of business knowledge to identify viable business solutions
  • Execute and maintain accountability for the delivery of high quality audit deliverables in accordance with established budgets and timelines
  • Generate creative and non-traditional ideas to support business growth
  • Develop and share innovative and creative approaches to business challenges
  • Internal Audit is a compelling voice inspiring confidence in the ability of the Bank to deliver its strategy. Our staff are based predominantly in Zurich, London, New York and Singapore. We are seeking to recruit a Business Auditor with high potential in order to complete our audit team in Zurich and perform product-line and functional audits
  • Internal Audit Experience (at an accounting firm or in private industry)
  • Experience with Thomson Reuter’s eGRC Tool, SAP, HFM, or Oracle Financials
  • Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of banking products, especially those associated with the Treasury & Trade Solutions business,
  • Strong knowledge of audit/risk assessment techniques and principles,

Skills For Senior AML Auditor, Internal Audit Services Resume

  • Make sound decisions and to provide effective advice to others in areas of expertise and audit coverage,
  • Effective analytical skills and critical thinking to understand processes, controls and risks of areas covered, identify root causes of issues and recommend practical solutions,
  • Relevant experience auditing banks with comprehensive knowledge of Commercial/Corporate products
  • Manage conflict and work under pressure,
  • Willingness to travel within EMEA region (40%),
  • Effective analytical skills and critical thinking to understand processes, controls and risks of areas covered, identify root causes of issues and recommend practical solutions

List of Typical Responsibilities For an Auditor Internal Audit Resume


Responsibilities For Senior Auditor, Internal Audit Resume

  • Experience in using data and analytical tools, including Excel, to solve business problems
  • Assist in the execution of the strategic audit plan, focusing on key operational risks across the Western Union business lines
  • Collaborate with business partners to balance business strategy and emerging trends with appropriate risk management controls
  • Pragmatic, risk oriented style of thinking
  • Demonstrable understanding of audit terminology, practices and documentation standards is required
  • Knowledge of auditing processes

Responsibilities For Senior IT Auditor, Internal Audit Resume

  • Subject matter expertise in auditing, enterprise risk concepts and internal control
  • Create audit programs to ensure critical operational elements are evaluated
  • Test complex or high-risk processes within the designated audits
  • Present audit deliverables and communicate with senior management and external audit
  • Willingness to travel within EMEA region (40%)
  • Readiness to travel in the Central-European region up to 20 % a year altogether

Responsibilities For Auditor, Internal Audit Resume

  • Professional: Financial designation (CA, CPA) and/or relevant academic/ professional designation (CIA, CRMA, GARP, CFA, CAMS, CFE or equivalent)
  • Languages: Literacy in English essential; literacy in French and/or other European languages (German, Italian, Spanish) beneficial
  • Knowledge of risk management and ideally knowledge of audit (internal or external)
  • Demonstrate commitment to, and compliance with, applicable laws and regulations, the Company’s Ethics and Compliance Code, and other Company policies and procedures; and take all required training courses
  • Some travel as required; 15 to 20% travel is normal

Responsibilities For Senior Auditor, Internal Audit Services Resume

  • Work independently with high level of initiative
  • In-depth knowledge of AML/ATF risks as they apply to a global financial services organization such as RBC and its clients in the investment management industry
  • MBA, CPA, CIA, CMA designations
  • Throughout the course of the audit, the senior auditor is responsible for providing status updates to all levels of leadership for the audit area and within Internal Audit, communicating observations timely and effectively assessing the risk/impact of observations. The senior auditor is also responsible for writing and presenting the final audit report

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