Audit & Risk Management Resume Sample

17 votes
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Jaron Leannon
43388 Sim Pine,  Boston, MA
+1 (555) 645 0585

Work Experience

Audit Manager, Risk Management
12/2016 - PRESENT
Boston, MA
  • Attractive networking and career opportunities, direct contacts with the Bank’s senior management and an outstanding platform for career progression
  • Monitors the progress of audit projects and provides appropriate leadership in completing the project according to department objectives
  • Building credible relationships with senior management in the Risk Management functions
  • Risk Management’s reviews cover all aspects of the firm's market, treasury, credit and operational risk processes, including but not limited to
  • Specific subject matter expertise regarding technology application control disciplines and a solid understanding of Operational Risk Management concepts, especially those associated with the Operational Risk Management, Basel III Frameworks and Manager Control Assessment activities
  • Written and verbal communication in English and Spanish
  • Ensuring that all services delivered are client satisfying and cost effective and are in line with DXC’s contractual commitments
Audit & Risk Management
01/2012 - 07/2016
Chicago, IL
  • Specific subject matter expertise regarding technology application control disciplines, understanding of Operational Risk Management concepts, detail knowledge of OCC Heightened Standards on Risk Governance, BCBS Corporate Governance guidelines, and Manager Control Assessment activities
  • Support a co-sourced team of internal audit professionals ensuring audit work is performed in accordance with IIA standards and is consistent with the department’s Charter and Policies and Procedures
  • Prepare and/or review key internal audit work papers including planning documents and audit reports to ensure clear identification and communication of risks and issues prior to presentation to senior management
  • Address issues during the integrated internal audit process by gathering facts, developing potential solutions, determining the best solutions, and implementing an action plan to solve the problem
  • Evaluate the adequacy and timeliness of management's response and the corrective action taken on all significant weaknesses noted in the report
  • Monitor management’s completion of action plans resulting from Audit Findings and regulatory findings to ensure action plans implemented were appropriate and timely
  • Provide a thoughtful, risk-based perspective and help oversee all parts of the internal audit program including, but not limited to, risk assessment, audit plan development, audit plan execution, continuous monitoring, and project reviews
  • In coordination with the IT audit team, promote the increased use of data analytics techniques to evaluate large data sets for trends and anomalies
Internal Audit Risk Management
09/2006 - 12/2011
Houston, TX
  • Participate in maintaining business relationships with appropriate levels of management ensuring Internal Audit is aware of key changes to business activities and objectives for appropriate response
  • Identify themes, trends, and emerging risks for escalation and communication to executives, audit, and risk committees
  • Oversee the Firm’s membership obligations to comply with limitation of liability schemes under professional standards legislation
  • Specific subject matter expertise regarding technology application control disciplines and a solid understanding of Operational Risk Management concepts, especially those associated with the Operational Risk Management function, Basel III Frameworks, Advanced Measurement Approach (AMA), and Manager Control Assessment activities
  • General knowledge of planning, management reporting and analytical procedures and techniques
  • Organized, detail oriented individual with highly developed analytical and presentation skills
  • Self-motivated individual, able to operate independently to meet demanding deadlines
  • Excellent knowledge of MS Office, especially Excel, PowerPoint, Word & Access


Western International University
2001 - 2006
Bachelor's Degree in Finance

Professional Skills

  • Strong written and communication skills across all levels
  • Demonstrate ability to work in a vendor environment with good soft skills to manage client’s expectation
  • Experience in capital markets, either in capital markets risk management or related audit environment
  • Demonstrated ability to work with and influence senior leadership
  • Join a team using progressive Internal Audit practices such as continuous auditing and data analytics
  • Be a part of an organization that focuses on managing and developing talent
  • Receive best in class training and development

How to write Audit & Risk Management Resume

Audit & Risk Management role is responsible for design, reporting, security, auditing, training, credit, finance, retail, cpa, accounting.
To write great resume for audit & risk management job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Audit & Risk Management Resume

The section contact information is important in your audit & risk management resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Audit & Risk Management Resume

The section work experience is an essential part of your audit & risk management resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous audit & risk management responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular audit & risk management position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions.

Representative Audit & Risk Management resume experience can include:

  • Well-developed organizational skills in order to successfully manage audit assignments within time and budget constraints and, at times, respond to shifting priorities on several simultaneous projects
  • Financial services experience with a preference for those with a number of years’ experience in either Treasury or Risk Management in a bank or broker / dealer regulated environment
  • Work independently and manage teams

Education on an Audit & Risk Management Resume

Make sure to make education a priority on your audit & risk management resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your audit & risk management experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school

These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Audit & Risk Management Resume

When listing skills on your audit & risk management resume, remember always to be honest about your level of ability. Include the Skills section after experience.

Present the most important skills in your resume, there's a list of typical audit & risk management skills:

  • Have significant exposure to all functions of a federally regulated financial institution
  • Interact directly with senior management
  • Monthly Firm Risk Committee (initial draft for review)
  • Report on current Technology Audit schedule and status
  • Highlight material Issues raised, with associated details on owner, timeline etc
  • Track progress on critical Audit findings

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