Risk-audit Resume Sample

4.9
13 votes

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Jayne Brown
375 Sigrid Court,  Detroit, MI
+1 (555) 704 1274

Work Experience


Director of Risk & Internal Audit
06/2015 - PRESENT
Boston, MA
  • Attract and retain the most talented and diverse internal audit team (Colleagues)
  • Target excellence in our performance and continuously review our innovative yet simple audit processes to maximise BIA efficiencies (Company)
  • Using our integrity and judgement, we audit the right things in the right way at the right time (Conduct)
  • Partner with clients to maximise the effectiveness of the Governance and Control Environment (Customer and Client)
  • Positively contribute to the Barclays Group Citizenship Plan (Citizenship)
  • Developing a comprehensive in-depth understanding of GE Capital International's market and liquidity risk profile, the related control framework, and link this knowledge to the GE Capital global risks profile, controls, policies and procedures
  • Work with Head of Risk Management Audit (Capital International) to ensure attendance and value added inputs to ALCO meetings
  • Undertake continuous risk monitoring across Capital International for market and liquidity risk, utilizing this knowledge to lead the risk assessment process for these areas
  • Work with Head of Risk Management Audit (Capital International), Global Treasury Audit Director, and local audit teams to build a comprehensive risk based audit plan to address market and liquidity risk, including appropriate coverage to meet local and global regulatory expectations
Business Risk Internal Audit
04/2012 - 05/2015
Detroit, MI
  • Work with Global Treasury Audit Director and team to build, roll-out and maintain standard audit programs (as appropriate) for local audit team to execute in order to ensure consistent coverage of market and liquidity risks
  • Work with Senior Audit Manager – Capital Planning (Capital International) to ensure linkage of local regulatory required audits impacting market and liquidity risks (eg ICAAP, ILAA) to drive consistency in approach
  • Oversee and execute all market and liquidity risk related audits throughout GE Capital International to drive high quality and timely audits, and ensure both local and global regulatory expectations are addressed
  • Experience of effectively producing accurate itineraries for regional department heads, able to navigate JPMorgan internal travel systems well and apply good judgment on how to optimise traveler’s time and adhere to corporate travel policy
  • Maintaining both externally and internally recognised technical expertise in the following areas
  • Effectively manage client facing delivery teams, leading and coaching more junior members engaged in assignment delivery
  • Manage client relationships with senior executive or management team, ensuring feedback is obtained and reacted to
  • Ensuring that risk management procedures and quality standards are observed throughout assignment delivery
  • CISA / CRISC / CGEIT Certifications
Risk Audit & Controls
05/2008 - 02/2012
Boston, MA
  • Review significant partnership arrangements and major services provided by third parties and the controls in place to promote and protect the group’s interests
  • Establish logical and systematic methods of identifying, analysing, evaluating, treating, monitoring and communicating the risks associated with the group’s activities
  • CIA, CPA, CCSA or commitment to study for certification
  • Direct and lead operational, financial and compliance audits to evaluate the effectiveness of internal controls
  • Determine compliance with selected policies, procedures, and regulations, to evaluate and increase efficiency and/or effectiveness of internal control systems to promote good corporate governance group wide
  • Leads audits of credit risk management in US, including projects in all US offices and Toronto
  • Leads US Loan Review Program, overseeing the work of other Credit Risk Audit staff in Head Office
  • Quarterly reporting to US Risk Committees, as well as input to overall Board Reporting
  • Responsible to lead 6-10 large projects per year, with teams of up to 10 people

Education


Cabrini University
2003 - 2007
Bachelor's Degree in Management

Professional Skills


  • Relevant work experience, including supervisory experience
  • Detailed understanding of the regulatory requirements for the subject area and past experience working with regulatory bodies (e.g., Fed, OCC, PRA, ACPR etc.)
  • Demonstrate understanding of business processes, internal control risk management, IT controls, and related regulatory and compliance standards
  • Experience with working in an ambiguous environment
  • Experience with working with ambiguity
  • Demonstrate advanced understanding of business processes, internal control risk management, and related standards
  • Demonstrate a general knowledge of market trends, competitor activities, and Deloitte products and service lines

How to write Risk-audit Resume

Risk-audit role is responsible for travel, events, finance, credit, auditing, reporting, modeling, general, compliance, planning.
To write great resume for risk-audit job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Risk-audit Resume

The section contact information is important in your risk-audit resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Risk-audit Resume

The section work experience is an essential part of your risk-audit resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous risk-audit responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular risk-audit position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions. Representative Risk-audit resume experience can include:

  • Assess clients' business environment, existing financial controls and risk challenges, and complex risk management approaches
  • Assists the Line with risk management in accordance with the GWO Risk Management Procedure
  • Coordinates inputs into the annual segment level GWO risk management process
  • Deliver risk reports, e.g. RMR, SORCs. To support performance management of the risks
  • Perform internal audit assurance activities (internal audits over financial, operational, compliance, IT, SOX and QARs), consult with engagement leadership and clients on strategic plans and other business matters, and help to anticipate emerging risks for our clients
  • Use problem solving and critical thinking skills to quickly identify internal control deficiencies, evaluate their risk implications, and draw the appropriate conclusions to best advise our clients

Education on a Risk-audit Resume

Make sure to make education a priority on your risk-audit resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your risk-audit experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Risk-audit Resume

When listing skills on your risk-audit resume, remember always to be honest about your level of ability. Include the Skills section after experience. Present the most important skills in your resume, there's a list of typical risk-audit skills:

  • Extensive relevant experience in a Treasury related function within a regulated financial services firm focused on Market and/or Liquidity Risk Management
  • Experience in complex model development in risk management, capital and/or asset liability management
  • 33 days holiday (including Bank holidays) rising to 35 days after 5 years’ service
  • Along with Chief Auditor, US Audit, manage the third line’s relationship with all US regulatory bodies including federal and state regulatory bodies
  • An opportunity to work in a group that works on some of the UKs most exciting construction projects
  • “Treats” benefits – an online range of offers and discounts which are available exclusively to Pets at Home Colleague

List of Typical Skills For a Risk-audit Resume

1

Skills For Director of Risk & Internal Audit Resume

  • Create internal control documentation for the engagement including narratives, process and data flows, and other supporting work papers
  • Apply a general knowledge of the technologies used to build complex IT environments
  • Facilitate use of technology-based tools or methodologies to review, design, and implement products and services
  • Support client engagements by helping plan the audit approach and scope, preparing the audit program, determining auditing procedures, seeing the audit process through completion, and applying internal audit standards in accordance with the Institute of Internal Auditors
  • Build and nurture positive working relationships with clients, by providing high quality deliverables and communications
  • Play a substantive role with project management by supporting engagement planning, economics, billing and staffing; providing regular status reports for the client, while supervising junior staff
  • Exercise professional skepticism, judgment and adhere to the code of ethics while on engagements
  • Perform internal audit reviews/projects of business (i.e., financial, operational, compliance, etc.)
  • Assess clients' business environment, existing financial controls and risk challenges, and complex risk management approaches and recommends appropriate risk approaches
2

Skills For Technology Risk, Audit Resume

  • Guide clients through the development and execution of internal audit assurance activities (internal auditors over financial, operational, compliance, IT, SOX and QARs), consult with engagement leadership and clients on strategic plans and other business matters, and help to anticipate emerging risks for our clients
  • Manage client engagements, by defining the audit approach and scope, preparing the audit program, determining auditing procedures, seeing the audit process through completion, and applying internal audit standards in accordance with the Institute of Internal Auditors
  • Actively participate in decision making with client senior engagement management, provide meaningful insights, and seek to understand the broader impact of current decisions
  • Build and nurture positive working relationships with clients, by providing high quality deliverables and communications, and identifying other Deloitte services that can help them better achieve their organization’s objectives
  • Play a lead role with project management by managing engagement planning, economics, billing and staffing; providing regular status reports and issue tracking for the client, while supervising project team
  • Develop, mentor, and train staff to help with their career growth
  • Demonstrate an in depth knowledge of market trends, competitor activities, and Deloitte products and service offerings; leveraging those to participate in pursuit efforts and identifying potential "add-on" sales to client
3

Skills For Business Risk Internal Audit Resume

  • Exercise professional skepticism, judgment, and adhere to the code of ethics while on engagements
  • Apply expertise in technology to build complex IT environments for our clients
  • Facilitate use of technology-based tools or methodologies to review, design, and implement products and services based on client needs
  • Monitor and report Bank compliance with all applicable federal and state regulations
  • Review compliance related policies and procedures for compliance with regulatory requirements and sound practices
  • Prepare detailed report of violations to federal and/or state regulations and other compliance audit findings, presenting any irregularities or exceptions to Senior Management and/or the Audit Committee
  • ‘Can-do’ attitude with a flexible approach
4

Skills For Head of Internal Audit & Risk Resume

  • A fast paced environment where each day brings new challenges as well as a competitive salary and benefits package
  • Collaborate directly with your manager
  • Support organization and department initiatives
  • Provide recommendations to improve your department
  • Aptitude & proficiency with computer software, particularly the Microsoft Office Suite
5

Skills For Risk, Audit & Self Verification Engineer Resume

  • Take initiative to achieve personal career goals
  • Participate in all HNB internship events
  • Energy, enthusiasm, and passion for Huntington!
  • State complex issues simply
  • State complex issues concisely
6

Skills For Risk Audit & Controls Resume

  • Knowledge of credit portfolio management and measurement techniques (methodologies of economic capital, capital allocation, RORAC, general allowance model, risk aggregation and diversification etc.) and tools such as CreditMetrics, KMV Credit Monitor, KMV Portfolio Manager, KMV Risk Frontier
  • Knowledge of financial theory; risk related models (credit, market, operational and liquidity etc.), capital (EC, RC), stress testing models, pricing and valuation models, etc
  • Experience with working ambiguity
  • Knowledge of regulations related to risk management

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