Regulatory Capital Management Office Resume Sample

5.0
15 votes
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Lupe Harvey
5416 Maia Mountains,  Phoenix, AZ
+1 (555) 279 8754

Work Experience


Regulatory Capital Management Office Basel Independent Review Executive Director
11/2015 - PRESENT
New York, NY
  • Provide analytics for the firm’s midyear stress and CCAR process
  • Participates in capital analysis of the firm’s Recovery process
  • Develop new and efficient analytics to enhance the alignment of the firm’s actual RWA calculators with LOB, Corporate and Senior Management decision making processes
  • Delivery of variance analysis and explain of the Firm’s RWA and capital on a quarterly basis
  • Delivery of the Firm’s response to regulatory led Quantitative Impact Studies (QIS) and assist in coordinating consortium and external benchmarking and outcomes analysis
  • CIR conducts independent validations of spreadsheets and other calculation implementations used in Regulatory Capital and other areas in Finance and Risk
  • CIR reports its findings to senior management in support of their oversight responsibilities
  • Review and challenge Line Of Business capital stress test submissions by assessing historical trends, tolerance levels, and variance across submission cycles
  • Assess forecasting processes, key assumptions, model inputs / outputs used for the firm’s Capital Stress Testing Reporting and recommend improvements
Regulatory Capital Management Office
04/2010 - 05/2015
Houston, TX
  • Build analytical tools/frameworks to expand Central Challenger’s CCAR coverage across multiple asset/liability classes and stress test submissions
  • Liaise with key stakeholders within RCMO and outside such as Corporate Finance Analytics, Corporate Treasury/Investment Office, etc. to help drive projects for capital stress test submissions
  • Partner closely with internal and/or external team resources to enhance end-to-end capital stress testing process and achieve continuous improvement
  • Participate actively in presenting central challenger plans, item status, and findings to management
  • Stay abreast of regulatory and industry developments pertaining to capital and liquidity management
  • Partnering with both line of business and technology teams to document business requirements for data sourcing and storage needs for Retail Basel modeling and risk weighted asset (RWA) calculations
  • Preparing data lineage documentation in partnership with technology in support of Basel Committee on Banking Supervision (BCBS) data aggregation and reporting standards compliance
  • Mapping of system of record data into the Retail Basel data warehouse
  • Defining data types and formatting for Retail Basel data warehouse
Regulatory Capital Management Office Firmwide External Reporting Controller
03/2004 - 12/2009
Boston, MA
  • Preparing and submitting metadata definitions to data governance forums
  • Participating in data governance review forums and responding to follow up questions or action items
  • Coordinating with line of business technology teams to establish new system feeds into the Retail Basel data warehouse
  • Partnering with technology quality assurance team to perform testing of new and existing system feeds into the Retail Basel data warehouse
  • Preparing analysis of new data to ensure accuracy of mapping and consistency with expectations
  • Streamlined reporting of RWA and capital ratios and forecasts to management, regulators, LOBs and others
  • Coordinated firmwide and legal entity projections of capital and RWA
  • Leadership on all aspects of firmwide capital stress-testing including both internal and regulatory requirements
  • More frequent delivery of certain RWA calculations

Education


Washington State University Vancouver
1999 - 2004
Bachelor's Degree in Finance

Professional Skills


  • Providing interpretations of the U.S. capital rules for current, pending and proposed transactions in support of Front Office, Risk, Finance and Technology organizations across Lines of Business
  • Excellent communication skills (verbal and written), including ability to succinctly advise stakeholders of risks, challenges and potential solutions
  • Strong analytical and problem solving skills with the ability to exercise sound and balanced judgment; keen attention to detail
  • Strong experience in either Finance, Risk or regulatory compliance
  • Treasury, financial or regulatory reporting experience at a large financial institution
  • Treasury, financial or regulatory reporting experience at a large financial institution
  • Experience coordinating large-scale projects or processes across multiple constituents

How to write Regulatory Capital Management Office Resume

Regulatory Capital Management Office role is responsible for modeling, design, reporting, training, credit, finance, retail, government, accounting, cpa.
To write great resume for regulatory capital management office job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Regulatory Capital Management Office Resume

The section contact information is important in your regulatory capital management office resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Regulatory Capital Management Office Resume

The section work experience is an essential part of your regulatory capital management office resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous regulatory capital management office responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular regulatory capital management office position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions.

Representative Regulatory Capital Management Office resume experience can include:

  • Ensuring the governance framework is operating in effective and efficient manner
  • Treasury, financial or regulatory reporting experience at a large financial institution
  • Living wills/Recovery & Resolution Planning
  • Preparing senior level communications and meeting materials
  • Managing and developing at least one other resource on the Program Management team
  • Overseeing and coordinating the activities of established teams in Finance and Risk to ensure compliance with U.S. regulatory capital requirements

Education on a Regulatory Capital Management Office Resume

Make sure to make education a priority on your regulatory capital management office resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your regulatory capital management office experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school

These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Regulatory Capital Management Office Resume

When listing skills on your regulatory capital management office resume, remember always to be honest about your level of ability. Include the Skills section after experience.

Present the most important skills in your resume, there's a list of typical regulatory capital management office skills:

  • Experience in credit risk management or reporting
  • Treasury, financial or regulatory reporting experience at a large financial institution
  • Strong subject matter expertise in Basel capital requirement for retail credit risk
  • Experience in Finance, Risk Management, or related field
  • Experience in Finance, Risk Management, or related field
  • Experience in Finance, Risk Management, or related field

List of Typical Skills For a Regulatory Capital Management Office Resume

1

Skills For Firmwide Regulatory Capital Management Office Team-corporate Capital Stress Testing Strategic Solutions Resume

  • Experience in Finance, Risk Management, or related field
  • Liaising with the U.S. regulatory agencies regarding, regulatory examinations, model changes and ad-hoc inquiries
  • Supporting regional Finance, Front Office and management teams across the globe with respect to application of both local and US regulatory capital rules
  • Working knowledge of wholesale credit products
  • Leading discussions among the LOBs to help reach consensus and consistency to ensure supervisory deadlines and commitments are met
  • Facilitating Supervisory requests in a timely and concise manner
  • Ensuring efficient and appropriate management of the Firm’s capital
  • Overseeing the end-to-end risk-weighted asset (“RWA”) and capital measurement processes across the Firm
2

Skills For Regulatory Capital Management Office Firmwide External Reporting Controller Resume

  • Guiding Lines of Business (“LOBs”) and clients on efficient capital decisions
  • Assist in review planning, scheduling, tracking and reporting as needed
  • Develop an understanding of JPM’s regulatory CCAR and other stress testing requirements and process
  • Guidance on LOB-specific sensitivities to key business actions as well as deep-dive training on rules/models
  • Develop understanding of JPM’s regulatory (Basel I,II,II.5,III) and GAAP capital calculations and metrics
  • Partner with LOBs to develop commentary supporting the Company’s Capital and RWA strategy under various stress scenarios
  • Develop an understanding of JPM’s regulatory CCAR requirements and processes
  • Business Management support for the RCMO Basel Measurements & Analytics team (BM&A) including key projects and strategic initiatives
  • Relevant Masters/MBA and/or relevant certifications (FRM/CFA/..)
3

Skills For Regulatory Capital Management Office Corporate Capital Stress Testing Resume

  • Coordinate and run meetings across diverse functions, locations and businesses
  • Understand methodology used in the financial calculations and its broader impact / contribution to the firm’s overall finance / risk framework
  • Serve as RCMO’s main point of contact with Investor Relations and supervise the response to and tracking of capital related questions from industry analysts and investors
  • Partner with LOBs to ensure ongoing compliance with the firm’s Guidance on Securitization RWA and the securitization credit risk framework in the final rule
  • Liaise with LOBs to compile the firm’s response to Quantitative Impact Studies in the securitization space
  • Manage a team in Delaware
  • Understand methodology used in the financial calculations and its broader impact / contribution to the firm’s overall finance / risk framework to assess conceptual and financial soundness of implementations as well as compliance with rules and best practices
4

Skills For Regulatory Capital Management Office Central Challenger Team Qualitative Review Resume

  • Calculate, analyze, and report Basel 3 RWA for the TCP portfolio
  • Review and challenge LOBs and firm’s regulatory reports (e.g., FR Y14A/Q/M, FFIEC 101/102, 10K/Q) by assessing historical trends, tolerance levels, and variances across submission cycles
  • Business Partner to LOB’s and Corporate Groups (FRRA, CCST, Non-business aligned CFO) in requirements gathering and business design for Capital Desktop
  • Facilitate regulatory exams (FRB/OCC/SEC) and internal control functions’ reviews (Basel Independent Review/Finance Calculation Independent Review/RCMO Control Officer/Internal Audit)
  • Oversee the control environment as it applies to the production of Basel RWA including data quality, adjustments and manual processes, identifying and developing UT’s
5

Skills For Regulatory Capital Management Office Corporate Capital Stress Testing Capital Resume

  • Provide monthly updates to Basel Capital Program stakeholders on securitization policy, control or implementation matters requiring review and management actions for resolution
  • Provide thought leadership in Policy Working Group and industry peer groups on regulatory capital issues
  • Proactively understand the activities of the Markets Business and how it impacts the Firm’s capital position
  • Support regulatory exams (FRB/OCC/SEC) and internal control functions’ reviews (Basel Independent Review/Finance Calculation Independent Review/RCMO Control Officer/Internal Audit)
  • Support periodic review of existing processes across for market risk, wholesale credit risk, counterparty credit risk and retail risk stripes to identify rule/policy compliance and implementation related issues
  • Perform regular test (SOX/RCSA) across Risk Stripes, as planned, to ensure effectiveness of controls in place
6

Skills For Regulatory Capital Management Office Capital Stress Testing Resume

  • To perform ad-hoc quantitative impact analysis on the firm’s RWA under Basel rules and regulations based on input parameters or infrastructure changes – specific to Counterparty Derivatives risk stripe
  • Manage a team across Delaware/NY
  • Coordinate and prepare JPM’s responses to regulator and investor questions and feedback related to Capital
  • Partner with model implementation, risk management, lines of business and technology teams to identify and remediate data quality issues
  • Understand regulatory capital regulations and apply subject matter expertise to establish policy and provide interpretation around implementation within the firm
  • Own the calculation and reporting of risk- risk-weighted asset (RWA) and capital measurement processes and controls across the Firm
  • Oversee and manage Firm-wide capital stress testing processes such as CCAR, DFAST and ICAAP
7

Skills For Regulatory Capital Management Office Capital Strategy Resume

  • Provide independent review and challenge to methodologies, calculations and assumption supporting capital as well as other finance owned processes
  • Interface with the Regulators on capital-related issues and provide internal guidance to business and functional stakeholders
  • Drive strategy around development of capital management to ensure ‘best in class’ organizational management, governance and execution
  • Develop strong partnerships and relationships across BM&A to effectively influence change, identify synergies and opportunities for improvement (both structural and team/process-specific)
  • Manage the execution of regulatory Quantitative Impact Studies (QIS) including the evolution of the process, data analysis and tools used to manage communication and deliverables
8

Skills For Regulatory Capital Management Office Central Challenger Team Resume

  • Enhanced documentation and tracking of policy interpretations and model usage
  • Guidance on LOB-specific sensitivities to key business actions as well as deep-dive training on rules and models
  • Own oversight of the BM Risk Control Self-Assessment as well as execution of key controls
  • Other ad hoc BM related tasks
  • Timely expertise and responses to LOB requests to calculate RWA for new transactions
  • FR Y9C, Call report, FRY14, etc

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