Firmwide Regulatory Reporting & Analysis Resume Sample

4.5
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Madisen Orn
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Work Experience


Firmwide Regulatory Reporting & Analysis Strategic Initiatives Project Manager
07/2015 - PRESENT
Philadelphia, PA
  • Planning and coordinating the Firm’s regulatory reporting submissions for Capital Stress Testing
  • Ensuring alignment with project management teams across the LOBs and other functions
  • Driving execution of the Capital Stress Testing program deliverables across LOB and Corporate teams
  • Setting the agenda and preparing materials for program governance meetings
  • Leading engagement with the Firm’s regulators
  • Maintain familiarity of accounting pronouncements and disclosure requirements. Participate on firm wide teams to implement new accounting disclosures
  • Represent the team and lead efforts around strategic initiatives and ongoing improvements around internal/external reporting processes
  • Develop control procedures to ensure accurate reconciliation between regulatory filings, (e.g., Press Releases, Form 10-Q, Annual Report/Form 10-K, Call & FR Y-9C, CCAR, etc)
  • Establishing and managing relationships, partnership and dialogue with stakeholders
Firmwide Regulatory Reporting & Analysis
11/2010 - 05/2015
Philadelphia, PA
  • Ensure all Stand Alone regulatory reports filed are timely and accurate, in agreement with other externally reported information, and reconciled to the Firm’s underlying financial statements
  • Develop an understanding of and support JPM’s monthly and quarterly regulatory CCAR requirements and processes
  • Develop subject matter expertise in JPMC’s monthly and quarterly regulatory CCAR requirements and processes
  • Develop subject matter expertise in JPMC’s regulatory reporting requirements and processes
  • Develop an understanding of JPM’s regulatory CCAR requirements and process
  • Partner with LOBs to develop commentary supporting the Company’s balance sheet and income statement strategy under various stress scenarios
  • Coordinate and prepare JPM’s responses to regulator questions and feedback
  • Develop an understanding of and support JPM’s periodic regulatory requirements and processes
  • Develop an understanding of JPM’s regulatory CCAR, Capital and RWA requirements and processes
Firmwide Regulatory Reporting & Analysis Stand Alone Regulatory Reporting
04/2007 - 09/2010
Detroit, MI
  • Work with the team on developing commentary for the Company’s stress test scenarios for regulatory schedules, such as Capital and RWA
  • End to end governance of product’s reporting process, including data origination, data sourcing, report production and control execution and development
  • Execution of analytical controls, e.g. firmwide variance analysis across product’s reporting
  • Coordination with FRRA Report Owners on exam readiness and communication with regulators over product’s reporting process
  • Working with Accounting Policy to ensure any reporting changes are appropriately reflected in the Firm’s disclosures
  • Be a dedicated point person/facilitator for the development and implementation of the target state operating framework for the FERCs
  • Develop and produce program reporting and tracking documentation, including multiple work streams across products; track the status of efforts, management issues and priorities across products/FERCs
  • Offer constructive options to ensure projects track to original expectations and scope, identifying resource and/or scheduling conflicts
  • Provide thought leadership on processes, specifications, approach, etc

Education


Everest University - Pompano Beach Campus
2003 - 2007
Bachelor's Degree in Accounting

Professional Skills


  • Strong technical skills in Excel. Access experience also helpful
  • Strong communications skills; inquisitive and proactive about asking questions
  • Strong analytical skills, including ability to work with large sets of data
  • Strong leadership and influencing skills, able to lead a team through significant change
  • Proven leadership and talent management skills
  • Strong written / verbal presentation skills
  • Vice President level or equivalent experience (including typically 5-10 years related subject matter experience)

How to write Firmwide Regulatory Reporting & Analysis Resume

Firmwide Regulatory Reporting & Analysis role is responsible for leadership, software, design, reporting, database, training, finance, access, analytical, communications.
To write great resume for firmwide regulatory reporting & analysis job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Firmwide Regulatory Reporting & Analysis Resume

The section contact information is important in your firmwide regulatory reporting & analysis resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Firmwide Regulatory Reporting & Analysis Resume

The section work experience is an essential part of your firmwide regulatory reporting & analysis resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous firmwide regulatory reporting & analysis responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular firmwide regulatory reporting & analysis position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions. Representative Firmwide Regulatory Reporting & Analysis resume experience can include:

  • Proven project management experience with documenting and writing business requirements, functional specifications, system / data flows and project plans
  • Independently and thoughtfully prioritize multiple priorities within very tight deadlines
  • Knowledge of, or direct experience in, external reporting related processes and control
  • Strong foundations in finance, accounting and business
  • Provide SME on calculation and consolidation logic for Income Statement, Balance Sheet, RWA, and/or Regulatory Capital functional areas
  • Developing, implementing and executing data integrity testing on critical data elements relied on for external reporting

Education on a Firmwide Regulatory Reporting & Analysis Resume

Make sure to make education a priority on your firmwide regulatory reporting & analysis resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your firmwide regulatory reporting & analysis experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Firmwide Regulatory Reporting & Analysis Resume

When listing skills on your firmwide regulatory reporting & analysis resume, remember always to be honest about your level of ability. Include the Skills section after experience. Present the most important skills in your resume, there's a list of typical firmwide regulatory reporting & analysis skills:

  • Communicating issues and risks effectively with business leads and project managers through project implementation
  • Conducting risk assessments to prioritize areas requiring detailed reviews
  • Related experience in audit or external reporting
  • Self-motivated, takes initiative and ownership, and develops meaningful and effective working relationships
  • Strong product knowledge with an understanding of how they are reported in various reports
  • Strong product knowledge with an understanding of how different products are reported in various reports

List of Typical Experience For a Firmwide Regulatory Reporting & Analysis Resume

1

Experience For Firmwide Regulatory Reporting & Analysis Strategic Initiatives Axiom Project Resume

  • Facilitating business requirements and functional design discussions with business owners/requestors
  • Partner with colleagues across both Corporate Finance and LOB functions for capital stress testing related activities
  • Develop communication plan / content for reporting of status and escalation of key issues; create executive-level presentations
  • Collect and store all required artifacts for the project across the project life cycle
  • Experience in the Financial Services industry with a demonstrated track-record of delivery and/or relevant experience in change management and project management standards
  • Maintaining and implementing the firmwide CCAR CFO Attestation Framework, including materiality and scoping, management control assessment requirements, and senior management reviews and attestations
2

Experience For Firmwide Regulatory Reporting & Analysis Strategic Initiatives Project Manager Resume

  • Onboard 2886b (currently handled outside of FRRA) and improve existing reporting processes (develop new as needed) to ensure the report is prepared in conformance with instructions in the most efficient and effective manner
  • Take ownership of core report preparation / review activities during quarter end filing cycles
  • Provide thought leadership on communication cadence and content internally with senior management and externally with regulators
  • Prepare weekly, monthly, quarterly, semi-annual and annual reports
  • Partner with immediate management and provide input to improve quality of reported results
3

Experience For Firmwide Regulatory Reporting & Analysis Stand Alone Regulatory Reporting Resume

  • Serve as primary regulatory liaison for notifications, questions/follow-ups, and issues and errors
  • Monitor project post-execution
  • Seasoned ED level

List of Typical Skills For a Firmwide Regulatory Reporting & Analysis Resume

1

Skills For Firmwide Regulatory Reporting & Analysis Strategic Initiatives Axiom Project Resume

  • Clear and concise oral / written communication skills
  • Relevant experience in an enterprise level Financial Services or similar setting
  • Establish strong relationships across FRRA, Finance and Business management teams
  • Meaningful experience in Oracle PL/SQL
  • Approximately 3-7 years relevant experience
  • Build strong relationships with functions across the firm to improve awareness of report and enhance ability to influence
2

Skills For Firmwide Regulatory Reporting & Analysis Strategic Initiatives Project Manager Resume

  • Coordinate and consolidate submissions from various data providers
  • Material experience with Axiom
  • Ideally, experience with Axiom
  • Researching and documenting current state processes and applying appropriate changes to support business requests/ needs
  • Capturing and communicating lessons learned from the project and applying them to future business requirements
  • Performing functional testing of the system
  • Executing ongoing CCAP functions such as development of materials to support governance committees, executive-level meetings
  • Documenting business requirements and functional designs
  • Creating test plans, test cases, and test scripts
3

Skills For Firmwide Regulatory Reporting & Analysis Stand Alone Regulatory Reporting Resume

  • Coordinating with business end-users to ensure that the solution is tested and that any potential issue is identified and fixed before the solution goes live
  • Providing analytical and project management support to critical activities within the CCAP framework
  • Partnering with LOB, finance, risk and/or technology stakeholders to support consistent implementation of the CCAP framework
  • Developing materials for communication of the framework to management, Internal Audit and regulators
  • Developing and communicating CCAP guidance and training to relevant stakeholders
  • Working with reporting teams to develop materials for executive reviews and attestations
  • Establishing and managing CCAP program deliverables, timelines and milestones
  • Providing program updates to management and key governance forums
4

Skills For Firmwide Regulatory Reporting & Analysis Associate Resume

  • Assessing the impact of regulatory changes and feedback to JPMC’s CCAP program
  • Continually assessing and enhancing existing processes to support ongoing evolution of the framework and related standards
  • Manage business resiliency planning, reporting and testing
  • Provide analytical support to FRRA Management, including headcount/expense, budgeting
  • Assist with onboarding and off-boarding staff and contractors
  • Manage vendor relationships including initiating contracts and invoice payments
5

Skills For Firmwide Regulatory Reporting & Analysis Executive Director Consolidated Regulatory Reporting & Analysis Resume

  • Drive the execution of or execute user acceptance test scripts ensuring that testing results meet business expectations
  • Develop a detailed understanding of JPM’s regulatory and other capital stress testing requirements and processes
  • Develop a detailed understanding of JPMC’s regulatory and other capital stress testing requirements and processes
  • Drive initiatives to continually improve and enhance capital stress testing processes, analytics, and reporting solutions
  • Ensure report integrity and filing with regulators, as well as compliance with firmwide policies and standard operating procedures
  • Assist in resolving and responding to ad-hoc requests from management, other groups and regulatory agencies in a timely manner
  • Preparation of meeting materials, presentations and town halls
  • Manage occupancy related matters, including facilities work, personnel moves and occupancy plans
6

Skills For Firmwide Regulatory Reporting & Analysis Wholesale Deposit Ferc-associate Resume

  • Assist in enhancing “business as usual” processes centrally and/or distributed across LOB’s and Corporate functions, as applicable
  • Drive the execution of or execute any phase of the project lifecycle (business requirements, design, user acceptance testing, etc.)
  • Partner with colleagues across CCST, Corporate Finance, and LOB functions to conceive and create new analytical and reporting solutions
  • Drive strategic data sourcing initiative to ensure data lineage across systems is complete and accurate
  • Assist with management team meetings and department off-sites
7

Skills For Firmwide Regulatory Reporting & Analysis Team Solution Architect Resume

  • Desire and aptitude to learn in a fast paced, results driven environment
  • Competency in spreadsheet and database software; Microsoft Excel, Access and PowerPoint
  • Proficiency in Business Intelligence development (Business Objects, Cognos, Qlikview, or Tableau)
  • Strong analytical and problem solving skills; experience and ability to analyze large data sets require; good deductive reasoning skill and mathematically inclined
  • Knowledge of balance sheet, income statement, regulatory capital, and basic accounting concepts required
  • Control mind-set (ability to identify and close control gaps and/or issues)
  • Analyst / Associate level
8

Skills For Firmwide Regulatory Reporting & Analysis Team Regulatory Reporting Training Resume

  • Collaborate and partner with a diverse set of stakeholders
  • Quickly understand complex subject matter, identify risks and challenges, and propose viable solutions
  • Independently and structurally acquire knowledge for areas he/she do not have prior experience with (e.g. technical accounting, system infrastructure, operational processes etc.); and ability to integrate the learning into the day-to-day activities
  • Identify problem statements, develop solutions and execute independently with minimal supervision
  • Synthesize large amount of quantitative data and qualitative information ultimately to “connect the dots”
  • Excellent communication skills, written and verbal – significant interaction with functions across the firm at various levels of the org hierarchy and with regulators
  • Extremely attentive to details and able to zoom-out to the “big picture”
9

Skills For Firmwide Regulatory Reporting & Analysis Wholesale Deposit Ferc Resume

  • Proficient with Microsoft Office (Excel, PowerPoint etc.)
  • Monitor the evolution of firmwide resources, e.g. tools, technology and support the development of best practices
  • Ensure that LOB and regional needs are considered in the development of the approach and resources
  • Assist in the transition the project work in to “business as usual” processes centrally and/or distributed across LOB’s and Corporate functions, as applicable
  • Perform detailed analytics for firmwide Capital to enable senior management to understand key drivers of underlying capital stress testing results required for the Firm’s Annual Recovery and Resolution Plans
  • Develop an understanding of JPM’s regulatory requirements and processes
  • Prepare monthly, quarterly and annual reports
10

Skills For Firmwide Regulatory Reporting & Analysis Team-strategic Initiatives Project Manager Resume

  • Serve as liaison between Business Project Management, RFT (Risk and Finance Technology) and report and schedule owners
  • Drive the delivery of or deliver core project deliverables as required – charter, plans, business requirements, functional specifications, user acceptance test plans, status reporting, training, etc
  • Ensure there is full traceability of documented business requirements and solution design elements through documented test cases
  • Ensure that off-shore resources are leveraged as applicable across all initiatives
  • Accurately document, manage, and communicate project issues, risks, and action items
  • Reasoned and balanced decision-maker
  • Together with the project manager, review user acceptance testing (UAT) issues and work with IT partners on resolutions; document controls (as required) as part of the end-to-end implementation

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