Equities Product Controller Resume Sample
Amie Kemmer
626 Leffler Wall,
Chicago,
IL
+1 (555) 364 9824
Work Experience
CIB F&BM Asia Equities Product Controller Associate
03/2017
-
PRESENT
San Francisco, CA
- Analyze large amounts of data and comfortable making changes and improve end to end processes
- Ensure appropriate controls and governance are in place across the Reporting teams
- Partner with the Reporting team & OAA group on specific initiatives and projects
- Experience gained in an Investment Bank or other financial services firm
- Understanding of financial markets and banking products
- Experience with control requirements in a dynamic environment is desirable
- Self starter with good people skills, doer attitude and attention to detail
Equities Product Controller
01/2014
-
02/2017
Houston, TX
- Analytical mind-set with focus on process optimization and improvement
- Understand and review P&L components (Greeks) daily
- Substantiating and reporting by Greek ie Delta, Gamma, Vega. Mark To Theoretical (MTM) P&L on a daily basis,
- Involvement in projects and process improvements specifically around P&L and risk reporting, product development and
- Substantiating and reporting by Greek attribute ie Delta, Gamma, Vega. Mark To Theoretical (MTM) P&L on a daily basis, adjusting price and position breaks where appropriate
- Greek attribution reporting and P&L recs
- Review and Control of Daily/Monthly funding costs per Trading Desk and communicator between Treasury and Product Control of each of the businesses
CIB F&BM Equities Product Controller
03/2011
-
12/2013
Boston, MA
- Review and Control of monthly reconciliations between revenue reporting and the general ledger and legal entity P&L including review of income attribution and FX trade outs
- Ensure that a strong internal control environment is maintained at all times. Review key controls: FOBOs, adjustment substantiation and New, Amends & Cancels trades review
- Raise any control weaknesses to the team. Brainstorm with the team to come up with an action plan
- Engage in discussion with traders, Independent Valuation Control team on the results
- Prepare month end adjustments, and Balance Sheet analysis MI
- Ensure the maintenance of the internal control environment
- Ensure the completeness and accuracy of key stroke documentations for key PC processes
Education
Oglethorpe University
2006 - 2011
Bachelor's Degree in Accounting
Professional Skills
- Good negotiation skills and excellent communication and interpersonal skills
- Excellent communication and presentation skills in both formal and informal settings & ability to interact with the region and London (written and verbal)
- Strong communication skills, able to work in a team
- Prior experience in product control - ideally Equities
- Perform daily validation and substantiation of P&L and attributed P&L (Greek attributions) between Risk systems and reporting system
- Strong accounting & regulatory knowledge of financial instruments
- A number of years’ experience in Product or Valuation Control
How to write Equities Product Controller Resume
Equities Product Controller role is responsible for programming, basic, reporting, equities, trading, finance, microsoft, derivatives, excel, attitude.
To write great resume for equities product controller job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Equities Product Controller Resume
The section contact information is important in your equities product controller resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Equities Product Controller Resume
The section work experience is an essential part of your equities product controller resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous equities product controller responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular equities product controller position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Equities Product Controller resume experience can include:
- Projects and Continuous Improvements Identify and drive process re-engineering and constantly challenge status quo for control improvement and process efficiency
- Intermediate MS Access, Excel skills and basic VBA Programming is highly desirable
- Preference to have experience within Finance
- Daily analysis and substantiation of new trading activity to report and/or for discussion with the BUC?s and or Ops/BU
- Appropriate escalation of issues and delays in project(s) being executed
- Participate in performance analysis of new and existing businesses
Education on an Equities Product Controller Resume
Make sure to make education a priority on your equities product controller resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your equities product controller experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Equities Product Controller Resume
When listing skills on your equities product controller resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical equities product controller skills:
- Effective conduiting of information between PCG and other stakeholders
- Excellent product knowledge with equities a preference, but not mandatory
- Strong knowledge of Equities & derivatives Financial Products (Swaps, Futures, option, Stock loan etc)
- Understanding of Greek attribution and Corporate Actions would be beneficial
- Understanding of financial products and risk metrics (Delta, IBPV, Theta, etc.)
- Cash and Derivatives product knowledge, including understanding of the Swaps, Futures and Corporate actions
List of Typical Skills For an Equities Product Controller Resume
1
Skills For Cib-f&bm-equities Product Controller Resume
- Undertake daily analysis and substantiation of new trading activity to report and/or for discussion with the BUC’s and or Ops/BU
- Advance knowledge of valuation of Financial products (Equities products)
- Knowledge of valuation of Financial products (Equities / Fixed Income )
- Preferably a qualified accountant or similar qualification (CA/MBA)
- Act as central co-ordinator for executing SIP/change agenda for Equities Product Control across regions - regularly interacting with FO business, Financial Control, Technical Accounting Group, PC Change Management, Technology and other infrastructure areas
- Identify IT change opportunities, partner with IT/Change to get them implemented
2
Skills For CIB F&BM Asia Equities Product Controller Associate Resume
- Perform end-to-end documentation of the details of Project(s) in hand and the engagement between PCG and IT/Project Management teams
- Ensure appropriate follow ups are performed and actionable items are duly addressed
- Communicate periodically to Senior management on the status/key issues etc
- Timely communication to senior management stakeholders
- Review and investigate daily P&L, reconcile items and respond to inquiries
3
Skills For CIB F&BM Equities Product Controller Resume
- Collaborate with traders and Operations on new product implementation
- Assist in account closure project for decommissioned legal entities for the firm
- Investigation and resolution of breaks
- Attention to detail and ability to work to deadlines
- Speak /write English fluently
- Knowledge of risk based P&L / Full revaluation P&L
- Experience in a product controller capacity is highly desirable although not essential. There is potential for an individual with limited Risk Management experience to pursue this role if they are highly motivated to learn and develop their skills. Equity Derivatives product knowledge
4
Skills For CIB F&bm-equities Product Controller Resume
- Basic knowledge of Equities & derivatives Financial Products (Cash Equities, Futures, Options etc)
- Controls driven mind-set & eye for details
- Options, Warrants, Equity-linked Notes, Swaps, Stocks, Exchange Traded Funds and Futures
- Across all Asia Pacific markets
- Excellent communication and presentation skills in both formal and informal settings & ability to interact with the region and UK / US as part of a global team (written and verbal) Strong control awareness – in particular, the ability to identify and escalate potential control breakdowns and to streamline processes in an effective and efficient manner
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