Compliance Accounting Resume Sample

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Levi Johns
2706 Buddy River,  Chicago, IL
+1 (555) 819 6209

Work Experience

Technical Accounting & Compliance Manager
08/2015 - PRESENT
Los Angeles, CA
  • Liaise with Financial Investigations team in Compliance related to Independent Agent program and active IA’s clients and source of payments
  • Perform evaluation of the design and effectiveness of internal controls to ensure the Company’s compliance with the requirements of the Sarbanes-Oxley Act of 2002
  • Responsible for managing the accounting compliance and external reporting function in the EMEA region
  • Manages and coordinates Group-to-local GAAP conversions, the timely delivery of annual statutory financial statements, completion of local GAAP statutory audits for all legal entities in the EMEA region
  • Responsible for driving overall compliance with each of the internal controls and SOX programs for the accounting department within the region
  • Drives and coordinates alignment of the EMEA accounting compliance and external reporting functions with any global strategic objectives and initiatives taken
  • Responsible for delivering process improvements and automation roadmap for the accounting compliance and reporting function in the EMEA region (e.g. implementation of SAP parallel ledger reporting functionality, etc.)
  • Responsible for putting in place efficient and effective monitoring processes for the accounting compliance and reporting function by defining key performance indicators (KPI’s)
Accounting Compliance Analyst
06/2012 - 07/2015
Chicago, IL
  • Contribute to any other ad-hoc cross departmental or functional projects, as required
  • Review and audit casino marketing travel and entertainment expense reports to ensure no FCPA risks, determine proper completion and documentation
  • Update and work with potential/active Independent Agents for the Companies Independent Agent program for Nevada
  • Works with departmental secretaries on issues related to marketing staff and aviation staff error-ed expense reports
  • Manage direct staff and provide development plans, including performance reviews for the staff
  • Performing and reviewing all assigned internal SOX testing and being a resource for other self-testers globally
  • Supporting both internal and external audit activities throughout the year, including the remediation of issues found during those audits
  • Facilitating and completing month, quarter and year-end close procedures including system closing, journal entry preparation and account reconciliations
  • Analyzing and reviewing financial data and preparing financial statement supporting information
Accounting Operations Compliance Analyst
01/2005 - 12/2011
New York, NY
  • Identifying and implementing new opportunities for process and productivity improvements in the accounting department
  • Assisting with the implementation of new accounting standards, including new revenue recognition standard and the new leasing standard
  • Researching complex technical accounting issues encountered by the Company, including accounting for business combinations, revenue recognition issues, impairment of Goodwill and other intangible assets, etc
  • Reporting out the financial and control impact arising from technical accounting issues
  • Create Standard Operating Procedures to ensure that all SOP’s are current for all accounting procedures
  • Quickly absorb product knowledge, process information and apply appropriately to meet client’s needs
  • Experience with Big 4 or industry related experience in an accounting policy role
  • Control and review day-to-day operations of Finance/Accounting Department, Operations and Sales


University of Phoenix - Madison Campus
2001 - 2005
Bachelor's Degree in Business

Professional Skills

  • Demonstrates good influencing skills and builds effective working relationships
  • Strong computer skills utilising Microsoft Office, particularly Excel. Proficiency with ERP accounting software, preferably SAP
  • Operates effectively in a multi-national company environment
  • Maintaining excellent working relationships with finance and non- finance teams in multiple locations
  • Experience of monitoring and managing outsourced providers and/or shared services centres
  • Excellent communicator who is used to dealing with all levels in the organization and dealing with auditors
  • Experience in developing and testing a compliance program

How to write Compliance Accounting Resume

Compliance Accounting role is responsible for research, design, reporting, accounting, training, finance, automation, microsoft, testing, sap.
To write great resume for compliance accounting job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Compliance Accounting Resume

The section contact information is important in your compliance accounting resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Compliance Accounting Resume

The section work experience is an essential part of your compliance accounting resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous compliance accounting responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular compliance accounting position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions.

Representative Compliance Accounting resume experience can include:

  • Provide support for special financial projects, such as the new lease accounting standard, as requested from various SPE divisions. Example activities include contract reviews, resolving technical accounting issues, coordinating with stakeholders, drafting white papers and updating SPE’s accounting policies
  • Accounting work experience in an accounting firm or related industry
  • Experience in accounting research and internal controls required
  • Advanced knowledge and experiences of Financial/Accounting ERP systems, preferably SAP
  • Experience in audit or as an audit liaison
  • Experience in project and time management

Education on a Compliance Accounting Resume

Make sure to make education a priority on your compliance accounting resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your compliance accounting experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school

These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Compliance Accounting Resume

When listing skills on your compliance accounting resume, remember always to be honest about your level of ability. Include the Skills section after experience.

Present the most important skills in your resume, there's a list of typical compliance accounting skills:

  • Consultative problem solving skills
  • Good knowledge of end to end processes such as “accounting to reporting” and “procure to pay” and of Sarbanes-Oxley
  • Experience using Microsoft Excel and Microsoft Word including the use of macros, pivot tables, and other Excel advanced functions
  • Relevant experience in an international reporting environment
  • Proven ability to drive process changes in highly demanding and fast-pace environment
  • Excellent working ability with US GAAP and SOX

List of Typical Skills For a Compliance Accounting Resume


Skills For Technical Accounting & Compliance Manager Resume

  • Relevant work experience
  • Experience in Compliance function
  • Qualified Accountant (either CIMA, ACCA or Chartered) with good knowledge of IFRS and UK GAAP
  • Monitoring and testing of account reconciliations
  • Research emerging issues and other technical accounting requirements
  • Able to work efficiently under pressure and meet deadlines whilst maintaining attention to detail
  • The ability to write technical accounting position and policy documents
  • Superior knowledge in relation to Financial Accounting standards both within SE and the Statutory environment

Skills For Accounting Compliance Manager Resume

  • Support international tax area with various tax accounting needs
  • Reviews controls and work with staff to develop/enhance control documentation (including procedures manual)
  • Assist the accounting team to understand compliance requirements and develop appropriate processes
  • Provide control training as needed for the team
  • Employees receive free and discounted Uber rides every month
  • Qualified Accountant CA/CPA/CIMA Qualifications
  • Knowledge of Sarbanes Oxley and financial principals/processes
  • High levels of drive, energy, resilience and a desire for professional excellence

Skills For Nafsc Accounting & Compliance Manager Resume

  • Proficient level with Microsoft Excel (i.e. pivot table, filter data vlookups)
  • Well versed with MS Office applications
  • Understand major steps in compliance process
  • Implement continuous process improvements
  • Understanding of the impact of income taxes on the financial statements. and of opportunities to combine tax and accounting knowledge to improve business results
  • Understanding of the impact of income taxes on the financial statements and of opportunities to combine tax and accounting knowledge to improve business results

Skills For Product Manager, Accounting / Compliance Resume

  • Ensuring that the UK and Ireland operations comply with group financial controls and processes (eg Sarbanes-Oxley) and UK financial control requirements (such as HMRC Senior Accounting Officer)
  • Responsible for monitoring and managing the accounting and purchase invoice processing services which have been outsourced. This includes holding regular service delivery meetings and monitoring KPIs
  • Implement any new requirements relating to the above responsibilities (such as the new UK legal duty to report on payment practice)
  • Liaison with internal and external auditors and the group compliance team
  • Responsible for monthly, quarterly and year end close activities including reconciliation of tax general ledger accounts, preparation of income tax provisions with reconciling items, and identification of potential uncertain tax positions
  • Communicate to finance leaders ETR and CTR drivers as well as year over year analysis

Skills For Accounting & Compliance Specialist Resume

  • Work with tax compliance team to support deferred tax balances
  • Prepare bi-annual tax accounting budget including budgeting tax accounts including tax expense, deferred tax accounts, FIN48 liabilities, and income tax payables. Communicate movements in deferred tax accounts as well as ETR and CTR drivers to finance leaders
  • Assist in uncertain tax position area. Evaluating potential UTPs and assist in the FIN48 analysis
  • Support income tax compliance area by preparing and reviewing US federal and state tax returns including quarterly estimates, extensions and amended tax return filings
  • Analyze reconciliation of booked provision to filed tax returns adjustments

Skills For Accounting Compliance Analyst Resume

  • Lead or support various tax projects as required to deliver tax or business objectives (included but limited to: benchmarking to comparable companies, M&A activities, tax reform, and various internal tax policies)
  • Test plans and maintain the IDP inventory
  • Track and monitor control remediation efforts
  • Strong teamwork skills to collaborate and build relationships with co-workers, internal, and external stakeholders, and implement solutions for identified gaps in controls
  • Work with Compliance Manager and regional VPs or their delegates to develop new policies and procedures and/or controls to match the evolving review and reporting environment
  • Develop new and update existing company policies and procedures

Skills For Lease Accounting Compliance Manager Resume

  • Assists in the coordination and review of the quarterly internal control self assessment
  • Test and assess the company’s internal policies and procedures to ensure continued compliance
  • Continuous reassessment of the current risk environment based upon environmental and economic influences. Recommend changes to internal controls based upon those changes
  • Recommend standardized best practices that support the development of a common control environment

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