Brokerage Analyst Resume Sample

4.6
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Maymie Walker
7417 Alfreda Walks,  Philadelphia, PA
+1 (555) 255 3353

Work Experience


Senior Analyst, Brokerage Ops
01/2017 - PRESENT
Philadelphia, PA
  • Career Gap Analysis
  • Making available all the resources required for the administrative and financial processing of market and credit operations initiated by the various Business Lines
  • Performing level one auditing in accordance with regulatory requirements, and setting up all the facilities required for secure processing of transactions,
  • Managing operational risks
  • Participating in drawing up economic and accounting results for SG CIB & International Private Banking operations
  • Routinely analyzes trading activity in area of primary responsibility for indications of potential volatile activity
  • Conducts routine reviews and investigations into possible violations of the FINRA rules and federal securities laws
Brokerage Analyst
10/2012 - 09/2016
New York, NY
  • Compiles and organizes information from a variety of sources to be used in the development of investigations of potential volatile activity
  • Develops a thorough understanding of the investigative techniques utilized in the respective area of primary responsibility and relevant FINRA/SEC rules and regulations; performs preventive compliance functions
  • Knowledge of relevant FINRA/SEC rules and regulations
  • Test the Controls and Monitoring process as stated within SOPs
  • Periodically review policy and procedures of vendors and assess and make case to adjust according to brokerage business model
  • Provide business support of internal/external audits and exams
  • Analyse client balance sheet utilisation and formulate pricing structures based on their portfolio and trading strategy
  • Participate in client profitability analysis, including data quality, client analytics and MIS development
  • Work closely with Sales and clients to advise on capital calculation and pricing terms
Analyst, Brokerage
04/2008 - 08/2012
Dallas, TX
  • Trade compression and tear ups
  • Analyze client balance sheet utilization and formulate pricing structures based on their portfolio and trading strategy
  • Support daily margining and settlements with exchanges, carry broker and the firm’s clients
  • Participation in daily huddles or team meetings, and conducting the meetings in the manager’s absence
  • Provide support to manager for review of daily metrics to ensure proper resource allocation or to make resource allocation decisions in the manager’s absence
  • Read and review real estate documents (i.e. leases, environmental and engineering reports, appraisals, etc.)and prepare abstract reports for clients and prospective clients
  • Review and analyze client’s quantitative portfolio data, legal documents, and other material as part of project due diligence process
  • Knowledge of appropriate software – e.g. Adobe Creative Cloud, Microsoft Office Suite, etc
  • Interacting with clients, investors and lenders

Education


DeVry University's Keller Graduate School of Management
2004 - 2008
Bachelor's Degree in Finance

Professional Skills


  • Excellent verbal and written communication skills with strong client facing ability
  • Data analysis & strong skills in Excel / Visio
  • Strong project management skills with high level of accuracy and attention to detail; able to manage multiple projects and teams concurrently
  • Demonstrated financial/analytical/quantitative skills
  • Strong numerical aptitude with an excellent grasp of Microsoft Word, Excel, PowerPoint, Project
  • Brokerage or Brokerage Trading experience required
  • Financial services industry experience within brokerage operations required

How to write Brokerage Analyst Resume

Brokerage Analyst role is responsible for software, finance, credit, securities, auditing, trading, analysis, research, events, visio.
To write great resume for brokerage analyst job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Brokerage Analyst Resume

The section contact information is important in your brokerage analyst resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Brokerage Analyst Resume

The section work experience is an essential part of your brokerage analyst resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous brokerage analyst responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular brokerage analyst position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions. Representative Brokerage Analyst resume experience can include:

  • Demonstrated interest in becoming a Broker
  • Work experience in Real Estate, Finance or Accounting helpful, but not required
  • B.S. Finance/Real Estate Finance with a strong record of academic achievement
  • Expand and improve the research platform, program, and output that demonstrates the firm’s market expertise
  • Assists with gathering project scope and drawing up a project plan
  • Participates in project management calls with customer and taking down meeting minutes

Education on a Brokerage Analyst Resume

Make sure to make education a priority on your brokerage analyst resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your brokerage analyst experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Brokerage Analyst Resume

When listing skills on your brokerage analyst resume, remember always to be honest about your level of ability. Include the Skills section after experience. Present the most important skills in your resume, there's a list of typical brokerage analyst skills:

  • Cross Product Margin experience would be desirable
  • One to three years of industry experience required
  • Working closely with Sales, with potential for client facing activities
  • Assist with trading related tasks involving deficient accounts, market timing, corporate actions, research, etc..
  • Problem-solving aptitude for handling issues real-time
  • Develop a deep understanding of capital utilisation, credit and market risk and their implications to client portfolios

List of Typical Skills For a Brokerage Analyst Resume

1

Skills For Brokerage & Fees Analyst Resume

  • Good knowledge of Microsoft products, particularly Excel
  • Assists with tracking project progress and following up action plans with project stakeholders
  • Develop a deep understanding of capital utilization, credit and market risk and their implications to client portfolios
  • Conduct market research & writing for presentations and property dispositions
  • Support Senior Financial Analyst with underwriting and financial analysis investment properties
  • Knowledge of payments and invoicing
2

Skills For Analyst, Brokerage Resume

  • Energetic, creative and willing to work hard
  • Ensure all discrepancies regarding invoices (DK’s, wrong rate, etc.) are brought to resolution
  • Work with our Client Service department in regards to under accrual or outstanding approval to post client adjustments
  • Be responsible for managing cash breaks for the department
  • Be an active ambassador for the usage of existing and new Business Intelligence tools
3

Skills For FX Prime Brokerage Analyst Resume

  • Ensure team’s monthly brokerage cycle tasks are completed within the internal and market timelines
  • Provide analytical support for deliverables to the Practice Lead and brokerage team
  • Conduct lease summaries to facilitate due diligence
  • Actively engage with JLL Canada research team in providing research support of designated business lines for publications, reports, and other research deliverables
  • Assist with the identification and execution of project scopes
  • Assist with team's process improvements and efficiency
  • Attend client meetings, industry events and build relationships with other real estate professionals when required
4

Skills For Voluntary Benefit Brokerage Analyst Resume

  • Series 7 and 63/65 Required
  • Knowledge of securities and synthetic products
  • Knowledge of Hedge Funds and Prime Brokerage Industry
  • Basic time/project management ability
  • Technical/Functional Expertise - Possesses current knowledge of profession and industry and is regarded as an expert
  • Analytical - Gather relevant information; consider broad range of issues and factors; perceive relationships among diverse information; and use logic effectively
  • Time Management - Setting efficient work priorities; working on several tasks simultaneously; effectively balancing important and urgent – and short-term and longer-term –tasks
5

Skills For ETD Brokerage Analyst Receivables Resume

  • Planning and Organizing - Developing comprehensive project plans; monitoring progress against goals; assigning clear responsibilities; and breaking work down into manageable portions
  • ETD brokerage receivables and payables on all exchanges globally
  • US options exchange fee and floor brokerage receipts and payments
  • Knowledge of derivative products and / or front to back process flows highly recommended
  • Implement the overall research plan for the Fort Worth market that aligns with local business goals and the national research platform
  • Create compelling visual communications, integrating JLL’s proprietary research data, for the purposes of business development, external distribution, and client requests
  • Produce interactive maps, reports, and presentations that bring research content and real estate data to life
6

Skills For Analyst Settlements & Clearing Brokerage Resume

  • Collaborate at a high level with local market leadership and sales force to execute the research plan
  • Contribute to and execute the production of all local office and industrial research reports and collateral
  • Develop and share best practice standards for the region and the Americas Research Group
  • Develop strong relationships with internal and external clients and facilitate the use of research as a differentiator including being personally client-facing and externally focused on new business efforts
  • Monitor accounts payable accounts for assigned counterpart and correspond with global task force as well as Third Party Payment Vendor ( Smart Stream)
  • Release payments via CORIAL
7

Skills For Analyst, Brokerage Risk Controls Resume

  • Create journals to account for payments distributed via Oracle/PGSL (general ledger system) & Sun/TFIM (subsidiary ledger)
  • Product KPIs for Brokerage Team and provide recommendations
  • Work with Senior brokers to develop client deliverables and presentations which influence and provide impact for the client, including analysis of quantitative portfolio data, legal documents and industry and market specific information as it relates to the client’s business
  • Understand Brokerage business strategy, analyze business processes, propose Business Intelligence solutions and assist with various thought leadership initiatives
  • Participate in Brokerage meetings to update colleagues on leasing activity, market information, new business generating efforts, prospects and market knowledge and trends
  • Advanced internet research capabilities and strong computer orientation and proficiency with Excel, PowerPoint and Word software
8

Skills For CIB Ops-prime Brokerage Margin Analyst Resume

  • Participate in business development efforts by creating qualified business leads through research
  • Assists with data gathering, report generation and distribution of monthly results
  • Assists with mapping of process flow in accordance to customer requirement
  • Assists with creating Powerpoint presentation
  • Supports to write up Standard Operating Procedures (SOP)
9

Skills For Brokerage Svcs Trad Analyst Resume

  • Current Georgia Real Estate License or ability to get one
  • Prepares report and/or analysis requested by Operation Director for customer engagement
  • Prepares monthly financial, sales and revenue growth projection report
  • Assists with operation manpower analysis
  • Proactive team player and able to work in a fast-paced environment

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