Assessment Officer Resume Sample

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Ayla Kirlin
87851 Violet Neck,  Dallas, TX
+1 (555) 382 1900

Work Experience

Senior Financial Crimes Risk Assessment Officer
03/2017 - PRESENT
San Francisco, CA
  • Define problems & scope parameters for projects assigned to the area or department. Develops solution specifications, and identifies needed resources for assigned projects
  • Develop project plans, timetable and milestones for multiple projects and project team
  • Manage all phases of project development and implementation by ensuring that business deliverables are completely satisfied, on time and within budget
  • Works with Project Mangers to develop and oversee project plans, timetable and milestones
  • Oversee the updating and reporting of the Firm’s Country Risk Matrix
  • Oversee the completion of GFC’s section of the LCD Risk and Control Self-Assessment
  • Evaluating the quality of the business line’s financial analysis, portfolio management, account management, early warning practices, and loan structures
Assessment Officer
07/2010 - 01/2017
Dallas, TX
  • Ensure to meet the targeted performance with good performance indicators, ratio or errors/ re-processes/ wastes
  • Contribute initiatives in team to improve current processes
  • Ensure current procedure/ guidelines are strictly followed
  • Maintain the highest performance via stable and quality output
  • Comply with Shinhan policies, processes and standards and within legal and regulatory requirements
  • Helps ensure employees apply compliance, operational risk controls in accordance with HSBC and regulatory requirements, expectations, standards and policies; optimizes relations with regulators by addressing any issues
  • Adheres to HNAH’s Statement of Business Principles and Code of Ethics
Junior Credit Assessment Officer
03/2006 - 02/2010
San Francisco, CA
  • Evaluate the quality of the business line’s financial analysis, portfolio management, account management, early warning practices and loan structures
  • Student Cases and Points Based Immigration
  • Student System Support
  • Postgraduate Research Students Quality and Operations
  • Academic Quality and Standards
  • Assist in the implementation of technology initiatives to enhance the firm’s Compliance Risk Assessment framework and activities
  • Assess the creditworthiness of (potential) customers, expressed in risk categories, and
  • Keep the knowledge updated regarding customers’ creditworthiness by means of
  • Calculate qualified credit limit based on verified income and Credit Guidelines and proposed to CAD holders for credit decision


University of Connecticut School of Business
2001 - 2005
Bachelor's Degree in Finance

Professional Skills

  • Well-developed information technology skills, sound experience with various software packages and the ability to adapt to new software systems quickly
  • Demonstrated experience in transport planning, resolving network management issues and knowledge of relevant policies and standards
  • Proficiency in word processing, data-recording and related computer skills
  • Investigative skills – inquiry and analysis, interviewing, testing, organization and presentation (both written and verbal)
  • Analytical skills and good judgment in relation to managing complaints (or in a relevant equivalent work environment)
  • Relevant tertiary qualifications and/or experience in LandUse/Town Planning, traffic and transport planning, engineering, or other related discipline
  • Financial & accounting experience, including in credit risk assessment, preferably

How to write Assessment Officer Resume

Assessment Officer role is responsible for software, government, credit, training, database, security, reporting, insurance, travel, technology.
To write great resume for assessment officer job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Assessment Officer Resume

The section contact information is important in your assessment officer resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Assessment Officer Resume

The section work experience is an essential part of your assessment officer resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous assessment officer responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular assessment officer position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions.

Representative Assessment Officer resume experience can include:

  • Ensures employees apply compliance, operational risk controls in accordance with HSBC and regulatory requirements, expectations, standards and policies; and optimizes relations with regulators by addressing any issues
  • Ensures compliance and operational risk controls are in accordance with HSBC and regulatory requirements, expectations, standards and policies; and optimizes relations with regulators by addressing any issues
  • Follow on special and complex deals; communicate effectively with internal and external parties
  • Outcome of Quality Assurance checks demonstrates adherence to policies and procedures
  • Understands and supports change initiatives in line with ANZ’s vision and values. Exhibit behaviours, which demonstrate support for the business vision
  • Experience in a financial crimes prevention group at a large financial institution and/or regulatory authority

Education on an Assessment Officer Resume

Make sure to make education a priority on your assessment officer resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your assessment officer experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school

These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Assessment Officer Resume

When listing skills on your assessment officer resume, remember always to be honest about your level of ability. Include the Skills section after experience.

Present the most important skills in your resume, there's a list of typical assessment officer skills:

  • Make recommendations based on the evidence gathered using an unbiased approach having afforded the applicant procedural fairness
  • Years banking operation experience in lending, credit operation area
  • Strong lending product, process and system understanding in order to identify the related risk aspects in a facility transaction
  • Liaise with brokers and Mobile Lenders to ensure that information is accurately recorded, including supporting evidence and documentation where required
  • Hold a valid clearance to work with Children (Working with Children Check)
  • Seven to ten years of consumer banking experience, preferably in credit, compliance, or audit

List of Typical Experience For an Assessment Officer Resume


Experience For FCC Risk Assessment Officer Resume

  • Efficient processing of Development Applications in accordance with the Environmental Planning and Assessment Act and the Roads Act
  • Provide information to complaint stakeholders about the commission and the assessment progress
  • Seek responses and other relevant information and medical records, critically analysing material gathered, prepare briefs, make a recommendation regarding the appropriate decision to manage the expectations of the stakeholders
  • Land use development does not compromise network safety or efficiency
  • Roads and Maritime requirements for land use plans and development consents are understood by the appropriate stakeholders
  • A current NSW drivers licence with the ability and willingness to travel as required
  • A high level of autonomy
  • Work autonomously to complete work within deadlines

List of Typical Skills For an Assessment Officer Resume


Skills For FCC Risk Assessment Officer Resume

  • Providing assistance to the Commission’s investigating work
  • Managing projects and producing management information / business management reports
  • Preparing written briefs that accurately and impartially summarise the complaint, the information collected and recommend an appropriate decision
  • Understanding of Mortgage processes
  • Overriding Risk Assessment results if inaccurate or not adequately supported
  • Give written responses addressing each of the selection criteria using the text boxes provided in the online application
  • Complete understanding of local regulatory systems including loan card, MBT and etc
  • Be part of an organisation that believes in putting the learner in the centre of everything we do

Skills For Senior Financial Crimes Risk Assessment Officer Resume

  • Apply lending/credit policy, product and Mortgage Insurance guidelines, and a high level of judgement, in assessing applicant’s credit worthiness
  • Service customer requests by gathering all relevant information/data, ensuring all available avenues and sources of information are investigated
  • Familiarity with reading and interpreting legislation
  • Legislative and policy knowledge in responding to child protection concerns
  • Obtain and maintain the requisite security clearance of Negative Vetting Level 2

Skills For Financial Crimes Risk Assessment Officer Resume

  • Maintain appropriate record keeping systems to ensure the accurate and safe storage of confidential and sensitive information
  • Travel – (other divisions, conference, off-site training seminars) occasionally
  • An understanding of the AML and Sanctions functions responsibilities and of risk assessment processes and risk principles
  • Collegial, healthy and sociable working environment
  • Take advantage of our training & development programs
  • Perform administrative functions following research, investigation and Pre-Home Loans Assessment
  • Recognise issues requiring escalation and act accordingly
  • Have completed Certificate IV - Security in Government (Personnel Security) or the ability to achieve within 12 months

Skills For Credit Assessment Officer Resume

  • Hold Tertiary qualifications or equivalent in welfare, social work or similar, or undertaking education to obtain such qualifications and successful completion of such qualifications
  • Sound understanding of the mechanisms of government
  • Assist in the identification of key regulatory risks by compliance obligation, assessable unit, and legal entity
  • Review completed risk assessments to ensure the assessments are comprehensive and the risk ratings are appropriate and fully supported
  • Preparing final entity level risk assessment report and communicating the results to the HSBC Business Units, Local Compliance Officers, Senior Management and the Board of Directors
  • Guide the determination of whether the compliance risk exposures are within HNAH’s strategic risk appetite

Skills For Compliance Risk Assessment Officer Resume

  • Prepares ERA analyses of compliance risk by obligation, business, and legal entity, and reports at least annually on the results
  • Maintains the inventory of compliance obligations, determining the enterprise-wide risk rating for each compliance obligation in the inventory, the compliance risk assessment database and associated MIS
  • Identifies and records the specific unit or group that has assumed responsibility for compliance obligations crossing multiple business lines during the aggregation process Assesses the effectiveness of key Regulatory Compliance related processes
  • Determines whether processes meet regulatory expectations; are functioning properly; accurately identifies risk; and, ensures compliance with policies, procedures, and processes
  • Ensure customer complies with Pre-Home Loans Assessment conditions complying to ANZ terms & conditions prior to moving the file to Home Loans Assessment
  • Gather, review and weigh evidence and assess risk
  • Reviews completed risk assessments to ensure the assessments are comprehensive and the risk ratings are appropriate and fully supported
  • Prepares final entity level risk assessment reports and communicates the results to the HSBC Business Units, RC LCOs, Senior Management, and the Board of Directors

Skills For Development Assessment Officer Resume

  • Review and classify criminal, workplace and other records in accordance with the legislation
  • Obtain, collate and review information from applicants, police, courts, other agencies and legal advice to assist the review and assessment processes
  • Liaise with applicants to explain the assessment process and obtain additional information to support the assessment of risk and appeals process
  • Coordinate and manage competing priorities associated with allocated cases and collaborate with peers to ensure consistency and quality of reviews and assessments across the team
  • Advanced experience in quantitative analysis with an emphasis in Data Management
  • Demonstrated ability to manage a high volume workload with limited guidance
  • Provide a responsive complaint handling service which is timely and transparent and meets the Commission’s legislative requirements
  • Make consistent recommendations in accordance with the legislation and established procedures and practice
  • Assist with the Inquiry Service when directed

Skills For AVP Senior Compliance Risk Assessment Officer RC Resume

  • Liaise with the stakeholders to promote early resolution of complaints
  • Critically analyse information collected to determine further lines of enquiry that would assist
  • Critically analyse information collected to determine further lines of enquiry that would assist with the assessment of the complaint. Assessment Officers assess the value of the information collected
  • Prepare reasons for the Commission’s decision and provide written advice for reasons for the decision
  • Ten or more years of wholesale, commercial real estate, community, or wealth management banking credit experience in one or more of the following functions: credit analyst, underwriter, portfolio manager, relationship manager, credit risk review officer, or credit approval officer
  • Advanced knowledge and understanding of overall banking, bank products and services, risk assessment process, CTRs, SARs, OFAC, MIRs, and High Risk Accounts

Skills For Credit Risk Assessment Officer Resume

  • Advanced Microsoft Office Products emphasis on Excel and translating them into SAS/Tab
  • Advanced Microsoft Office Products emphasis on Excel
  • Specific country and area knowledge in terms of the financial landscape
  • Specific BG/BU/SU and DSM products knowledge
  • Knowledge about DSM systems, like SAP
  • Specific knowledge about financials, legal aspects and collections

Skills For VP Senior Compliance Risk Assessment Officer RC Resume

  • Knowledge of the Commission, the Independent Commission Against Corruption Act 1988, and the NSW public sector
  • Participation in the Global Control Program
  • Knowledge of the AML/Sanctions/Fraud/Anti-Bribery & Corruption concepts
  • Proficient in Microsoft applications such as Word/ Excel/Access
  • Share our values – bravery, accountability, imagination and decency
  • Knowledge of Esanda’s credit policy

Skills For Pre-assessment Officer Resume

  • Proactively re-package and communicate deal options with ‘customers’, as appropriate, for deals which would otherwise be declined
  • Assess requirements to manage SLA’s and drive the team to achieve results
  • Responsible for accurate and timely completion of Assessment of Dual assessment for varied products like Business, Mortgage, Unsecured & Complex mortgages applications
  • Develop and implement improvement and change initiatives which provide measurable business benefits
  • Update information on relevant systems to accurately reflect customer details
  • Assess, manage and prepare assessment plans for all complaints received

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