Markets Officer Resume Sample
Ladarius Rath
1058 Hartmann Village,
Phoenix,
AZ
+1 (555) 129 1921
Work Experience
Senior Markets Officer
01/2018
-
PRESENT
Phoenix, AZ
- Relationship management skills and ability to interface confidently with associates of all levels, including senior executives including senior traders and salespersons
- Six years of banking or financial industry-related experience
- Tailor presentations and content of solutions as appropriate to influence executive and business-focused audiences in order to achieve desired outcomes
- Analyzes new and pending laws and regulations which directly affect the Capital Markets Division business units
- Supports the Business Unit Compliance Manager in evaluation and introducing new Capital Markets Division Products and services
- Organizes, tracks, and validates regulatory and internal audit findings for follow-up and resolution
- Eight years of banking or financial industry-related experience
Markets Officer
10/2015
-
10/2017
Houston, TX
- Provide Compliance advice to the Head of FXLM Trading and Electronic Business Senior Management on Compliance policy, as directed by the Head of UK Compliance and in accordance with the compliance general policy of the Group and CIB
- Provide advice on compliance issues related to transactions, products or businesses within FXLM and the Electronic Business (and saving of records of advice provided)
- Oversee the application of compliance controls related to the framework surrounding transactions, products or businesses within FXLM and Electronic Business (and saving of records of checks performed), including notably
- Support the Compliance Department’s goals of achieving optimum team and individual performance
- Monitor, maintain and update sales activity, pipeline and other pertinent information using the Bank’s contact management system
- Consult with clients and lenders to determine the appropriate strategy in order to meet clients’ interest rate risk management objectives. Actively market Interest Rate Derivatives (IRD) to clients in conjunction with Capital Markets, Corporate Bankers, Market Leaders and Business Services Officers (BSO) in order to meet client objectives and generate significant fee income for BB&T
- Design new sales techniques and IRD products to meet clients’ changing needs
- Effectively communicate concepts to commercial and corporate clients as well as to Business Services Officer’s, Corporate Bankers and Market Leaders
- Generate creative ideas to meet commercial and corporate clients’ risk management objectives
Capital Markets Corporate Banking Derivatives Officer
06/2011
-
08/2015
Boston, MA
- Experience in the financial or banking industry
- Derivative Settlements are responsible for the processing of payments of SWAPS and other derivative transactions through multiple settlements systems. The Deriv’s team contacts traders/dealers, customers, Post Trade and ANZ vostro/nostro teams
- Detailed knowledge of ANZ Global Markets Operations systems
- Strong attention to detail, problem analysis and solving is required as well as an ability to determine when issues require escalation
- Good product and process knowledge in Markets Product
- Detailed knowledge of ANZ Global Markets Operations systems or equivalent
- Previous client service including back end office experience in Corporate or Institutional environment
Education
University of Phoenix - Kansas City Campus
2006 - 2010
Bachelor's Degree in Management
Professional Skills
- Seven years experience of derivatives marketing or structuring experience INDBBTW
- Years of functional/professional experience: 3 - 5 yrs combined Compliance/Audit/Risk Management experience
- Co-ordinate workflow through prioritising of tasks, diary management, etc
- Product knowledge/experience for Market Operations
- Product knowledge/experience for Market Operations (FX, Fixed Income or Derivatives Settlements)
- Customer service experience with exposure to Markets products specifically Fixed Income.
- Product knowledge/experience for Market Operations (Fixed Income or Derivatives Settlements)
How to write Markets Officer Resume
Markets Officer role is responsible for travel, design, trading, administration, compliance, planning, analysis, marketing, workflow, maintenance.
To write great resume for markets officer job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Markets Officer Resume
The section contact information is important in your markets officer resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Markets Officer Resume
The section work experience is an essential part of your markets officer resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous markets officer responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular markets officer position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Markets Officer resume experience can include:
- The FI team contact traders, dealers, DCM, customers and clearing houses by phone and email as well as Service and Post Trade
- Derivative Settlements are responsible for the processing of payments of SWAPS and other derivative transactions through multiple settlements systems
- The FX team is responsible for the processing of payments of Foreign exchange currency purchased by our Corporate and Interbank counterparties
- Knowledge and understanding of regulatory risk in the financial sector would be advantageous
- The Derivatives’ team contacts traders/dealers, customers, Post Trade and ANZ vostro/nostro teams
- Results focused with an attention to detail. Motivated and possesses a "can-do-it" attitude
Education on a Markets Officer Resume
Make sure to make education a priority on your markets officer resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your markets officer experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Markets Officer Resume
When listing skills on your markets officer resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical markets officer skills:
- Good knowledge of SWIFT, Real Time Gross Settlement (RTGS)
- Customer service experience with exposure to Markets products specifically Fixed Income
- Investigating of differences and sending of emails
- Recording of invoices in Sharepoint
- Saving of invoices in brokerage folders
- Passing of journal entries / PAF preparation
List of Typical Skills For a Markets Officer Resume
1
Skills For Compliance Officer, Fxlm-markets Compliance Resume
- Markets operations systems knowledge, including use and understanding of TLM, Murex, Midanz, Cache, Clearstream, Rightfax is an advantage
- Provide an integrated service to all stakeholders, ensuring all investigations are completed and communicated within the required timeframe
- Reconciliation of trades versus murex
- Reconciliation of trades versus midanz
- Attend to the operational requirements relating to the establishment and maintenance of static data for new Global Markets' clients in numerous systems, and maintain and amend data for existing clients
- Identify potential improvements in processes or services, suggestion on how these could be implemented to achieve reduced risk and increased efficiency
- Management of workflow to ensure all operational functions are performed day-to-day, participate in capacity planning of team to ensure stakeholders requirements are maintained in accordance with SLA
2
Skills For Senior Markets Officer Resume
- Ensure 100% compliance of procedural and process responsibilities
- Be responsible for the accurate and timely entry of product transactions into the various settlements systems and be required to liaise with traders and dealers and external parties to ensure completion of settlements
- Drive, develop and maintain strong working relationships with customers, counterparties, clearing parties, vendors, Front Office Stakeholders, process teams and other enablers to assist in meeting business objectives
- Be responsible for the accurate and timely entry of product transactions into the various settlements systems
- Liase with traders/dealers, onshore and external parties to ensure completion of settlements
- Identify and isolate occurances of inability to complete clients' trades due to failure of client or trader, dealer or relationship manager updating static data, obtain corrected static data, and update to ensure trades can be completed. Communicate situation to all relevant stakeholders and manage expectations accordingly. Monitor such cases and ensure rectified in required time frame
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