AML Associate Resume Sample

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Luna Wisozk
651 Hegmann Burg,  Detroit, MI
+1 (555) 617 3123

Work Experience

Senior Trade Control & AML Associate
02/2018 - PRESENT
Philadelphia, PA
  • Escalate unresolved issues or potential violations of the Morgan Stanley’s policies or external rules and regulations to his/her Manager, Coverage Compliance and Senior Management of Business Units
  • Work with IT and / or vendors in developing new tools
  • Medical, Life and Personal Accident Insurance benefit for employees. Medical insurance also cover employee’s dependents (spouses, children and dependent parents)
  • Life insurance for protection of employees’ families
  • Identify, evaluate, and implement transaction monitoring rules, models, and parameters supporting FRB’s BSA-AML Compliance Program
  • Assist in drafting, updating and monitoring the company’s policies and procedures for relevant business areas
  • Assists with or performs BSA training with branch staff and other departments. Answers BSA/AML related questions and makes recommendations to BSA Manager for procedural changes. 5%
Senior AML Associate
03/2012 - 10/2017
Houston, TX
  • Act as a liaison between business, compliance and technology to assist with development of requirements for Business Objects-based Business Intelligence (BI) tool that support the execution of the Risk Assessment program
  • Engage in end-to-end planning of the BI tool deliverables. Participate in meetings and report on status, issues and risks
  • Perform data analysis and advise on enhancement to AML/OFAC Risk Assessment methodology and scoring metrics, such as the number of politically exposed persons in a line of business or country
  • Support quality assurance reviews of AML/OFAC Risk Assessment scoring metrics calculation and perform UAT testing on the various BI tool deliverables
  • Drive tactical changes to support and enhance quantitative aspects of the AML/OFAC Risk Assessment efforts such as process enhancements
  • Prepare and support presentations and communications to senior management, compliance and other stakeholders
  • Strong knowledge of AML/ATF regulatory requirements and expectations
Senior Associate, AML Analytics
07/2005 - 11/2011
Detroit, MI
  • Solve routine problems of limited scope and complexity with guidance from the supervisor
  • Good knowledge of business intelligence reporting/data warehousing/customer analytics concepts
  • Hands-on experience using data and statistical analysis, SQL and database/data mining, and reporting tools (Python, SAS and / or R, SQL, Excel)
  • Demonstrated ability to communicate technical solutions clearly to senior management, business users, business analysts/data analysts and technology teams
  • Quick learner and strong analytical and problem-solving skills
  • Excellent independent research, analysis, and documentation skills
  • Highly self-motivated, flexible and adaptable with a confident “do the right thing” team-player attitude
  • Multi-task and prioritize varied workload with frequently changing priorities, and deliver in a high pressure environment
  • Work independently and as a member of a cross-functional team, and self-organized


Ohio State University - Mansfield Campus
1999 - 2004
Bachelor's Degree in Business

Professional Skills

  • Performs work under moderate supervision, following defined procedures to complete routine or repetitive tasks and seeking guidance when operating in unique situations
  • Strong working knowledge of Canada TA primary applications (SMS, Global Workflow)
  • Experience in a banking environment
  • Compliance Reporting & Monitoring (50%)
  • What are the ongoing responsibilities of a Sr. AML & Trade Control Associate?
  • Reviews and validates trades appearing on monitoring and exception reports to ensure compliance with and adherence to applicable regulations, prospectus guidelines and internal policies and procedures. Completes routine tasks and assessments associated with ensuring that higher risk transactions have been processed appropriately on business systems
  • Communicates with applicable business units to resolve routine situations; escalates more complex and atypical situations to senior team members/leaders and provides suggested responses. Flags and monitors accounts, as necessary. Completes all required reporting and record keeping

How to write AML Associate Resume

AML Associate role is responsible for training, compliance, insurance, reporting, finance, english, documentation, planning, analysis, korean.
To write great resume for aml associate job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For AML Associate Resume

The section contact information is important in your aml associate resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your AML Associate Resume

The section work experience is an essential part of your aml associate resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous aml associate responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular aml associate position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions. Representative AML Associate resume experience can include:

  • Teamwork, Networking and Partnering to Achieve Objectives (10%)
  • Identifies trends and recommends improvement opportunities to streamline business processes, resulting in greater efficiencies, productivity and/or service
  • Seeks out and participates in cross-training opportunities
  • Conduct and document work activities in accordance with a strict regulatory compliance culture
  • Reviews and applies information from communications, regarding new products, market conditions and regulatory requirements, to operate and make suggestions that are in the best interest of the customer, funds and enterprise
  • Contributes to projects and performs administrative functions. Provides operational support and guidance within sphere of influence (i.e. business unit and/or Transfer Agent) to peers, leaders and projects in a variety of areas. Works across regions, teams and business units

Education on an AML Associate Resume

Make sure to make education a priority on your aml associate resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your aml associate experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in AML Associate Resume

When listing skills on your aml associate resume, remember always to be honest about your level of ability. Include the Skills section after experience. Present the most important skills in your resume, there's a list of typical aml associate skills:

  • Strong working knowledge of USTA applications (Investar, Pegapro, FTTA, Global Inquiry ) and process workflow
  • Review the Distributed Data Framework prior to submission to Quality Control
  • Identifies the problems and all relevant issues in routine situations, assesses each using standard procedures, and makes sound decisions
  • Daily Operations Support (25%)
  • Responds to internal and, at times, external, inquiries from other business units or leaders
  • Applies working knowledge of internal policies and procedures to support peers with fundamental operating procedures. Develops subject matter expertise and suggests new methods for improving current policies and procedures

List of Typical Skills For an AML Associate Resume


Skills For Senior Trade Control & AML Associate Resume

  • Actively participates in team meetings by contributing topics for discussion and offering ideas/feedback
  • Business Process Improvement (Continuous Improvement) (10%)
  • Participates in business process improvement (Continuous Improvement) activities, demonstrates basic understanding of lean concepts and improvements to existing workflows; supports change management activities
  • Develops and leverages internal and/or external relationships to achieve shared priorities/goals, satisfy customer needs, resolve problems and increase business insight/awareness
  • Guides peers and shares knowledge within sphere of influence
  • Be responsible for the synchronization and close of all government, regulatory, and compliance documents for all business units in the company

Skills For Senior AML Associate Resume

  • Initiate the Distributed Data Framework where the Utility stops
  • Perform 2018 Distributed Data Framework renewal audits, identify uplifts, and assemble a ‘finished’ Request for Information to include request for updated ownership and financials via the establishment of a client relationship
  • Review the Request for Information for completeness and send to client
  • Focus on low risk/domestic/non-fund clients only
  • Review progress at a point several weeks into the program, assess proficiency and aptitude of
  • Record Request for Information responses into the Distributed Data Framework’s as the volume shifts to Request for Information responses from Clients
  • Complete a renewal cradle-to-grave
  • Peer Leadership (5%)

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