Senior Control Analyst Resume Sample
Gillian Kuhic
69754 Treutel Forge,
Dallas,
TX
+1 (555) 991 3980
Work Experience
Senior Control Analyst
04/2017
-
PRESENT
Detroit, MI
- Partner with other analysts on the team in the implementation of a sustainable operational risk management program through the execution of risk and control self-assessments
- Coordinate assessment activities, oversee and perform control design evaluations and control testing, and help drive the resolution of key issues
- Ensure assessments are regularly updated for the business functions they support
- Leverage key risk management systems including the Phoenix Risk tracking system
- Participate in audit readiness sessions with business partners
- Conducts due diligence to understand recoverability of third-party service providers in conjunction with Third Party Officers and adjusts planning accordingly
- Serve as knowledge base for Business Continuity planning tasks
- Coordinate the implementation of all Enterprise CoB standards and guidelines with the CoB planners
- Document and maintain all exceptions to standards for functions
Rcsa Senior.control Analyst
05/2013
-
01/2017
Boston, MA
- Assist HR business with risk assessments and plan development
- Identify, document, and elevate BC risks as they are discovered
- Assist with testing schedule and ongoing reconciliation between ALM testing tool and Firm’s operational risk management system (FORCE); resolve errors in set up content and scorecard results
- Review, resolution and approval of daily, weekly and monthly supervisory and surveillance reports in Pershing’s NetX360® supervisory platform
- Manage implementation and execution of Global Internal Control Program for Sonepar USA
- Manage 3rd Party Assessment program and procedures with shared services and credit teams
- Review and promote compliance with policies implemented in order to mitigate risk
Rcsa Senior Control Analyst
03/2007
-
02/2013
San Francisco, CA
- Work with Executives across Sonepar USA in creating process improvement initiatives and eliminating control risks in the business units
- Administer the Fraud and Disclosure Reporting documentation for all Sonepar USA, deliverable to the Global Controlling team
- Drive continuous improvement through the existing control framework and promote an internal control model that can be replicated across all business units
- Manage Risk Related to Higher Fraud Risk Businesses and Requirements of Anti-Corruption Law
- Assist Finance Operations team in one-off Projects as needs arise
- Professional experience in Accounting, Auditing, Risk or Compliance
- Distribution experience desirable
- Proven ability to analyze data points and to develop conclusions
- Experience in assessing financial and operational risks
Education
University of Phoenix in Walker - West Michigan Campus
2003 - 2007
Bachelor's Degree in Administration
Professional Skills
- Consults with users and clients to solve issues/problems through in-depth evaluation of business processes, systems and industry standards; recommends solutions
- Proven audit experience in both operational and financial audits
- Multi-tasking is required and therefore effective time management and balancing of priorities are required
- Skill in clearly and concisely documenting and flowcharting systems, processes and procedures
- Working in financial services, with experience in the credit card sector
- Experience in process flows, control assessments or agreed-upon procedure work
- In depth understanding of testing methodology, risk and controls analysis and business process mapping
How to write Senior Control Analyst Resume
Senior Control Analyst role is responsible for insurance, travel, finance, credit, training, accounting, trading, analysis, reporting, design.
To write great resume for senior control analyst job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Senior Control Analyst Resume
The section contact information is important in your senior control analyst resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Senior Control Analyst Resume
The section work experience is an essential part of your senior control analyst resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous senior control analyst responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular senior control analyst position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Senior Control Analyst resume experience can include:
- Solid understanding of financial instruments and developed skills in analysis of business supporting processes from accounting control perspective
- Review and test the effectiveness of the controls performed by various CIB NA functions
- Contribute to key Group accounting control reporting and ad hoc control memo upon request when an issue is identified
- Maintain an independent and objective, fact-based approach
- Contribute to monitor the account justification 2nd level review
- Support technology related regulatory and compliance work
Education on a Senior Control Analyst Resume
Make sure to make education a priority on your senior control analyst resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your senior control analyst experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Senior Control Analyst Resume
When listing skills on your senior control analyst resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical senior control analyst skills:
- Effective negotiation skills, a proactive and “no surprises” approach in communicating issues, and strength in sustaining independent views
- Proven analytic, and problem solving skills, with the ability to analyze and develop unique solutions to business issues
- Demonstrate flexibility in prioritizing and completing tasks; and communicating potential conflicts to the supervisor
- Manages pressure and priorities during the closing process
- Progressive work experience (with a focus on audit, accounting, controls and process management)
- SAS/SQL or related analytical coding experience
List of Typical Skills For a Senior Control Analyst Resume
1
Skills For Rcsa Senior Control Analyst Resume
- Proficiency in working with Excel, and Power Point presentations
- Effectively provide verbal and written communications (English and Spanish) regarding risks and issues to escalate to Stakeholders and Senior Management
- Strong interpersonal skills for building strong relationships with stakeholders and engaging teams. Effectiveness in working within a large scale and complex matrix organization is essential
- Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of business lines and control functions
- Knowledge of operational processes of the Mortgage Banking sub-LOB’s desired
- 401K Plan, Health Insurance (medical, dental, and vision), Paid Vacation, Paid Sick, Paid Personal, Paid Holidays, Flexible Spending Accounts (Health, Transit, and Dependent Care), Employee Assistance Program, Employee Discounts and more
2
Skills For Assistant VP, Senior Control Analyst Resume
- Responsible for analysis supporting BCUS Strategic Analytics Model Governance (as set by the Barclays Group Risk Model Policy) with respect to the department’s entire model inventory (30+ models)
- Work to promote understanding and compliance of policies and active management of all Strategic Analytics’ activities’ controls
- Provide support as needed for both the BCUS Strategic Analytics’ 60+ member team as well as the Group Risk Model Governance teams
- Work interactively with both groups to develop create standards specific to Strategic Analytics models that ensure a consistent and accepted approach towards compliance within the more general Barclays Group Model policy
- Create and develop any/all necessary modifications to Strategic Analytics model governance in accordance with future regulatory and Group policy changes
- Lead analysis and effort around control-related activities within Strategic Analytics ensuring compliance with all internal and external policies and regulations
3
Skills For Rcsa Senior.control Analyst Resume
- Assist Team lead as necessary on key initiatives with regulators (FDIC, Federal Reserve Bank, PRA) and boards when necessary (Barclays Bank Delaware Board, International Holding Company Board, and Barclays Board)
- Create and refine any/all necessary modifications to Strategic Analytics control policies in accordance with any future regulatory and/or internal policy changes as needed
- Assist in key initiatives supporting the overall strategic mission of Strategic Analytics including other items such as Remote team management primary contact, Vendor management and Cross-team colleague engagement initiatives
- Responsible for analysis supporting BCUS Strategic Analytics Model Governance (as set by the Barclays Group Risk Model Policy) with respect to the department’s entire model inventory (25+ models)
- Provide support as needed for both the BCUS Strategic Analytics’ 60+ member team as well as the Model Risk Management (MRM) teams
- Work interactively with both groups to develop create templates specific to Strategic Analytics models that ensure a consistent and accepted approach towards compliance within the more general Barclays Group Model Risk policy
- Interpret and analyze complex information and concepts
4
Skills For Rsca Senior Control Analyst Resume
- Effective communication, both written and verbal with the ability to explain complex issues in a simplified and concise manner. Developed writing skills sufficient to prepare professional and detailed audit reports
- Think strategically to ensure that programs and process changes address current requirements and provide base for future changes
- Get up to speed quickly with regard to new subject matter
- Be fully knowledgeable in all corporate policies and procedures related to project management as well as risk discipline, problem solving and project planning methodologies to provide Issues Management Subject Matter Expertise within the managed Business
- Drive Issue Owners and CAP Owners through the end-to-end issue lifecycle, fostering adherence to corporate policies, standards and procedures. (Issues impacted)
- Measure the Remediation Performance through established metrics and reporting, Develops risk-based processes to manage critical issues appropriately, consistently and expeditiously
- Ensuring Coordination of Training Programs (Risk Culture, KYC) that help and promote a strong Culture of Compliance and Control environments. Develops awareness to deepen AML knowledge into existing processes
5
Skills For Ccb Oversight & Control Rcsa Senior Control Analyst Resume
- Ensuring Coordination of Branch Oversight Function (BOF) activities and controls are operating appropriately, and that Branch managers and staff are functioning within the scope and accountabilities of their respective positions
- Ensuring Coordination of Manager’s Control Assessment (MCA) activities are operating appropriately, to provide the most significant operational risks, assess the overall effectiveness of key controls, detect and address specific weaknesses in the design and/or execution of significant controls and monitoring methods
- Act as the primary contact and responsible to provide updates for global and local groups (including the OGC) related to issue status reporting activities. (Remediation Scope)
- Financial services experience with progressive responsibilities over that period in model governance and control roles and/or model development/validation
- Hands on experience with model development and model validation
6
Skills For Oversight & Control Ccb-rcsa Senior Control Analyst Resume
- Experience with developing process flows, control assessments or agreed-upon procedure work
- Working knowledge and understanding of generally accepted accounting principles, both in IFRS
- Experience in ICRM, Risk Management, Audit or similar function, with experience in auditing, compliance testing, and monitoring activities of trading functions related to front and/or middle Office
- Knowledge of Volcker Rule regulatory requirements, including provisions related to proprietary trading and covered fund prohibitions, and knowledge in applicable rules, laws regulations administered by the Federal Reserve Bank, OCC, CFTC, SEC, FINRA, and state banking regulators
- Desirable knowledge in Audit and Internal Control Methodology
- Ensure the operational risk environment is managed and reported appropriately
- Ingeniería / Sistemas/ Industrial
- Administración o afín
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