Risk Oversight Resume Sample

5.0
9 votes
Charley Kohler
168 Schiller Locks,  Chicago, IL
+1 (555) 240 5944

Work Experience


Risk Oversight Lead
07/2016 - PRESENT
Boston, MA
  • Deploying the Firm’s excess liquidity
  • Managing the Firm’s funding and liabilities
  • Managing the Firm’s structural interest rate and foreign exchange risk
  • Managing the Firm’s liquidity risk and its regulatory compliance
  • Markets businesses and support functions (Equity, Macro, Spread, Sales)
  • ORO colleagues in CIB globally
  • Business Control Officers (1st Line of Defense)
  • Previous experience in eTrading and JPM Markets front office (or a functional team supporting a Markets business) and with an established senior network
Operational Risk Cybersecurity Risk Oversight
02/2009 - 02/2016
Los Angeles, CA
  • Experience in
  • Support independent oversight to Treasury’s adherence to the liquidity risk framework
  • Identify liquidity risks and mitigants for the Consumer business and review appropriateness of these risks over time. Ensure these liquidity risks are effectively captured in Company’s Internal Liquidity Stress Testing and Strategic Planning processes
  • Review the strategy, liquidity risk assumptions and methodologies for Recovery and Resolution Plans. Perform independent analysis on the liquidity risk assumptions and provide effective challenge
  • Applicable/relatable Finance Risk Management experience
  • Knowledge of regulatory rules (LCR, Enhanced Prudential Standards etc), risk framework, policies & standards, Liquidity Stress Testing
  • Provide team and department management with an independent view of the risks pertaining to the Firm’s cybersecurity based on the risk assessment and cybersecurity effectiveness monitoring activities
  • Independently evaluate and challenge implementation of the firm’s Operational Risk Management Framework (“ORMF”)
  • Work closely with the controls organisation to ensure Operational Risk standards are communicated, understood and applied - review adherence to firm’s ORMF, governance, standards, policies across LOBs, functions, legal entities and countries
Global Risk Oversight Intern
08/2005 - 11/2008
New York, NY
  • ORO colleagues in the EMEA region and globally
  • Location Control Officers (1st Line of Defence)
  • CIB Lines of Business Front Office staff
  • Risk and Compliance colleagues
  • Corporate Operational Risk central team
  • Location key stakeholders
  • Oversight & Control Business Control Officers (1st Line of Defence)
  • Provide independent oversight to Treasury’s and LOB adherence to the liquidity risk framework

Education


University of Connecticut School of Business
2001 - 2005
Bachelor's Degree in Finance

Professional Skills


  • Demonstrated leadership skills through progressively challenging career assignments
  • Prior experience in managing a team of AVPs
  • Experience working in the financial services industry
  • Experience working in the financial services industry
  • Experience in Liquidity Risk Management
  • Leading targeted testing of internal controls related to high risk activities
  • Understanding of the Personal Investing business, related products and operations

How to write Risk Oversight Resume

Risk Oversight role is responsible for reporting, security, procurement, credit, finance, retail, events, leadership, compliance, drivers.
To write great resume for risk oversight job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Risk Oversight Resume

The section contact information is important in your risk oversight resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Risk Oversight Resume

The section work experience is an essential part of your risk oversight resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous risk oversight responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular risk oversight position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions. Representative Risk Oversight resume experience can include:

  • Experience in
  • Financial services industry experience with a deep background in Risk Management and related disciplines
  • Review and challenge existing liquidity stress testing methodology, assumptions, scenario development and implementation
  • Review and challenge US funding plan and Contingency Funding Plan
  • Drive and strengthen the control framework and regulatory agenda with increased focus on maintaining appropriate governance model
  • Coordinate between Americas Treasury, Americas CRO functions and Group Capital , Liquidity and Stress Testing Oversight

Education on a Risk Oversight Resume

Make sure to make education a priority on your risk oversight resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your risk oversight experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Risk Oversight Resume

When listing skills on your risk oversight resume, remember always to be honest about your level of ability. Include the Skills section after experience. Present the most important skills in your resume, there's a list of typical risk oversight skills:

  • Driving ongoing definition and maintenance of PI’s Risk Profile in accordance with corporate standards which includes a comprehensive view of the PI business encompassing activities supported by other parts of the organization
  • Strong administration and follow-up skills with minimal supervision – ability to meet time-sensitive deadlines and work under pressure at times
  • Experience of implementing third party or vendor applications and solutions
  • Product, front-to-end internal system and business processes & flows are strongly beneficial for the role
  • Manage senior stakeholders across the Bank and demonstrated abilities to build/influence and challenge
  • Managing formal PI Risk Committee governance process including agenda management, presentation content, and periodic reporting requirements

List of Typical Skills For a Risk Oversight Resume

1

Skills For Operational Risk Cybersecurity Risk Oversight Resume

  • Engaging with Corporate Audit regarding resolution of outstanding audit issues and coordination of Risk Assessment Activities
  • Developing and maintaining PI risk management policies and related risk reporting
  • Partnering with business to conduct proactive risk and control evaluations of high risk activities across the PI organization
  • Engaging with Corporate Risk and other business unit risk functions to complete proactive cross firm risk evaluations including reviews of cross firm business activities and emerging Risk topics
  • Collaborating with other Fidelity Risk functions to ensure alignment of Risk coverage, practices, and procedures among business units
  • Engaging with business partners and Corporate Risk on escalated risk incidents to ensure implementation of appropriate corrective measures and timely reporting to management in accordance with established event escalation policy and classification guidelines
  • Engaging with external auditors to facilitate SOC1 reviews of targeted components of PI’s operations
2

Skills For Risk Oversight Lead Resume

  • Work stream lead or Project Lead/Manager role in a large Change / Transformation programme delivering business capabilities
  • Experience of delivering end-to-end programmes and a good understanding of the Software Development Life Cycle (SDLC) and Software Testing Life Cycle (STLC) principles and methodologies
  • FICC. This includes a review of all Liquidity policies, procedures, the contingent funding plan, Individual Liquidity Adequacy Assessments (ILAA’s, etc.) in order to obtain an independent viewpoint of the representation of risk
  • Review entire FICC stress testing process including but not limited to the scenarios that are chosen for the stress tests, assumptions made that are part of and outside the Front Line Unit’s processes. Perform independent analysis on the assumptions to ensure independent viewpoint and effective challenge(s)
  • Keep abreast of emerging regulatory requirements and provide guidance on the impact of these regulations on the Company’s liquidity risk management program
  • Assist Director in ensuring the capture of all material liquidity and funding risks within BFC
3

Skills For Firmwide Risk Oversight & Controls Resume

  • Monitor and measure BFC's liquidity and funding requirements and ensure standards are in compliance with BMO Toronto standards
  • Provide data to regulators and response to inquiries into BFC's liquidity and funding function
  • Provide supports to US Head of Treasury Risk Oversight in building, enhancing and executing the 2nd line of defence roles and responsibilities to make sure US Treasury activities are in compliance with regulatory guidance and requirements, and consistent with Barclays’ internal framework
  • Quickly learn and understand the business of RGA
  • Proven career history within financial services, ideally with demonstrated work experience in risk & control position. Seasoned VP with ideally 10+ years’ experience
  • Strong project management skills and be able to handle multiple proposals / projects and work streams concurrently
  • Excellent verbal and written communication skills – ability to present at Committees, enable senior stakeholders’ engagement and be able to escalate to internal senior management where appropriate
  • Highly flexible and has the ability to try different approaches to work with various teams and stakeholders – and being able to adapt in style according to the circumstances
  • Experience in
4

Skills For Risk Oversight New & Amended Products Approval Resume

  • Eager to learn, with the passion to perform
  • Risk Management Experience in any of the following experience in risk management in: Liquidity risk, Treasury, Market risk or direct front office experience
  • Wide range of experience with quantitative, financial and risk management techniques
  • Experience in Liquidity Risk Management
  • Strong familiarity with Microsoft Office products, particularly Excel and Powerpoint
  • Quick and eager learner, willing to learn about energy market pricing concepts not yet learned in classroom environment
5

Skills For CIB Operational Risk Oversight Executive Director Resume

  • Worth of cybersecurity, information security, or other security risk related work experience, preferably in part focused on the financial services industry
  • Experience in Treasury, Finance or Risk Management with strong track record in a top tier financial institution, Accountancy or Consultancy firm
  • Assist in updating IHC liquidity and capital policies to meet Group Principal Risk Framework, Policies and Standards and in line with regulatory guidance
  • Working within a 1st line liquidity risk review team or performing 2nd line liquidity risk oversight activities at a financial institution, or serving on a liquidity risk regulatory team
  • Series 7 and 24 licenses desirable
  • Review of the Group ILAAP, development and maintenance of the Liquidity Policy and Standards and Group level liquidity oversight projects
6

Skills For VP Treasury Risk Oversight Resume

  • Identify, assess, and monitor liquidity risks related to Barclays US Operations
  • Monitor and recalibrate liquidity risk limits to ensure within Liquidity Risk Appetite
  • Review and assess liquidity risk impacts to new products or amended products
  • Liaise with other constituents such as risk managers, businesses, operations, quant teams, technology team, finance and treasury to ensure that the designed governance structure is understood and abided by during the performance of stress testing
  • · Provide independent oversight on adherence to the liquidity risk framework for the CIB
7

Skills For CCB Risk-oversight Resume

  • Proactively drive the identification, assessment, measurement, mitigation and monitoring of operational risk through consumption of information from the effective deployment of RCSAs, KRIs, KPIs, scenario analysis, event management (monitoring of event recording, event trend analysis) and targeted risk assessments
  • Work closely with the Controls Business Control Officers (BCO) and Location Control Officers (LCO) to ensure OR standards are communicated, understood and applied - review adherence to ORMF, governance, standards, policies & framework across LOBs, functions and countries
  • Stay abreast of industry news and regulatory developments to facilitate a more proactive approach to risk identification and mitigation. Review root cause analysis on internal operational risk events and those that occur externally in the industry
  • Drive the development of the regional and legal entity alignment to the ORMF, including KRIs, Loss Data, RCSAs and Scenario Analysis as necessary
  • Assist and support the Global Risk Oversight unit within Commodity Services with various responsibilities
  • Create and gather materials to support meetings
  • Support AP functions related to data procurement

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