Risk & Control Officer Resume Sample

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Gilbert Lowe
981 Cormier Cape,  Boston,  MA
+1 (555) 736 8432

Work Experience

SCC Risk & Control Officer Global Lead
11/2015 - PRESENT
Philadelphia, PA
  • Management of Citi’s Management Control Assessment (MCA) framework – Quarterly Reviews and Annual Risk Assessments
  • Work directly with the area’s Global Engineering Heads (GEH) and his staff (e.g. Global Engineering Leads and Engineers) to ensure the implementation of the Control Programs within the GEH’s area
  • Provide support and education to the GEH’s teams on requirements within Citi policies and standards, e.g. CITMP / CISS, CISS, IS or Control initiatives, including communicating changes in said policies. Keep abreast of changes in standards, procedures and requirements, and assists in providing awareness of these and any other emerging risks
  • Enlist the aid of TISO, Third Party Risk manager, Export License Coordinator, COB Coordinator, RMO, or other Control staff as needed to ensure IS & Control questionnaire is answered and addressed appropriately - Escalate to GEH repeated attempts to secure control artifacts for staff in the GEH’s area
  • Support the CTO Risk & Control community on any other IS/IT/Control initiatives as needed
  • Possibility of personal growth
  • Attractive remuneration with interesting employee benefits
  • Young and dynamic team following agile way of working practices
  • Perform design and operating assessment of key procedural controls (KPC) for change and outsourcing initiatives
Risk & Control Officer
05/2011 - 10/2015
Houston, TX
  • Perform specialist risk assessments identifying thematic risk issues across the firm relating to outsourcing and change
  • Perform specialist risk assessments to support Investment Governance, Industrialisation and approval processes
  • Perform portfolio risk assessments of change and outsourcing initiatives providing a forward looking risk assessment
  • Perform root cause analysis operational risk (internal) events relating to change and outsourcing, and assisting in post mortem analysis and reporting
  • Perform other assessments as required to support our regulatory reporting requirements
  • Controls Reporting oversight – oversight of Managers Control Assessment, process including ensuring robust MCA’s exist across all processes and co-ordination of testing and results, inclusive of self identified (IBAM), regulatory or audit issues and recommending suitable solutions/ of Corrective Action Plans(CAPs)
  • Data collection, review and analysis of KRI’s and KCI’s
  • Manage ownership of MLA’s first line of defense risk assessments
  • Audit facilitation processes and responsibilities (e.g. external exam execution and facilitation, internal audit execution and facilitation and Corporate Compliance testing, execution and facilitation.)
Technology Risk & Control Officer
06/2006 - 11/2010
Philadelphia, PA
  • Development, implementation, and on-going management of Production and Servicing quality monitoring routines (e.g. daily/monthly production monitoring, regulatory and investor requirements and communication and tracking of test results)
  • Facilitation of quality monitoring program (e.g. Data mining/query development and Monitoring application development and maintenance
  • Assessing all outsourcing and offshoring business proposals for Compliance and Operational Risk in a timely fashion
  • Review risk assessment to ensure risks are clearly identified and understood
  • Perform Singapore level assessment to ensure adherence to local requirements
  • Ensuring that approvals are completed and approval conditions, if relevant, identified in a timely fashion and correctly reflected in the outsourcing/off-shoring tracking tool
  • Coordinating with the C&ORC Country Head and relevant governance committee to ensure proper regulatory notifications to the relevant regulators


Loyola University Chicago
2001 - 2005
Bachelor's Degree in Risk Management

Professional Skills

  • Have proven communication and convincing skills with the ability to work with multiple levels in the organization
  • Strong risk analysis and problem solving skills and Conscientious
  • Strong interpersonal skills for interfacing with all levels of stakeholder management
  • Strong Fund Accounting and or Middle Office operational experience
  • Strong analytical mind with problem solving skill. Attention to detail with focus on accuracy
  • Excellent presentation skill includes preparation of material and to facilitate discussion in senior management meeting
  • Think strategically and tactically, multitasking and organizational skills

How to write Risk & Control Officer Resume

Risk & Control Officer role is responsible for analysis, risk, research, design, architecture, security, finance, insurance, retail, credit.
To write great resume for risk & control officer job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Risk & Control Officer Resume

The section contact information is important in your risk & control officer resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Risk & Control Officer Resume

The section work experience is an essential part of your risk & control officer resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous risk & control officer responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular risk & control officer position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions.

Representative Risk & Control Officer resume experience can include:

  • Have solid prior control testing experience
  • Computer Skills – knows advanced Excel
  • Experience with control/compliance experience in a medium, Multi-national Corporation or an entity with similar global reach and complexity
  • Experience in technology or technology risk management, preferably for financial institution or strong background in risk advisory
  • Demonstrated experience in BI tools especially Tableau and Qlikview
  • Proven experience with the assessment of business process design and the identification of key risk and control points

Education on a Risk & Control Officer Resume

Make sure to make education a priority on your risk & control officer resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your risk & control officer experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school

These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Risk & Control Officer Resume

When listing skills on your risk & control officer resume, remember always to be honest about your level of ability. Include the Skills section after experience.

Present the most important skills in your resume, there's a list of typical risk & control officer skills:

  • Hands-on experience in framing up Complex SQL Queries involving Data Analytical functions and designing custom coded queries
  • Hands-on experience in preparing/integrating the datasets to match to the reporting requirements
  • Good working knowledge of Bank OFSI standards, and Business Recovery Planning
  • Experience in developing, planning and execution of Internal or External Audits
  • Experience in managing and understanding of IT eco-systems
  • Previous Bank of America, banking or financial experience

List of Typical Experience For a Risk & Control Officer Resume


Experience For Risk Control Officer Resume

  • Developing status reporting and program tracking for the region in terms of outsourcing/off-shoring projects that are in progress, approved, rejected, etc
  • Collaborating with Legal to ensure understanding of existing and upcoming regulatory guidelines
  • Facilitating training sessions for the region around outsourcing , where required
  • Collaborating with the local and regional Compliance and Operational risk teams to document country exemptions
  • Drive the C&ORC mandate through active participation in projects in the outsourcing area
  • Knowledge of ICAAP, SREP and ideally ORSA
  • Suitability Risk Controls and Client Portfolio of BSI
  • Partner with Global Wealth Investments to define and maintain current investment criteria for alternative investments

Experience For SCC Risk & Control Officer Global Lead Resume

  • Partner with various other risk and control groups such as Operational Risk, Fiduciary Risk and Compliance to perform a risk assessment of the Registered Investment Advisor and BSI, identify vulnerabilities, and implement periodic monitoring of critical items
  • Periodically test compliance of implemented suitability controls vs. established policies and procedures, identify areas of improvement, report results and provide recommendations to the CRO of BSI and Senior Management
  • Perform monthly monitoring and reporting to Global Corporate Risk of new securities purchased by Global Wealth Investments and the Registered Investment Advisor
  • Provide oversight of and evaluate the distribution of new products with Global Wealth and the Registered Investment Advisor
  • Actively engage in developing policies and procedures governing new product classes and products, coordinate with other areas responsible for product review and maintenance (Compliance, Operations, Policies and Procedures, FIRU…)
  • Partner with Fiduciary Risk Management and Suitably Risk Management in managing relationships with applicable regulators, examiners, and auditors
  • Support Fiduciary Risk in the facilitation of SOX testing performed by Corporate Assurance Control Specialists
  • Partner with Fiduciary Risk and Suitability Risk to support Operational Risk in the implementation of initiatives to define and execute controls

Experience For CIB Controls Prime Services Business Risk & Control Officer Associate Resume

  • Manage a small team of individual contributors
  • Governance: Lead CSS Risk and Controls staff globally. Ensure all teams; global, products, regions and COE’s have clear understanding of program goals, requirements, quality, and milestones
  • Document process’ and lead process mapping sessions
  • Participate in the Manager’s Control Assessment (MCA) process such as quarterly assessment and entity review, annual risk assessment and global working group
  • Create and maintain an environment where adequate controls are built into all bank’s processes
  • Support of the core first-line operational risk and control processes, such as: driving the RCSA cycle; internal controls documentation, design, mapping & testing; internal operational risk incident analysis, tracking & reporting; out-sourcing supervision, etc.
  • Work closely with the Relationship team and Credit team to ensure effective management of day to day staff resources to ensure that procedures and processes are followed as per RCU standard operating manual, that appropriate support is provided to the RM’s and that added value is provided where possible

Experience For Technology Risk & Control Officer Resume

  • To work with the Operations team to fully understand all the processes and to identify the key risk and ensure they are managed and reported
  • Perform reviews follow the regional reviews plan,
  • Support of the core first-line operational risk and control processes, including: the RCSA cycle; internal controls documentation, design, mapping & testing; internal operational risk incident analysis, tracking & reporting; out-sourcing supervision; end-user computing supervision; etc
  • Ensures test work is focused on the most critical risk areas, effectively integrating business and system
  • Tracking and reporting on internal/external audit and Regulatory deliverables across APAC CRO
  • Quality control assurance processes on all internal/exteral audit and Regulatory commitments

Experience For CCB Risk-control Officer Resume

  • Support, development and maintenance of any regional CRO policies and procedures
  • Oversight and management of the Risk & Control Self Assessment Program (RCSA)
  • Promote collaboration among all teams within WCOE Risk and Control Organizations
  • Takes initiative and independently manages projects and apply advanced knowledge of risk and control concepts and how to apply to business processes
  • Contribute to development and/or enhancement of Risk and Control Self-Assessments (RCSAs)
  • Experience in financial services industry with background in controls, audit, quality assurance, risk management, or compliance required; or equivalent subject matter expertise in a relevant business related function/operation
  • Communication, business writing & escalation skills
  • Perform independent review of potential Sanctions Screening related hits and escalate as per screening guidelines

Experience For DFX Risk & Control Officer Resume

  • Maintain interactive relationship with CCM’s and CBD to ensure rectifying the outstanding issues
  • Accountable for execution of all Sanctions Screening list management in coordination with the country AMLCO
  • Excess monitoring and risk reports management
  • Able to work in a results driven environment with limited to moderate supervision
  • Perform operational loss capturing: prepare regular reporting to internal departments including Compliance, Operational Risk Management (ORM), Finance and Risk Operations (FRO). Ensure accuracy with data quality standard
  • Perform gap analysis on global and regional policies. Support the implementation at country level and communicate to stakeholders for the change
  • Manage Balance Sheet control activities. Perform centralized and independent control review on internal accounts and general ledgers; identify any red flag and issues for escalation
  • Coordinate Manager's Control Assessment (MCA) testing and Annual Risk Assessment (ARA) at segment and country level. Gather and analyze result, prepare and present concise reports to senior management. Follow up on MCA Effectiveness Heatmap and Data Quality Defects with respective MCA entity unit before closure on quarterly assessment
  • Act as country coordinator and administrator for Digital Control Function Checklist (eDCFC); escalate any issues between country and regional; review outstanding and monitor result; perform investigation on any exception items and compile quarterly review for CBM sign off

Experience For Compliance & Operational Risk Control Officer Resume

  • Coordinate all Sanctions Screening related activities within the department
  • Prepare weekly and monthly MIS on hit rate for circulation to senior management and other stakeholders
  • Adhere to strict expectations in terms of timeliness and accuracy
  • Support and interface to internal and external control organisations (Internal/External audit, Regulators, Compliance, Finance etc.)
  • Providing guidance in evaluating risks and implementing appropriate controls, including ensuring appropriate remedial actions are in place where deficiencies are identified
  • Working with the business (receive and sent sites) and Control teams to ensure controls are properly established, monitored and/or tested and the results are reported to senior management on a regular basis (relevant to the requirements)
  • Minimum1 year of practical Operations processing experience (SME level) – preferably in cash and/or securities processing/capital markets environment, project experience would be an asset

Experience For Suitability Risk Control Officer Resume

  • Governance experience with the proven ability to coordinate group tasks, influence stakeholders and deliver results
  • Audit/Control experience would be an advantage
  • Work to tight deadlines and / or unexpected changes
  • Limits Managements E2E process
  • To ensure that interest rates, capturing, reallocation and reinstatement of limits are correctly loaded on account & group level in line with credit approvals’ terms and conditions

Experience For O&t-risk & Control Officer Resume

  • To capture / maintain customer profile data e.g. credit grade, review date, BIC code etc…in the system & correct any data quality issue
  • Responsible for monitoring & control of Corporate live portfolio to assure adherence terms & conditions of sanctions identifying any areas within the portfolio that are cause for concern / potential cause for concern
  • Undertake post Disbursement process
  • Ensure perfection of Post Sanction Aide Memoir
  • Maintenance, review & follow up of a complete Diary System detailing deficiency & deferrals/loans repayment dates/ excesses clearance dates/dated securities & Covenants
  • Review the Financial Covenant and Internal Risk Trigger Monitoring systems/data in regards to its integrity of capturing, advising and escalation of overdue and failed / breached covenants

Experience For Internal Risk Control Officer Resume

  • Compliance with the instructions & regulations of internal & external auditors and the Central Bank of Egypt for the corporate customers
  • Participate in team activities, social occasions and community activities
  • Accurate & detailed oriented
  • Punctually adhere to Workflow
  • Managing risk assessment processes to help our technology teams, control partners, and business stakeholders understand the state of our technology and data control suite, and from there, work together to prioritize and remediate identified gaps
  • Overseeing key operational controls to ensure ongoing operating effectiveness

List of Typical Skills For a Risk & Control Officer Resume


Skills For Risk Control Officer Resume

  • Previous experience of working in a reputed financial institution’s corporate /commercial sector in the risk function
  • Good working knowledge of software ie: Excel, Word, Microsoft Office and Microsoft Access etc
  • University graduate with at least 5 years of banking experience
  • Experience in technology processes, working with senior managers
  • Experience in project management or managing projects / work teams
  • Good working knowledge of products and services offered by the bank
  • Good understanding of the Risk Management business goals and objectives
  • Performance rating of at least 3-Consistently Strong for the previous Year-End review (in both the 'WHAT' and 'HOW' sections of the performance assessment)

Skills For SCC Risk & Control Officer Global Lead Resume

  • Strong operational background in Fund Accounting or Middle Office
  • Relevant experience in insurance, financial service or banking industry
  • Experience / knowledge in Business Continuity Planning, audit or review of insurance business is preferable
  • An good communicator who is confident engaging with stakeholders
  • Experienced in information security and cyber control practices, ideally within the Financial Services sector
  • Strong analytical abilities, with a methodical approach, sound judgement and close attention to detail
  • Understanding of operational risk and controls with a working knowledge of relevant industry practices
  • Working knowledge of CitiScreening process
  • Developing and maintaining comprehensive processes and control environment to identify and reduce operational risk

Skills For CIB Controls Prime Services Business Risk & Control Officer Associate Resume

  • Processing all transactions by adhering to policies and regulatory requirement so that neither the Bank nor the Customer is at risk
  • Ongoing exposure to EMEA and local senior management, internal and external audit as well as the client
  • Understanding and knowledge of end-user technology services and products
  • Willing and exited to learn on the job
  • Reviewing of the Daily Refer List to ensure excesses have been approved and appropriately diarized to check clearance
  • Working knowledge of Service Management, delivery frameworks and best practices (ITiL, LEAN, IELC) and IT Governance frameworks (COBiT, COSO, BS31100)
  • Reporting on risk and control related requirements – like MCA, COB, EUC, entitlements review processes etc
  • Tracking completeness of all conditions as per Sanction terms
  • Capable of leading with conviction; willing to make tough/unpopular decisions

Skills For Technology Risk & Control Officer Resume

  • Have formal certifications relating to Information Systems Security, Audit and Risk (CISA/CISSP/CISM/CRISC), or be working towards certification
  • Familiarity with end user technologies such as Windows desktop Operating Systems, Messaging systems, SharePoint and Citrix
  • Be comfortable talking to development teams and offering risk opinions
  • Hands-on knowledge in developing dashboards following AGILE process
  • Act as the department representative in the AML Working Group and be responsible for coordinating all activities in the department as guided by the WG
  • Support in adhering to the AML MCA and coordinate monthly / quarterly sampling and review
  • Broad understanding of the Sarbanes Oxley legislation and its specific compliance requirements (Sec 302 and 404 etc.)
  • Develop and deliver risk training to line teams to create control awareness.
  • High level of expertise in SQL, Data Warehousing & Business Intelligence concepts

Skills For CCB Risk-control Officer Resume

  • Exposure/familiarization of various regulations governing IT from various Asia Pacific regulators such as the Monetary
  • Actively engages in team discussions aimed to optimize processing, and not afraid to express own opinion
  • Are willing to travel on ad hoc basis
  • Coordinate with local and regional Risk and Controls team to socialize and implement changes in Sanctions Screening guidelines for the department
  • Document processes to capture screening performed by all units in the department and manage change control
  • Respond to screening related queries and escalate to IBCO / AMLCO whenever necessary
  • Proactive audit support; including business 'health checks', identification of thematic issues etc
  • Assist S. Manager in conducting system UAT for any new projects
  • Facilitate deep dive reviews upon request and also using a risk based approach for presentation to senior management

Skills For DFX Risk & Control Officer Resume

  • Provide business management with controls, tools, training, frameworks, information and insights required to manage risk
  • Prepare training materials to promote the culture of sound risk awareness in risk management principles and methodologies
  • Prepare meeting materials and organize meetings with various business units for business updates, risk identification and assessment
  • Leverages functional & business knowledge
  • Development, implementation, and on-going management of Vendor Risk Management processes (e.g. monitoring/quality control of the Vendor Management and Oversight (VMO) team, quarterly vendor invoicing reviews and vendor annual recertification)

Skills For Compliance & Operational Risk Control Officer Resume

  • Development, implementation, and on-going maintenance of MLA operating policies and procedures
  • MLA Change Control management processes
  • Hands-on experience of conducting risk assessments, controls reviews and managing audit interactions independently for a variety of functions, IT services and organisational entities
  • Internal control focused experience in one or more of the following areas: operational risk management, external or internal audit, regulatory compliance, trading controls, financial reporting or product control
  • Demonstrable experience in one or more of the following: development or maintenance of risk management control frameworks; change programmes; performance of internal controls reviews / audits; governance and policy frameworks; audit findings management (including action plan writing, tracking, issue closure and validation)
  • A good understanding of Investment Banking and Financial Services markets, with focused understanding of broader Risk function. Specific experience / knowledge of Asia-Pacific is useful but not necessary
  • Familiarity and experience of the regulatory landscape and the changes impacting Foreign Banking Organizations would be useful but not necessary

Skills For Suitability Risk Control Officer Resume

  • Work with Stateside Control partners to gather the requirements, develop Prototype of Dashboard matching the needs and build dashboards using Tableau and Qlikview
  • Create and maintain user acceptance test cases and Data Validation test scripts
  • Partner with Stateside team and India lead, to prioritize the Dashboard requirements and develop a schedule to meet the deadline
  • Good knowledge of regulatory requirements of debt collection practices
  • Good knowledge of Operational risk mitigation strategies, process and procedures
  • Strong knowledge of Internal Control Concepts
  • Excellent team player and able to interact with different partners across all business
  • Good communication in both oral and written English
  • Good knowledge of operational risk and rigor processes, tools and practices

Skills For O&t-risk & Control Officer Resume

  • Has experience with business analytics to understand why, what, and how to report the data
  • Relevant experience in risk management, risk control, audit or compliance
  • Experience in Non-Financial Risk areas, such as Internal Control, Administrative Organization, Audit, or Operational Risk Management
  • Support the S. Managers and Head of RCU in delivering effective PD’s for individuals within the team
  • Strong background with the Financial Services Industry
  • Extensive understanding of secured and unsecured portfolios and directives
  • Develop VBA Scripts or implement other best practices to automate the manual process/steps involved in Data Sources integration for the Dashboard
  • Preferable work in risk or control area

Skills For Internal Risk Control Officer Resume

  • Awareness of products and services offered by competitor banks
  • Knowledge how financial global organization works
  • Client interaction in a service based role
  • Anticipate issues and drive sustainable, practical solutions to ensure results
  • Authority of Singapore (MAS), the Hong Kong Monetary Authority (HKMA) is definitely beneficial

List of Typical Responsibilities For a Risk & Control Officer Resume


Responsibilities For Risk Control Officer Resume

  • MCA tests completion. Cooperates with Regional Risk & Control Team
  • Maintain the business control initiative tracker and execute initiatives on a prioritisation basis
  • Formalise a plan to test the operational effectiveness of key controls on a periodical basis
  • Related experience in Market Risk, Counterparty Risk or other Risk disciplines is beneficial
  • Spearheading key initiatives across the whole of Asset & Wealth Management to strengthen key controls
  • Agree corrective actions; assign accountability, testing and tracking actions to closure
  • Demonstrable knowledge of deploying risk assessment techniques using data analytics
  • Providing advisory services in shaping next generation controls, and engaging with Internal Audit, Legal and Compliance, and other groups as necessary to support reviews of our control environment
  • Assisting technology teams to drive accelerated development throughout AWM Tech and in particular offer guidance and support in relation to SDLC and Cloud adoption

Responsibilities For SCC Risk & Control Officer Global Lead Resume

  • Delivers accurate problem analysis relying on experience
  • Identify potential risks and recommends actions leading to issue completion
  • Manage and update internal incident database and produce relevant analysis and MI for both internal and external reporting forums
  • Assist Risk Control officers in completing in-depth analysis of Funds managed in APAC
  • Assist in ensuring that all market risk and credit risk policies are adhered to
  • Organized and comfortable being asked to meet deadlines
  • Ability for multitasking

Responsibilities For CIB Controls Prime Services Business Risk & Control Officer Associate Resume

  • Complete BAU activities related controls
  • Documents processes and controls over these processes
  • Identifies risks, processes’ weak points and threats related to information security, communicates its influence on team performed processes
  • Supervision over Team’s iCAPS
  • Knows and acts in accordance to corporate policies, standards and other internal regulations
  • Understands how team’s actions and deliverables integrate with other units activities for complex goals realization
  • Completes other tasks assigned by Managers
  • Review client error and incident reports in advance of issue to client, Ensure reports are comprehensive and identify all required remediation to ensure no repeat of event

Responsibilities For Technology Risk & Control Officer Resume

  • Participate / facilitate relevant controls forums
  • Design and implement suitable controls governance and oversight process across the distributed delivery model, in partnership with operations, ensuring consistency of standards across the teams
  • Ensure appropriate discipline and rigor is applied to the execution of operational controls through controls testing. Ensure required remediation is carried out in a comprehensive and timely manner
  • Support the site in helping to deliver CTC support and participating in Cyber events
  • Support in data governance and data protection including key regulatory programs
  • Coordination of engagements with Compliance, Internal Audit, External Client / Auditors and Regulators
  • Monitor the control environment regarding all technical, financial and operations processes reviewing key controls metrics and engaging stakeholders appropriately to ensure adequate control management
  • Lead the analysis, design and implementation of products, tools and technology delivering control management capabilities and services focusing primarily on application and mobile security

Responsibilities For CCB Risk-control Officer Resume

  • Assisting technology teams to drive accelerated development through effective control framework and in particular delivering guidance and support in relation to SDLC and Cloud adoption
  • Provides in-depth analysis of threats, vulnerabilities, secure architecture and design with skills in recommending appropriate solutions to ensure security of information assets
  • Capable of performing threat, vulnerability and risk assessment of complex systems across internal and cloud infrastructure and executing relevant programs to deliver controls uplift
  • Execute assigned compliance reviews within given timeframes in a manner consistent with Business Controls’ monitoring methodology. Test the effectiveness of the internal controls & processes and provide assurances that controls are adequate and functioning effectively
  • Organize and analyze data from various databases and/or across multiple systems to support and enhance compliance monitoring and Business Controls’ management decisions

Responsibilities For DFX Risk & Control Officer Resume

  • Demonstration of team work
  • Well organized and disciplined to complete tasks
  • Conduct and strategic risk
  • Coordinate evaluation and substantiation of controls within the RCSA
  • Approve new FORCE / RCSA items and track to completion and ensure remediation are sustainable
  • Monitor for closure of remediation plans and undertake Quality Assurance reviews to ensure plans are sustainable
  • Support the risk management for business to achieve its objectives in a sustainable manner
  • Review and assess internal controls & compliance to Zurich Risk Policy

Responsibilities For Compliance & Operational Risk Control Officer Resume

  • Develop and maintain risked related reports for management review
  • Coordinate with business functions to update the business continuity related documents and crisis management call trees to meet the Group Business Continuity Management standard
  • Maintain the intranet page of Risk Management
  • Prepare commentaries and analysis on APAC equity and fixed income markets
  • Assist in daily monitoring of Funds' risk levels and metrics; production of reports to portfolio managers, business heads and internal F2B Risk Committees as required periodically
  • Assist in the review of risk based guidelines and models implemented on Funds

Responsibilities For Suitability Risk Control Officer Resume

  • Hold high integrity values and demonstrable challenge to stakeholders despite pressure
  • Leads and performs risk assessments to deep dive into processes, risks and controls
  • Identifies key risk indicators and works with the business on development and challenges business to ensure the correct measures are implemented
  • The ability to read and speak Mandarin is beneficial
  • A self-starter, pro-active and team player with the ability to collaborate regionally and globally to meet the needs of senior Risk Officers
  • Driven to learn and succeed
  • Knowledge of corporate policies and processes with special focus on Citi’s COB Policy, Information Security Policy and Record Management Policy

Responsibilities For O&t-risk & Control Officer Resume

  • Knowledge of Citi’s products
  • Basic knowledge of insurance business and risk management methodologies
  • Highly adaptive, flexible and a team player
  • Actively engages in the “continuous improvement” process
  • The drive to achieve personal and team goals

Responsibilities For Internal Risk Control Officer Resume

  • Financial analysis awareness
  • Independent work attitude
  • 910 License Requirement
  • No “9-5” mentality
  • A graduate (business or IT related discipline) with three to five years’ experience in any one area or combined areas of control, risk management, compliance, audit and IT/business project management. Note: A non-graduate with strong experience and relevant job exposure to information security, audit or risk management functions are welcome to apply

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