Risk Assurance Manager Resume Sample

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Cassandra Wehner
89267 Justyn Loaf,  New York, NY
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Work Experience

Risk Assurance Manager
02/2018 - PRESENT
Dallas, TX
  • Tertiary qualifications in a business related discipline
  • Relevant experience in financial services industry, including experience relevant to the division
  • Knowledge and experience of a number of the following areas, and be developing deep experience and technical competence in at least one
  • Collaborate with other engagement team members to plan the engagements and develop work programs and other planning documents
  • Serve as a fieldwork leader by directing the daily progress of fieldwork, informing stakeholders of engagement status and results, and managing team performance
  • Analyse work results, perform quality assurance for the deliverables produced by the engagement teams and contribute in audit report preparation
  • Support and drive sales of our IT risk related service offerings
  • Excellent skills in English and Finnish. Other language skills are considered an asset
Risk & Assurance Manager
02/2015 - 01/2018
Philadelphia, PA
  • Knowledge of relevant frameworks and standards (e.g. COBIT, ISAE 3402, ISO 27000 and ITIL)
  • Assist in the development and timely execution of the audit plan, including risk assessments and other audit matters or special projects
  • Lead financial, operational and technical audits and report findings to senior management
  • Work with Internal Audit leadership on special projects and initiatives to help develop a world class audit function
  • Establish audit work programs to effectively evaluate business operations, based on leading practices, regulatory requirements, industry standards, and the operating environment
  • Conduct thorough review of work papers and draft reports prior to submission to management
  • Provide coaching and feedback to staff members during the execution of audits and departmental initiatives
Enterprise & Operational Risk Assurance Manager
01/2010 - 11/2014
New York, NY
  • Develop and maintain ongoing relationships with audit customers, as a trusted advisor in providing advisory support on internal controls and best practices
  • Use a risk-based approach to plan and execute all internal IT-related audit activities
  • Lead the SSAE18 audits for all FRMS in-scope production environments
  • Perform pre-audit assessments to determine readiness. Work with various teams to create remediation plans and manage until completed
  • Prepare technology audit reports detailing observations and recommendations, and develop mitigation strategies with appropriate business management personnel
  • Manage IT compliancy projects and communicate recommendations and solutions of audit observations and assessment vulnerabilities to senior management through verbal discussions, written reports and presentations
  • Assist Director, IT & Risk Management Compliance in developing and presenting control observations and related recommendations to Executive Management and the Audit Committee
  • Establish working relationships with key technology, security, and compliance personnel throughout the organization


Strayer University - Manassas Campus
2006 - 2010
Bachelor's Degree in Accounting

Professional Skills

  • Strong interpersonal skills able to build excellent working relationships
  • Strong time management and project management skills, with the ability to prioritize and work in a highly dynamic, fast paced and team oriented environment
  • Very strong report writing, presentational and meetings skills
  • Strong project management and leadership skills with the ability to manage multiple projects concurrently
  • Strong Planning, Administration or project skills
  • Excellent communication skills to a broad audience( written & verbal)
  • Excellent analytical, report-writing, facilitation, communication and presentation skills

How to write Risk Assurance Manager Resume

Risk Assurance Manager role is responsible for software, finance, training, auditing, security, analysis, design, insurance, travel, english.
To write great resume for risk assurance manager job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Risk Assurance Manager Resume

The section contact information is important in your risk assurance manager resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Risk Assurance Manager Resume

The section work experience is an essential part of your risk assurance manager resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous risk assurance manager responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular risk assurance manager position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions.

Representative Risk Assurance Manager resume experience can include:

  • Assist the Director, IT & Risk Management Compliance to independently test key IT controls ensuring compliance with Federal, State, Industry regulations, and the Fiserv Security Framework, completing gap analysis as required
  • A proven record of success leading teams, identifying key risks and controls, and executing various types audits
  • Experience in external or internal audit, internal control testing and documentation, internal control assessments, and report writing required
  • Relevant experience in Information Security including Penetration Testing, Security Management and Incident Response and related areas
  • Demonstrable experience in operational risk and/or controls testing is essential
  • Manage priorities and conflicting issues in a professional manner

Education on a Risk Assurance Manager Resume

Make sure to make education a priority on your risk assurance manager resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your risk assurance manager experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school

These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Risk Assurance Manager Resume

When listing skills on your risk assurance manager resume, remember always to be honest about your level of ability. Include the Skills section after experience.

Present the most important skills in your resume, there's a list of typical risk assurance manager skills:

  • Effective Change Management, influencing & negotiation skills
  • Good IT skills but in particular Phoebus, Excel, Visio and PowerPoint
  • Previous experience of planning and organising risk management activities, or related governance and control experience
  • A qualified accountant or internal auditor (ACA, CIMA, ACCA, IIA etc.) with a proven post qualification experience
  • Significant experience in applying relevant technical knowledge in at least five of the following areas
  • Experience managing key senior stakeholders and building business relationships

List of Typical Experience For a Risk Assurance Manager Resume


Experience For Risk & Assurance Manager Resume

  • Recent Internal Audit and SOX 404 compliance experience required
  • Provide a Group wide view of risk and improve risk response strategies
  • Evaluate company risks and facilitate the development of risk profiles at corporate as well as business unit level
  • Proactively identify key risks to operations and recommendations to mitigate. Develop cadence to refresh on a regular basis
  • Continuously evaluate and assess internal control environment, including impact assessments coming from new ERP implementation, process redesign, and/or significant changes to control operation. Propose control redesign or control operation changes as appropriate

Experience For IT Risk & Assurance Manager Resume

  • Provide management with analysis and recommendations for control operation efficiency, cost reduction and improved risk management
  • Interface with internal audit team and/or external auditors on all matters associated with Finance Operations controls and compliance
  • Ensure all relevant policies and procedures are updated, and enforced. This includes working with various teams to assess appropriateness of current policy and current compliance, and collaborating with the different policy owners to update policies as necessary
  • Develop cadence for regular policy updates, policy documentation and retention
  • Serve as key resource for Finance Operations in all matters related to controls, compliance, governance, and risk

Experience For Enterprise & Operational Risk Assurance Manager Resume

  • Mentor, train and manage professional staff
  • CPA, CIA, and/or CISA required
  • Business continuity review
  • IT governance review

List of Typical Skills For a Risk Assurance Manager Resume


Skills For Risk & Assurance Manager Resume

  • Experience performing business process audits with the aid of analytics (usage of ACL, IDEA, SQL, Spotfire, Tableau, Power BI etc)
  • Work experience, with at least 2 years as a project lead responsible for delivering data analytics projects preferably in an advisory role
  • Good knowledge of data analytics modelling techniques and statistical analysis and proficient in data analytics tools such SPSS, R, Python or SQL
  • Experience in IT or project management/service delivery, operational/IT risk management or consulting
  • Effective monitoring of actions & issues to ensure timely closure or escalation
  • Demonstrated knowledge of auditing standards, laws and regulations
  • Self-starter with demonstrated initiative
  • Experience in Control or Audit functions
  • Contributing to business development efforts and remaining current on client and firm hot topics while sharing the knowledge amongst the team where applicable

Skills For IT Risk & Assurance Manager Resume

  • Developing a IT/IS risk calendar, informing relevant parties and driving execution across all teams and stakeholders
  • Owning and overseeing risk/issue logs, and following through on timely updates to keep logs an accurate representation of the IT/IS environment
  • Planning, coordinating and overseeing day to day delivery of IT/IS risk assessment and governance initiatives
  • Overseeing the GRC tool, and facilitating areas of IT/IS to enter risks in line with the Risk Standards and Group Risk Assessment Matrix
  • Implementing and managing a risk framework with KRIs, KPIs, and KPXs for their IT/IS coverage area
  • Designing and implementing logical risk enhancements at both the corporate and project level with a focus toward established processes
  • Reporting risk assessments dashboards to IT/IS leadership and other internal/external stakeholders in a timely manner and move towards real-time reporting
  • Facilitating risk review meetings with IT/IS leadership and escalating risks to ensure mitigation or acceptance
  • Overseeing IT/IS Risk management processes for the IT function

Skills For Enterprise & Operational Risk Assurance Manager Resume

  • Presenting IT subjects clearly to both technical and non-technical audiences
  • Identifying opportunities for IT/IS process improvement through simplification and standardization
  • Ensuring that all risk activities are aligned to applicable policies and standards and best practices
  • Participating in regular threat focus meetings with Threat Intelligence team
  • Using available technical resources/tools to research and expand knowledge to enhance work product and create innovation
  • Being involved in firm-wide strategies and initiatives; and,

Skills For Risk Assurance Manager, Advisory, Singapore Resume

  • Comfortable working with various levels of client management, including members of senior and executive management
  • Proactive approach to work ensuring all requirements understood
  • IT risk assessment and IT audit planning
  • A record of delivering high quality risk management, assurance and advisory engagements
  • Has sufficient personal impact to influence and negotiate with senior management without compromising professional independence
  • Plan a wide range of audits, with a variety of stakeholders, in a quickly changing environment
  • An open and collaborative working style
  • Serve as the point of contact supporting regulatory, supplier, and Client-initiated compliance audits
  • Complete necessary PCI documentation including the SAQ-D. Review documentation and monitor activities to ensure compliance with the PCI-DSS standards

Skills For Risk Assurance, Manager / Senior Manager Resume

  • Proactively seek to improve Internal Audit processes to ensure that the audit plan is linked to the Major Risk Assessment and emerging risk
  • Attention to detail while reviewing work
  • Share E&Y’s values and vision
  • Knowledge of key business, operational, strategic and financial controls across all process cycles (P2P, OTC, RTR, HTR etc.)
  • Managing aspects of the Internal Audit process, control evaluation and testing methodologies, other Financial/Operational Internal Control methodologies and terminology (e.g. COSO); and,
  • Extensive Product/ Servicing Knowledge
  • Knowledge of key legislation (e.g. CCA, DPA, AML, FCA, FOS)
  • Business Objects / SAS knowledge
  • Leading teams to generate a strategic vision, establishing direction, motivating team members, creating an atmosphere of trust, leveraging diverse views, coaching staff, and encouraging candid, meaningful/timely feedback to promote improvement

Skills For Risk Assurance Manager, Advisory Resume

  • Collaborating directly with clients, identifying and addressing client needs through building and maintaining networks of client relationships and community involvement
  • Effectively communicating the value propositions of a broad range of Firm services to the client and being recognized and respected by clients as a knowledgeable valued professional
  • Facilitating staff as they evaluate internal controls design; identifying key risks and controls, developing and/or reviewing audit programs, including evaluating benchmarks and performing controls optimization
  • Managing resource requirements, project economics, and anticipating issues
  • Demonstrating flexibility in prioritizing and completing tasks, and communicating potential conflicts to leadership; - Directing the creation of high-quality client deliverables
  • Demonstrating a proven record of management or individual contributor roles within a professional services firm or large enterprise as a consultant, auditor, business process, or internal controls specialist
  • Demonstration of ability to work with minimal supervision & be an effective team player

Skills For IT Risk Assurance Manager Resume

  • Three or more years’ experience in the information security, risk management, or compliance management space
  • Programme assurance or third party assurance experience advantageous
  • Relevant tertiary qualifications and experience in risk, compliance or audit
  • Develop internal Finance Operations capability to determine design and operational effectiveness
  • Robust documentation to support Reviews & findings

Skills For Risk Assurance Manager Resume

  • Plan, execute and close-out in line with agreed deadlines
  • Accurate and timely delivery of analytics
  • Speed, quality and accuracy of delivery
  • Individual development and contribution to the development of others
  • College or Advanced Certifications
  • CISSP, CISM, PCI ISA and GIAC desired
  • Relevant professional qualifications such as CISA, Prince2, PMI, CISSP, CISM, CA, CIA, CGEIT, MBCI
  • Relevant technical qualifications such as MCNE, CCSA, CCSE, CCSP, CNE, RHCE, MCSA
  • Expertise in SSAE18, CobiT, GLBA, ISO 27002, PCI DSS, NIST

Skills For Risk & Assurance Manager Resume

  • Non-certified hires are required to become certified within 1 year from the date of hire
  • Track record of delivery of controls and process audits in an SAP ECC environment, preferably within the Consumer Products and or Life Sciences industries.
  • An understanding of core SAP modules (FI, CO, MM, SD, PP, PM) and associated business process and key controls. A general knowledge of APO, GRC, MDM and MDG would also be beneficial
  • Possess a relevant certification in Information Security such as CISSP, CISA, CISM and others
  • Able to manage multiple engagements, and deadline-driven
  • Professional certifications (e.g. CISA, CISSP, CIA)
  • Knowledge of process risk and controls concepts

Skills For IT Risk & Assurance Manager Resume

  • Liaise with senior stakeholders and present at forum and committee level; able to use initiative
  • Manage supplier due diligence activities and risk assessments. Perform onsite validation of controls, as required, for suppliers having access to PII, PCI, Fiserv, or Client confidential data
  • Monitor compliance with Product Development Lifecycle (PDLC) process requirements. Work with teams and PDLC working group for continuous improvement
  • Establish consistent Risk Management policies and standards across RB to encourage ownership and accountability
  • Partner with management to assist with the assessment and improvement of their own risk management processes
  • Identify Major Risks through a practical and comprehensive evaluation process

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