Operations Risk Control Resume Sample

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Lourdes Nader
5835 Cody Corner,  Boston, MA
+1 (555) 551 2655

Work Experience


Operations Risk & Control Manager
10/2016 - PRESENT
Houston, TX
  • Responsible for assessing and designing solutions in line with Operations stakeholders and the needs of upstream and downstream partners
  • Perform a current state assessment of risks and issues impacting our Functional Architecture and identify solutions for system and process improvement
  • Comprised of Project Leads and Business Analysts who are responsible for working with the stakeholders to deliver change initiatives
  • Remit of project scope includes Reference Data, Sub-ledger, Balance Sheet Substantiation and Special Projects and can span both IT and non IT Projects
  • In financial services experience in the private wealth management disciplines of fiduciary trust and/or brokerage. Strong Project Management skills. Experience in the financial services industry. Strong writing and verbal skills. Ability to work within a matrix organization
  • Physical Vault Count
  • Loans 17-A13 - Outgoing Confirmation Process
  • A13 - Audit Requests
Operations Risk & Control
04/2011 - 07/2016
Houston, TX
  • Manage SSAE160 and all control related audits
  • Implement and maintain an effective Control Testing framework
  • Facilitate/Chair ‘Quality’ meetings and forums to ensure that agreed practice is adopted across all groups in order to improve efficiency & quality
  • Demonstrating a good understanding of risk issues and initiatives
  • Supporting Operational Risk Governance and Reporting including but not limited to internal incidents, audit/ inspection findings, issues & actions, depth chart reviews etc
  • Help reviewing internal risk incidents and liaising with various functional lines to ensure complete and accurate information is captured including what went wrong, impact types, control failures and action plans
  • Identifying control gaps and remediation; developing risk/ control framework and best practices
Operations Risk & Control Administrative Assistant
12/2005 - 10/2010
Detroit, MI
  • A13 - Incoming Client Audit Requests
  • Globally co-ordinate external audit examination by ensuring appropriate Ops representation is present for walkthroughs, escalate potential findings to senior Ops management, track status, etc
  • Implement and maintain an effective control framework
  • Facilitate training of control-related topics, Nav Error prevention etc
  • Analyse errors and control breakdowns, determine root causes & trends & oversee the implementation of remedial actions
  • Facilitate/Chair ‘Quality’ meetings and forums to ensure that agreed practice is adopted across all accounting groups in order to improve efficiency & quality
  • Act as Audit Liaison for external and internal audits

Education


University of Phoenix - Kansas City Campus
2000 - 2005
Bachelor's Degree in Management

Professional Skills


  • Strong analytical skills with complementary communications and presentation skills with attention to detail and accuracy
  • Strong writing skills, with experience in writing operational desktop procedures
  • Good writing skills. With experience in writing management summary, audit summary or operating procedures
  • Strong and effective skills in problem solving, analytical reasoning and balancing multiple tasks
  • Excellent communication and writing skills. Effective interaction with others across departments and regions
  • Strong Communication (Writing and Verbal) Skills. Effective interaction with others across departments and regions
  • Demonstrated ability to develop team members into future leaders. Proven experience leading global teams across multiple sites and time-zones

How to write Operations Risk Control Resume

Operations Risk Control role is responsible for presentation, execution, compliance, reporting, finance, credit, securities, training, database, security.
To write great resume for operations risk control job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Operations Risk Control Resume

The section contact information is important in your operations risk control resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Operations Risk Control Resume

The section work experience is an essential part of your operations risk control resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous operations risk control responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular operations risk control position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions. Representative Operations Risk Control resume experience can include:

  • Superior execution skills, with a track record of driving results
  • Proven experience working with global teams across multiple sites and time-zones
  • Prior experience in operational risk, modeling or information technology, or broad array of regulatory operations issues
  • Initiative and experience in driving strategic agenda and proactively identifying issues
  • Develop staff to achieve business objectives and achieve individual potential, sharing knowledge and experience and providing assistance on referred issues
  • Deep knowledge of Consumer Operations, with a good understanding of the Consumer product offering

Education on an Operations Risk Control Resume

Make sure to make education a priority on your operations risk control resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your operations risk control experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Operations Risk Control Resume

When listing skills on your operations risk control resume, remember always to be honest about your level of ability. Include the Skills section after experience. Present the most important skills in your resume, there's a list of typical operations risk control skills:

  • Good communication/ presentation/ interpersonal skills. Interact effectively with global teams and with others departments in the region
  • Strong Communication Skills. Effective interaction with others across departments and regions
  • Strong Execution skills. Partner with risk community or line managers to execute risk program initiatives timely and be able to deliver good outcome
  • Strong interpersonal skills, with the ability to build close working relationships
  • Leader able to manage globally across regions, businesses and functions with demonstrable strong negotiation, influencing and relationship management skills
  • Excellent communication skills including ability to write documents for presentation to senior management and regulators

List of Typical Experience For an Operations Risk Control Resume

1

Experience For Operations Risk & Control Resume

  • Good project management and execution skills - Ability to execute under tight timelines and with high quality
  • Create an environment where skills and knowledge is openly shared to achieve department and business goals
  • Develop and maintain effective partnerships with all stakeholders on issues related to audit confirms
  • Knowledge and experience in Controls Management and/or Fund Services Products and Services highly desirable
  • With over 5 years of relevant experience in Operational risk management in financial industry
2

Experience For Operations Risk & Control Manager Resume

  • Prioritize functions and tasks
  • Leading, directing and participating in the planning and execution of walk through and testing
  • Working independently, utilizing judgment and seeking/receiving guidance on unusual or highly complex issues as needed
  • Serving as a mentor/coach to new and existing Risk Analysts, as well as lead other teammates in project execution
  • Facilitate ongoing testing of key risk and control areas through “deep dive” and back-testing assessments. Recommend changes to Operations controls
  • Able to liaise with senior management, reporting on strategic milestones, key deliverables and obtaining key stakeholder sign offs
  • Drive People Agenda for the Screening Unit. Ensure engagement from Screening Unit managers for all People Agenda initiatives
  • First line of escalation/problem solving
  • Team Management and Training
3

Experience For Operations Risk / Control Analyst Resume

  • Lead by example through service excellence and driving quality initiatives
  • Risk Monitoring and Oversight include
  • Develop and coordinate risk & control self-assessments
  • Liaise with various teams to coordinate New Product Approval process
  • Review and update the desktop procedures and written supervisory procedures
4

Experience For Cib-operations Risk / Control Analyst Resume

  • Help manage and coordinate Global / Regional risk projects with the Operations risk community
  • Help produce various Global / Regional Risk Reports
  • Facilitate Logistics for Risk and Board Meetings
  • Help provide management update to Ops management on risk program initiatives
  • Help promoting risk culture through regular communication and sharing, risk identification and assessment, training, metrics and reporting, audit/ inspection coordination etc
  • Facilitate Audit/ Inspection coordination with various functional lines
5

Experience For Cib-operations Risk / Control Resume

  • Maintain and develop regulatory knowledge to serve as a subject matter expert and central point of contact for SEC rule 17A-13
  • Manage, escalate, track and ensure resolution on issues that pose operational regulatory or reputational risk to the firm
  • Drive communication between all affected parties to develop and implement appropriate controls for new processes, transactions, and products
  • Conducting risk and control assessments on a regular basis to ensure the function meets corporate standards that specifically relate to internal operating controls. Assist in updating risk/control documentation and consultation on emerging risks and changes to the process
  • Assisting the Corporate Functions Risk Director in providing leadership and meaningful input to ensure risk data is captured, risk mitigation strategies and controls are developed, and appropriate reporting mechanisms are in place
  • Performing walk through QC reviews of completed PRCAs to ensure 1) completeness that all processes were included in each walk through (i.e. agreement of actual to plan) and 2) consistency in the documentation maintained by Risk Teammates in accordance with Corporate Risk Management’s procedure and the Corporate Functions PRCA job aid
  • Managing direct reports including: Provide appropriate training, Manage workloads, task completion and quality expectations, prepare and deliver performance reviews
  • Act as a Regional (EMEA) functional specialist in up to three of Operation’s core processes - Card Operations, Investments, Liabilities, Account Opening & Credit Initiation, Collections, Customer Service, Core Operations and Fraud Execution
6

Experience For Operations Risk & Control Group Lead Resume

  • Work to create more efficiency and consistency when producing the report to enable more analytics to be performed to challenge teams on potential issues
  • Supporting central analysis for all EMEA regulatory initiatives impacting Production and delivery of key inputs E.G. Rule Interpretations to key governance committees, risk committees, analysis of regulatory impact on Morgan Stanley’s business
  • Drive Morgan Stanley’s Operations analysis of EMEA Regulatory Change events leading to identification of firm-wide impacting initiatives; driving interpretation and impact assessment of proposed regulatory change
  • Production and delivery of key inputs E.G. Rule Interpretations to key governance committees, risk committees, analysis of regulatory impact on Morgan Stanley’s business
  • Oversee the execution and continued enhancement of the control framework within the context of the Firm’s global control mandate
  • Author and maintain Quality Control procedures to remain in alignment with the Firm’s Policies
  • Help maintain Risk & Control Self Assessments (RCSA’s). In addition to maintenance functions, ensure entry, update, and closure of action plans and risk acceptances timely
  • Series 7 & 66 required within 12 months of employment
7

Experience For Operations Risk & Control Specialist Resume

  • Proficiency in spreadsheets, databases, and other software programs
  • Work closely with other individuals at all level within the division and throughout the firm Good understanding of major functions in the Operations Division and in divisions supported
  • Superior interpersonal and communication skills; effectively communicates with leaders and associates within and outside divisions and outside vendors. Incorporates effective listening and collaboration skills
  • Lead execution of Global / Regional Info Sec related Initiatives
  • Support various thematic Risk Analysis and related risk management functions
  • Excellent influencing and communication skills, both written and verbal, skills including attention to detail (able to analyse impact from regulatory papers, directives and regulations) with the ability to succinctly communicate requirements to LOBs with appropriate presentation materials
  • Effectively drive and manage change to achieve business goals (e.g. process improvements/changes in procedures)
  • Drive staff development through soft skill training, personal development plans and performance management reviews. Reward and recognize service excellence and keep high staff morale through ‘R&R program’ or any other initiative
8

Experience For Cb-operations Risk & Control Analyst Resume

  • Holding regular team meetings, and constantly striving for improvement; detailed follow-up Strike balance among task, team and individual to inspire and influence staff to bring out their best
  • Motivate and develop team members to meet business objectives - advice and guidance is given in a constructive manner and supported by appropriate evidence
  • Ensure Managers are briefed and made aware of individual/department performance achievements/ targets in a timely manner
  • Source risk event and action plan data from the firm’s central operational risk system, FORCE, and support the creation of associated metrics and dashboards
  • Assisting lead Controls managers in performing detailed reviews of operations processes in Global Fund Services and Custody Operations and related risks and controls including event reviews, thematic analysis and ‘deep dive’ causal analysis
  • Partner with Operations Risk Management, Information Risk Management, internal and external auditors and other stakeholders to ensure compliance with corporate and regulatory compliance directives
  • Ensures effective testing strategies to assess risk and controls
  • Assesses and determines implications of pertinent regulations (e.g., SOX, anti-money laundering, etc.) on processes
9

Experience For Operations Risk & Control Analyst Wholesale Lending Services Collateral & Documentation Resume

  • Directly responsible for the team performance quality, technical proficiency, and ensuring staff is appropriately trained and supported
  • Provide support and manage risk incidents, KRIs, open issues/ actions and overall support for risk reporting for Asia Operations
  • Accurately analyzes and recognizes patterns, relationships and trends from a variety of data points. Assesses risk and controls and their implications
  • Provides sound advice and guidance to add value and remediate the root cause of issues
  • Provide strategic leadership and direct / matrix management to a team of professionals across locations domestically and internationally
  • Partner with Operations Risk Management, Technology Control Officers, Internal Audit, external auditors and other key stakeholder groups to ensure compliance with corporate and regulatory compliance directives
  • Maintain relevant Risk & Control Self Assessments (RCSA’s) in accordance with firm wide and LOB requirements. In addition to maintenance functions, ensure entry, update, and closure of action plans and risk acceptances occur timely
10

Experience For Cib-operations Risk-control Manager Resume

  • Work on any special compliance and risk-related projects as required by management
  • Demonstrates inclusive leadership, effectively coaches for performance and career development and is a role model in the pursuit of excellence across multiple functions and sites
  • Responsible for governance of controls across all CIB Operations functions. Partners with BCO to implement COR standards, design & implement CIB specific framework
  • Chairs Operations metric review meetings and manages Operations error and event escalations to the appropriate committee and/or forum
  • Participate in control meetings to provide view on Operations control risks and issues
  • Participate in Keys Committee to provide (through consensus) Operations approval
  • Facilitates review and sign off for Operations attestations

List of Typical Skills For an Operations Risk Control Resume

1

Skills For Operations Risk & Control Resume

  • Excellent presentation skills, with the ability to clearly and concisely communicate complex information
  • Strong execution skills. Partner with risk community or line managers to execute risk program initiatives
  • Strong MS Office (Excel, Power Point, and Visio) skills
  • Strong MS Office Excel , Word, Power Point skills ; Visio knowledge is an added advantage
  • Prior internal/external audit experience or audit coordination experience is desired
  • Outstanding leadership and team building skills
  • Work effectively within a team of colleagues across multiple functions and geographical locations
  • Understand the work priorities and deliver outputs on time to a consistently high standard, alongside a proven ability to work within tight delivery timeframes
2

Skills For Operations Risk & Control Manager Resume

  • Strong Operations functional knowledge and experience
  • Exceptional written and oral communication skills for senior executives and business & Compliance partners both internal and external to JPMorgan
  • Detail-oriented and highly organized with time management skills
  • Exceptional written and oral communication skills to senior executives and business & Compliance partners both internal and external to JPMorgan
  • Work directly with Senior Operations Executives and staff to ensure an effectively designed control environment exists
  • Good understanding of Banking and Financial rules & regulations
  • Related experience in the banking industry, auditing, compliance or regulatory
  • Experience in writing management summary, audit summary or operating procedures
  • Good understanding of Asia regulatory environment/ banking/ financial regulations
3

Skills For Operations Risk / Control Analyst Resume

  • Related experience in the banking industry, auditing, compliance or regulatory
  • Specific experience with banking regulations and familiarity with flood regulations
  • Previous experience and knowledge of loan operational functions within the banking industry
  • Familiar with Asia regulatory environment with good knowledge of banking and financial regulations
  • Related experience in the banking industry, compliance or regulatory
  • Working experience in Operational Risk Stream
  • Experience with operational risk disciplines; processes, risks and controls and familiarity with accounting systems/processes
4

Skills For Cib-operations Risk / Control Analyst Resume

  • Experience in Audit, Risk Management, Compliance or role requiring similar knowledge and expertise
  • Recommend appropriate PCI validation documents based on merchant’s payment processing environment
  • Strong understanding of Information Security, Risk, Controls and Audit management
  • Experience with implementation and oversight of technology risk and controls, coordination of activities for audits and assessing an IT controls environment
  • Qualified Accountant with a strong background in fund accounting operations and/or audit
  • Technical experience/background in Quality Assurance Testing, Business Analysis and software delivery cycle methodologies
5

Skills For Cib-operations Risk / Control Resume

  • Technology related project experience
  • Experience with Visa, MasterCard, and Discover cardholder data security program rules and requirements
  • Experience in the finance industry in a change environment
  • Experience of investigating and analyzing defects or process failures
  • Excellent ability to analyse and assess impact of changes on existing processes and identify action required to comply
  • Demonstrated ability to access and analyze actual and emerging risks within highly complex Functions/LOB’s
  • Experience of working within a Risk or Control function
6

Skills For Operations Risk & Control Group Lead Resume

  • Experience of influencing stakeholders across functional lines within Citi
  • Over 7 years of relevant experience within financial industry or with consultancy/ audit background
  • Experience in financial services (investment management) industry
  • Operations functional knowledge and experience
  • Good mindset of risk and controls
  • Strong mindset of risk and controls
  • Related experience within Financial Services, Auditor, or Regulator (focus on operational compliance and/or regulatory processes)
  • Experience in audit, compliance, risk management or internal controls is an added advantage
  • Operate in a highly complex, high-pressure, highly regulated environment in support of a high risk process
7

Skills For Operations Risk & Control Specialist Resume

  • Previous relevant risk and control experience
  • Experience in Operations or Business Administration
  • Operational control experience desire
  • Experience of leading process improvement projects and / or programmes (Lean, Six Sigma etc)
  • Experience in interacting with a team either locally or globally
  • Experience in the finance industry in a change environment
8

Skills For Cb-operations Risk & Control Analyst Resume

  • Experience with project management and change management principles
  • Experience in the finance industry in a change environment
  • Over 5 years of relevant experience within financial industry or with consultancy/ audit background
  • Independently identify, prioritize, monitor, communicate, and/or resolve issues
  • Ensuring the team achieve tight daily reporting and disclosure deadlines by organising and managing the team’s workload
9

Skills For Operations Risk & Control Analyst Wholesale Lending Services Collateral & Documentation Resume

  • Providing leadership and a first level review of walk through and testing performed by the Risk Analysts
  • Working with senior stakeholders on projects across relevant business functions to deliver the team’s global projects
  • Working knowledge of Core Cash Operations
  • Fostering relationships between peers, management, and partners to ensure that common goals are met and that there is active collaboration between team members
  • Building a detailed understanding of each exception type, allowing accurate filings to made to the regulator
  • Working to tight daily deadlines
10

Skills For Cib-operations Risk-control Manager Resume

  • Vendor Management-Onboarding/Off-boarding of new and existing vendors
  • Real time tracking, reconciliation and reporting of headcount allocation across all Screening Unit locations
  • Coordinate RAMP Testing and Management Inspections for Screening Unit across all locations
  • Basic understanding of Banking and Financial rules & regulations
  • Relevant business knowledge in Global Custody, Fund Accounting and including product, process and regulatory environment would be well regarded
  • Responsible for the Operations Risk Oversight/ Risk Management/ Risk Reporting for Asia including Japan
  • Innovative and creative - challenges the existing processes and status quo
  • Responsible for the timely handling of all invoices

List of Typical Responsibilities For an Operations Risk Control Resume

1

Responsibilities For Operations Risk & Control Resume

  • Leads and manages the department(s) to ensure overall performance meets or exceeds the established industry and company standards for service, innovation and professionalism
  • Establish and maintain credible, professional relationships with internal business lines and external customers and/or vendors. Partner with Compliance and Legal to identify and communicate key regulatory, industry or risk initiatives impacting U.S. Wealth Management Operations teams
  • Lead and oversee internal and external audit activities to provide information control activities to securities industry regulators, external auditors and firm internal audit areas and ensuring requests are fulfilled in a timely manner
  • Execute oversight activities for department deliverables and processes to ensure controls are effectively managing work quality, mitigating risk and aligned to regulatory adherence. Identify and implement tools required to support U.S. Wealth Management Operation’s risk and control strategy
  • Implement new processes/process changes and procedures to increase timeliness, enrich service experience, and/or reduce expenses. Participate on project teams as required and represent area(s) programming requirements, process changes, and testing needs
  • Complete risk reviews on submitted PCI compensating controls to determine acceptance
  • Track record in successfully supporting an enterprise of significant scale and complexity
  • Create and deliver presentations to varying audiences
2

Responsibilities For Operations Risk & Control Manager Resume

  • Business Champion for all Screening Unit User Tools
  • Knowledge of MS suite of products including (Project, Power point, Share point)
  • Proficient with MS suite of products including Power point, Share point etc
  • Knowledge of MS suite of products including (Project, Power point, Visio, Jive, Share point)
  • Implement control framework to ensure risks are proactively identified, measured, monitored, communicated and/or escalated
  • Lead Operations processes and functional area reviews to identify and document key risks and synergy opportunities. Lead US WM Operations regulatory control reviews to document process support for Operations regulations
3

Responsibilities For Operations Risk / Control Analyst Resume

  • Provide strategic leadership and matrix / direct management to a team of professionals across locations domestically and internationally
  • Partner with Oversight & Controls, Technology Control Officers, Internal Audit, Compliance, external auditors and other key stakeholder groups to ensure compliance with corporate and regulatory compliance directives
  • Demonstrate inclusive leadership, effectively coach for performance and career development and be a role model in the pursuit of excellence across multiple functions and sites
  • Be the subject matter expert regarding merchant compliance and service provider registration
  • Be the subject matter expert on PCI controls and be able to educate or strategize with clients on how best to meet the controls
  • Review compliance documentation submitted by merchants for accuracy and completeness
  • Document approvals and meticulously update database
4

Responsibilities For Cib-operations Risk / Control Analyst Resume

  • Respond to PCI-related and Service Provider registration inquiries from internal stakeholders including Relationship Management, Sales, Product, and Strategic Partner channels
  • Work well both independently and as part of a team, including interfacing with members of senior management
  • Provide guidance to departmental leadership promoting merchant and business process changes and awareness
  • Prepare and present monthly, quarterly and annual metrics reporting
  • A thorough understanding of Citi's Operational control framework and tools
  • Communicate complex matters in simple terms to merchants
  • Review Payment Brand mandates and requirements to identify merchant and business impacts
5

Responsibilities For Cib-operations Risk / Control Resume

  • Create, organize and host presentations on PCI related materials at conferences and webinars for internal and external audiences
  • The ability to define and implement risk management mechanisms
  • Create sponsorship and ownership for cultural changes across Consumer Ops globallyAbility to build working relationships with various groups like IA and other control / review functions to ensure an aligned approach
  • Influence, negotiate, and resolve conflicts amongst stakeholders and partners to deliver change
  • Communicate articulately, both written and verbally, to all levels of staff and management
6

Responsibilities For Operations Risk & Control Group Lead Resume

  • Research and evaluate business processes and alternatives
  • Attention to detail and analytical ability
  • Proficient with Microsoft Office – Access, Excel, Word, and PowerPoint
  • Fully versed in Microsoft Office suite, emphasis in Excel
  • Eagerness and willingness to take initiative, ownership, and accountability for team performance
  • Previous relevant business and product knowledge
7

Responsibilities For Operations Risk & Control Specialist Resume

  • Able to manage and deliver on multiple streams of work concurrently
  • A relevant professional qualification is desirable; ACA or IIA for example or external audit experience in the investment management audit practice of an accounting firm
  • Proactive, Independent, self-motivated. Work independently on risk initiatives
  • Proficient in MS Office (Word, Excel, PPT)
  • Knowledge of Global Trade and Loan Products including Commercial and Standby Letters of Credit, Export Finance, Trade Loans, Documentary Collections and Supply Chain Financing
8

Responsibilities For Cb-operations Risk & Control Analyst Resume

  • Demonstrated ability to develop team members into future leaders
  • Knowledge of electronic payment processing, PCI standards across multiple lines of business, PCI compliance and risk impact analysis, as well as Payment Brand rules
  • Identify common areas of PCI compliance vulnerability and knowledge of PCI scope reduction technologies
  • Present and influence at an executive level
  • Expertise in the ability to collate, report and reconcile large data sets
  • High level ability to create PowerPoint presentations, graphs and analytics
  • Eagerness and willingness to take initiative, ownership, and accountability for one’s performance
9

Responsibilities For Operations Risk & Control Analyst Wholesale Lending Services Collateral & Documentation Resume

  • Monitor and report firms substantial equity positions and trading activity in accordance with various regulatory position requirements (e.g. SEC 13G, 13F, FERC, etc.)
  • Manage the entitlements process for all Department specific applications
  • The ability to manage complex cross-functional relationships, executive and client communications and extensive interaction with business partners at all levels
  • Intermediate knowledge of operational and technical fundamentals of the banking, brokerage and/or investment businesses including knowledge of the body of regulation and laws
  • Total competency in teamwork with the ability to work through team conflict
  • Knowledge of regulatory requirements for FINRA rule 15-c-3
  • Familiarity with position and takeover regulatory rules and requirements
  • Knowledge of Project management & Change principles
  • Knowledge of the trade lifecycle and the various downstream user requirements of trade and financial data

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