Officer, AML Compliance Resume Sample

19 votes

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Kody Padberg
76555 Wunsch Cliff,  Houston, TX
+1 (555) 356 2991

Work Experience

Compliance Officer Project Manager AML Audit
11/2016 - PRESENT
Chicago, IL
  • Execute and/or oversee all aspects of WU’s AML/CTF programs in Australia and other Oceania markets. This includes working with central and support functions in multiple time zones throughout the globe
  • Your written and spoken fluency in both Chinese and English required
  • Continually monitor and seek to improve Citi’s AML Program as it relates to ICG
  • Where issues are identified with Citi’s AML Program, lead the regional AML Compliance effort to improve and/or remediate the AML Program
  • Coordination and implementation of the Compliance relevant FATCA- regulations related to CID controls
  • Business Group: AML compliance
  • Function/Group: AML compliance
  • Department: AML compliance
AML FIU Compliance Officer
03/2013 - 10/2016
Phoenix, AZ
  • Carry-out assigned tasks pertinent to Agent Management/Oversight
  • Complete assigned tasks pertinent to EFRAL Program
  • Communicate with related agent and Business
  • Conduct location review and refresh training to EFRAL location
  • Coordinate with Business and Agent to develop/execute remediation plan to mitigate risks
  • Coordinate with Business, Agent and internal team(s) in reactivation of suspended location
  • Carry-out assigned tasks pertinent to Agent Oversight/Location Review
  • Support updates to program policies, procedures, and desktop documentation
  • Help track completion of any regulatory, audit, or third-party action plans
Officer, AML Compliance
07/2010 - 12/2012
Philadelphia, PA
  • Provide ad-hoc support to the program’s projects and initiatives
  • Document meeting minutes for agent oversight discussions, change management, and escalation pathways
  • Engage with relevant partners, including regional compliance, other compliance groups, and other business groups to maintain alignment and achieve program objectives
  • Experience working with Transaction Monitoring Systems such as Mantas, Norkom, Actimize; Case Management Tools such as Actimize, Quickscreen; KYC systems; and Negative News and OFAC screening tools
  • Management controls
  • Daily business
  • Any other AML certifications preferable


University of Phoenix - Chattanooga Campus
2005 - 2010
Bachelor's Degree in Business

Professional Skills

  • Prior experience drafting policies, procedures, and program documentation
  • Prior experience tracking project or program deliverables
  • High proficiency in written and oral communication skills
  • 5+years experience in reviewing and approving Know-Your-Customer files for complex banking products
  • Experience in reviewing customer transactions and information for potentially suspicious activity and performing AML or financial investigations
  • 5+years experience in investigating customer transactions and reviewing customer information
  • Experience in writing and preparing Suspicious Activity Reports (SARs) in accordance with applicable regulatory requirements

How to write Officer, AML Compliance Resume

Officer, AML Compliance role is responsible for database, training, securities, government, union, general, compliance, supervision, economics, powerpoint.
To write great resume for officer, aml compliance job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Officer, AML Compliance Resume

The section contact information is important in your officer, aml compliance resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Officer, AML Compliance Resume

The section work experience is an essential part of your officer, aml compliance resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous officer, aml compliance responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular officer, aml compliance position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions. Representative Officer, AML Compliance resume experience can include:

  • Follow-up with agents concerning review findings and communication of assessments to country management for Western Union or its affiliate
  • Assist in the development and the implementation of risks-based strategies to strengthen AML controls for WU services in the Philippines
  • Provide AML Compliance support to agents and their subagents to build programs in compliance with anti-money laundering laws as they apply to money service business in the Philippines
  • Act as the central point of contact of WU to Agents in the Philippines
  • Monitor and ensure implementation of all corrective actions committed by the Agents to address review findings
  • Build relationships with other internal departments to meet AML Compliance goals

Education on an Officer, AML Compliance Resume

Make sure to make education a priority on your officer, aml compliance resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your officer, aml compliance experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Officer, AML Compliance Resume

When listing skills on your officer, aml compliance resume, remember always to be honest about your level of ability. Include the Skills section after experience. Present the most important skills in your resume, there's a list of typical officer, aml compliance skills:

  • Strong business knowledge of banking business and its products
  • Demonstrable experience working with international teams to achieve program objectives
  • Established solid business knowledge and comprehension of complex products across all NAM business sectors
  • Experience in AML/BSA compliance
  • Strong knowledge of Microsoft applications and case management systems
  • Support agents’ efforts to comply with company policies and procedures as they related to anti-money laundering

List of Typical Skills For an Officer, AML Compliance Resume


Skills For AML FIU Compliance Officer Resume

  • Act with urgency on FIU, FRM and other risk management referrals including follow-up and testing of the implementation of corrective actions required from agents as a result of these investigations
  • Ensure that Client ID team is performing the necessary control checks in accordance with procedures
  • Ensure that regulatory reports and response to regulatory inquiries or requests are accurate and submitted on time
  • Work autonomously and within teams
  • Identify matters that require further analysis and investigation
  • Responsible for the management of resource allocation as well as the quality assurance of tasks carried out by CoE Pune, (where applicable)

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