Internal Audit Resume Sample

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Rosalia Murphy
56912 Baumbach Road,  Houston,  TX
+1 (555) 769 1933

Work Experience


Internal Audit Director
08/2017 - PRESENT
Philadelphia, PA
  • Support the monitoring and reporting of Internal Audit’s staff budget utilization
  • Support the analytical preparation and documentation of Internal Audit’s Annual Planning and Quarterly Business Review processes (i.e. analysis and reporting of audit plan achievement and audit plan changes)
  • Support the monitoring of Internal Audit’s global and regional financial budgets; and
  • Fluent English language skills to business standard
  • Advanced Microsoft Office skills, particularly MS Word, Excel and PowerPoint
  • Experience in Banking/Controlling/Accounting
  • Excellent analytical skills and interest in data and numbers
  • Responsible for the Bank’s Audit capability and execution, including overseeing the Audit Manager to ensure audit schedule is prepared and executed in a timely manner. Completed audits include the planning, staffing, field work, writing audit reports, issue tracking, and working with management to resolve issues
  • Advise the Bank’s Executive Management and other personnel of emerging audit trends and issues and consult and guide the Bank in the establishment of controls to ensure compliance and risk mitigation
Internal Audit
04/2012 - 05/2017
Boston, MA
  • Perform ongoing risk assessment, monitoring and planning through interacting with our key stakeholders
  • Communicate effectively with management and staff at all levels, both locally and overseas
  • Verify the closure of audit issues and actions
  • Experience in within the financial services industry or a related control function
  • Presenting clear and concise reports to business unit management, committees, influencing decision making and key outcomes, and developing risk aware culture
  • Provide recommendations on the system where weaknesses, gaps and areas for further improvement have been identified
  • Participate and lead the presentation and discussion with project leads, regional managers and heads of departments at audit meetings
  • Undertake regular audits of projects across all business units
Internal Audit Internship
06/2005 - 10/2011
Phoenix, AZ
  • Assist with due diligence for potential mergers and acquisitions by reviewing the audit areas of target institution, and continued involvement through post-acquisition integration
  • Interact with external auditors to ensure proper execution of all financial and statutory audits worldwide
  • Take a lead role in shaping the on-going development of the internal control processes
  • Manages a range of continuous improvement, administrative and reporting tasks needed to meet stakeholder requirements
  • Meet with business leadership team during engagement planning to gain understanding of business processes, risks and challenges. Identify key financial, IT, operational and compliance risks and assess the adequacy of controls in place to mitigate risk
  • Interact with outsourced Internal Auditors to ensure timely completion of deliverables
  • Reports to the Chairman of the Board Audit Committee, and engages with other governance committees
  • Travel to various bank locations during business and non-business hours

Education


Belhaven University
1999 - 2004
Bachelor's Degree in Accounting

Professional Skills


  • Excellent communication with all levels within the organization (verbal, written, and listening) and interpersonal skills; strong writing skills
  • Attention to detail, strong logic and reasoning skills, strong communication skills
  • Excellent verbal and written communication skills, as well as, excellent presentation skills
  • Progressive thinking skills, strong work ethic, and problem solving skills
  • Strong relationship skills and communication skills
  • Strong leadership skills, prior management experience, and solid Board of Directors presence
  • Strong leadership skills with a proven track record of building high performing teams

How to write Internal Audit Resume

Internal Audit role is responsible for analytical, audit, interpersonal, business, advanced, presentation, excel, english, reporting, analysis.
To write great resume for internal audit job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Internal Audit Resume

The section contact information is important in your internal audit resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Internal Audit Resume

The section work experience is an essential part of your internal audit resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous internal audit responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular internal audit position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions.

Representative Internal Audit resume experience can include:

  • Project management and organisation skills – ability to prioritise effectively, multi-task and meet competing deadlines; accurate and detail oriented
  • Excellent communication skills, including the ability to interact effectively within the organisation
  • Strong skills in effective verbal and written communications including presenting findings and recommendations to the Senior Management
  • Demonstrated capacity for critical thinking and excellent communication and presentation skills
  • Strong written and verbal communication skills and experience with presenting topics to senior management
  • Extremely strong communication skills, with a demonstrated ability to articulate impact of current state and value of proposed solutions

Education on an Internal Audit Resume

Make sure to make education a priority on your internal audit resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your internal audit experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school

These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Internal Audit Resume

When listing skills on your internal audit resume, remember always to be honest about your level of ability. Include the Skills section after experience.

Present the most important skills in your resume, there's a list of typical internal audit skills:

  • Strong communication and presentation skills (including experience presenting to senior management)
  • Effective communication skills with experience of dealing with stakeholders at all levels of the organisation
  • Strong analytical skills and working knowledge of Statistical Testing and Data Analysis tools, including ACL
  • Possesses strong analytical skills, makes sound decisions, exhibiting initiative and intuitive thinking
  • Develops an understanding of the function to be audited and uses business knowledge, analytical skills and experience in identifying findings and improvements
  • Computer savvy: skilled and comfortable with query and reporting tools including advanced skills with Microsoft Office applications, especially Excel

List of Typical Experience For an Internal Audit Resume

1

Experience For Internal Audit Director Resume

  • Strong time management skills in performing multiple projects and working with varying team members
  • Proactive management style with excellent problem solving, leadership, and consensus building skills
  • Develops talent on an ongoing basis - with a strong focus on soft skills, emotional intelligence, and critical thinking
  • Strong communication skills, both verbal and written, communicating at a variety of levels
  • Prior public accounting experience as well as public company internal audit experience
  • Strong verbal and written communication skills for audit reporting discussions with Senior Audit and Business Management
  • Proven capability to effectively represent CA in interactions with CFO, Controller and KPMG
  • Strong organization and time management skills/li>
  • Good leadership and team management skills, at least 5 years in management position in big organizations
2

Experience For Head of Internal Audit Resume

  • Excellent written skills and documentation
  • Possess strong analytical, problem solving, project management and investigative skills
  • Good interpersonal communication skills (written & verbal)
  • Very strong project management, organizational and presentation skills
  • Knowledge of the insurance industry, along with strong analytical skills
  • Outstanding organisational and communication skills, with the ability to create and maintain successful relationships
  • Experience in SEC financial reporting, accounting, operational and compliance activities Strong understanding of accounting and auditing concepts and standards
3

Experience For Manager of Internal Audit Resume

  • High importance in English editing and proofreading skills
  • Successful track record in motivating a team and effectively supervising the work of others
  • Prior audit experience gained from working within investment banking industry required
  • Proven experience of developing networks, both internal and external to the organisation, in order to be successful in the audit function
  • Solid understanding and implementation experience of TeamMate documentation tool
4

Experience For Executive Assistant, Internal Audit Resume

  • Plan and execute audits efficiently and effectively, managing multiple concurrent projects in process at any point in time
  • Demonstrate a strong understanding of ITGC’s and ability to perform integrated audits that address IT and operational risks and controls
  • Of utmost importance to this role are the following personality traits and communication skills
  • Prior experience communicating with Regulators and senior management
  • Demonstrated critical thinking skill, ability to have a big picture view while able to dive into details to identify root cause
  • Five to seven years of experience in financial services with a preference for those with Capital Planning/CCAR experience
  • Demonstrated and adept skill in using Microsoft Office and data analytics tools
  • Exceptional technical report writing skills and advanced grammar proficiency
5

Experience For Internal Audit Mgr Resume

  • Demonstrated experience auditing Oracle Financials, Workday, Salesforce, etc
  • Proven ability to build strong working relationship with senior stakeholders
  • Four-six years of audit experience; banking, retail brokerage or regulatory experience within the financial services industry
  • Good communication skill, can work and communicate with cross function teams and across different levels
  • Strong accounting and audit experience with a thorough understanding of Sarbanes-Oxley, auditing standards and GAAP
  • Min 12 years of relevant experience in sizable companies, preferably in Big 4 with internal audit experience
  • Prior internal or external audit experience required
6

Experience For Mgr Internal Audit Resume

  • Demonstrated experience managing internal audits over risk management functions within a complex operational and regulatory environment
  • Three-five years of audit experience; banking, retail brokerage or regulatory experience within the financial services industry a +
  • Manage time effectively with little supervision
  • Working with Internal Audit Management, Internal Audit Operations and department employees to build and maintain strong and effective relationships
  • Building and maintaining a strong internal network; behaving as an approachable business partner who stakeholders want to seek value-adding advice from
  • Demonstrating flexibility in prioritizing and completing tasks, and communicating potential conflicts to leadership
  • Adapting to and using technology to improve the effectiveness of assignments, increase efficiencies, and quickly complete work objectives
  • Programming experience in quantitative and object oriented programming environments, e.g. Matlab, C++, C#, Python, Java, R, etc
  • Programming knowledge in C++, Java or equivalent, coupled with extensive experience of software development life cycle management
7

Experience For Internal Audit IT Manager Resume

  • Providing audit clients with constructive and pragmatic recommendations that improve internal controls in an efficient and effective manner
  • Shadowing experienced team members
  • Deep understanding of Linux and Windows operating systems, experience of batch scripting and executing standard commands
  • Technical accounting knowledge of GAAP, financial reporting practices, and management reporting with a strong working knowledge of Controllership functions
  • Solid understanding of the financial services industry, including Multifamily, financial reporting, economic capital and stress testing
8

Experience For Internal Audit Internship Resume

  • Experience conducting audits in the following areas: underwriting, securitization, loan loss reserve, stress testing, and valuation of financial products
  • Effective verbal and written communications, including active listening, documenting and presenting findings and recommendations for improvement
  • Good understanding of IT topics such as change management, BCM / DRP, logging and monitoring, access control or production support
  • Experience in managing and performing internal projects, root cause analysis of issues and formal report writing
  • Extensive experience leading audit teams in public accounting and/or internal audit departments in a large corporate setting
  • Possess solid knowledge of and understanding of the training industry, trends, current learning technologies, assessments and survey platforms
  • Management consulting experience to the higher education industry, preferably providing risk consulting and/or information technology services
  • Demonstrable understanding/experience of system architecture, operating systems and/or messaging required
  • Experience of conducting financial due diligence, reporting, gap analysis, financial modelling beneficial
9

Experience For Administrative Assistant, Internal Audit Resume

  • Assist in understanding the regulatory requirements, system implementations and test approach to validate the outcome. Specifically focusing on the following
  • Recommends the means of obtaining, analyzing, and evaluating audit evidence
  • Demonstrated understanding of the IT security landscape, including emerging risks and security solutions
  • Strong knowledge of and application of internal auditing or accounting principles and practices
  • Experience leading meetings to gather data analyses and reporting requirements
  • Strong understanding of an internal control, following COSO 2013 as a framework, and compliance/regulatory environment
10

Experience For Internal Audit Principal Resume

  • Experience leading and performing IT Control Audits
  • Strong understanding of financial accounting standards
  • Strong technical understanding of financial reporting under IFRS, German and US GAAP
  • Strong technical understanding of European and German regulatory reporting requirements
  • Strong understanding of Basel 2/3, CRR, KWG, EinSIG and MaRisk rules, particularly relating to Risk Management and Finance
  • Previous experience working for a Big 4 Public Accounting firm

List of Typical Skills For an Internal Audit Resume

1

Skills For Internal Audit Director Resume

  • Strong project management skills and experience - Solid quantitative or qualitative risk assessment skills
  • Strong audit and accounting skills and report writing skills
  • Excellent interpersonal, verbal and written communication skills, with the ability to communicate effectively at all levels of the organization
  • Strong verbal and written communication skills and presentation skills (PowerPoint, Visio, etc.)
  • Capable of effective verbal and written communications, including active listening skills and skill in presenting findings and recommendations
2

Skills For Head of Internal Audit Resume

  • Demonstrate problem solving and strong verbal and written communication skills
  • Demonstrated strong oral, written, grammar, spelling, and telephone communication skills
  • In addition to proven audit skills, previous experience working in a line Risk and or Finance Management role would be beneficial
  • Strong organizational skills and attention to detail and accuracy. Ability to balance multiple priorities and stay calm under pressure
  • Proven experience (8-10 years) of relevant audit experience (ideally gained in the Securities industry environment or Big 4 audit experience in such industry)
  • Demonstrate excellent verbal and written communication skills both inside and outside the Internal Audit department
3

Skills For Manager of Internal Audit Resume

  • Outstanding leadership and interpersonal skills, team player, flexible, self-starter, positive attitude, motivated and effective in completing multiple tasks
  • Problem solving skills that demonstrate critical and logical thinking to reach a solution
  • Excellent analytical, evaluation and problem solving skills, focussed on finding solutions with the right outcomes
  • Excellent written and oral communication skills, including ability to communicate sensitive issues diplomatically and to maintain confidentiality
  • Experience directly related to job responsibilities, public accounting audit experience or internal audit experience focused in financial audits
4

Skills For Executive Assistant, Internal Audit Resume

  • Prior regulatory experience or experience communicating with regulators highly encouraged
  • Experience in external & internal audit combined. Prior Big 4 or similarly large public accounting firm experience
  • Strong communication skills & comfort in working in a team-based environment
  • Public accounting audit experience or prior internal audit experience with a publicly traded company
  • Strong audit skills ( IA or public accounting [external audit]), ability to identify and assess key risks and controls and specific business processes
5

Skills For Internal Audit Mgr Resume

  • Strong analytical, verbal, written, problem solving, and interpersonal skills
  • Strong financial reporting and presentation skills
  • Strong communication, writing and problem solving skills
  • Ideal team player skills, including humility and good judgement in working with others
  • Exceptional analytical skills, able to apply knowledge and experience in decision-making to arrive at creative and commercial solutions
  • Excellent verbal and written communication skills for audit reporting discussions with senior audit and business management
  • Demonstrated ability to effectively manage teams and projects
6

Skills For Mgr Internal Audit Resume

  • Demonstrated ability to deal effectively with all organizational levels
  • Strong motivational skills and ability to lead and influence management and employees
  • Strong analytical, organisational and presentation skills
  • Microsoft Office Skills / Experience
  • Demonstrated leadership skills with at least three years as a manager for a team
  • Strong communication skills required to present complex issues and alternatives to Management
  • Excellent analytical, communication & organisational skills
  • Increase the effectiveness and efficiency of audit projects through the development of staff audit skills
  • Collecting and analyzing data and information effectively
7

Skills For Internal Audit IT Manager Resume

  • Challenging and analytical skills in order to be able to give an independent and relevant opinion on the control framework
  • Established experience in problem solving, prioritizing and managing multiple projects simultaneously, following through, and manage issues in a timely manner
  • Proven experience collecting and analyzing complex data, evaluating information and systems and drawing logical conclusions
  • Proven experience collecting and analyzing complex data, evaluating information, and systems and drawing logical conclusions
  • A diverse skill base in both IT auditing and information systems (Oracle, SAP, PeopleSoft) with strong understanding of accounting and financial reporting
  • Experience in Finance, Accounting, or Audit and outstanding technical experience in accounting standards, procedures, policies and controls
  • Typically has 2 to 4 years of experience, including previous experience in public accounting, risk management or internal audit
  • Experience managing a strong team of qualified auditors, conducting audits within complex operational and regulatory environments
8

Skills For Internal Audit Internship Resume

  • Prior audit experience gained from working within financial/professional services or investment banking industries required
  • Basic understanding of risk assessment and scoping skills
  • Proven experience in working in a fast paced environment, sometimes under pressure, remaining flexible, proactive, resourceful and efficient
  • Audit or accounting experience. Experience in public accounting desirable
  • Technology skills including an working knowledge of
  • Relevant technology audit experience or experience in using a combination of the following technologies
  • Experience in financial services is essential, with a preference for those with experience of auditing institutional lending activities
  • Experience in financial services is essential, with a preference for those with experience of auditing sales and trading activities
9

Skills For Administrative Assistant, Internal Audit Resume

  • Demonstrated experience of successfully building and managing business relationships
  • Effectively manage audit, performing timely review and providing honest and constructive feedback
  • Basic technical skills, including working knowledge of MS Office products and ERP systems
  • Experience working in the Data Engineering or Data Analytics field with preference for experience
  • Prior experience with communicating with Regulators and Senior Management
  • Continually developtechnical and professional skills through continuous learning programs
10

Skills For Internal Audit Principal Resume

  • Work/task planning experience with strong focus on delivery required
  • Prior experience in auditing controls required
  • Proficient to advanced PC skills specifically including MS Outlook, Word, Excel and Power Point
  • Prior experience managing an audit department that services multiple legal entities
  • Prior experience interacting with Boards and with regulators
  • Extensive knowledge of audit and reporting processes; Financial Control; Risk Management; general management skills
  • Work effectively across a large audit team, understanding the team?s role in the overall strategy of the firm
  • Problem solving skills and the ability to analyze current practices for compliance
  • Prior experience in auditing controls related to risk management (esp. market and credit risk) and related regulations e.g. Basel capital rules

List of Typical Responsibilities For an Internal Audit Resume

1

Responsibilities For Internal Audit Director Resume

  • Strong organizational, team-building, analytical and problem-solving skills
  • Excellent project management skills with ability to work independently on discrete projects
  • Provides coaching and guidance to team members, working collaboratively with the team to foster their professional development and increase their skills
  • Deep curiosity to learn about and act on emerging skills for IA and new L&D trends
  • Data Analytics skills (ACL, Excel, Access,SQL, or SAS) desired
  • Data Analytics skills (Excel, Access, etc) desired
2

Responsibilities For Head of Internal Audit Resume

  • Strong Excel knowledge and experience with large ERP's
  • Related internal or external audit experience. EDP audit experience beneficial
  • Driving effective communication and information exchange among the audit groups
  • Experience in public accounting, corporate finance/accounting, and/or internal audit, preferably with a manufacturing industry focus
  • Solid understanding of audit, accounting, finance, budgeting, operations
  • Establish strong working relationship with the Business and control groups (i.e. Risk management, Compliance) while maintaining independence
  • Solve complex analytical and data integrity problems while prioritizing and managing multiple tasks
  • Identify, document, and communicate audit observations. Reviewing and analyzing evidence
  • Test the effectiveness of controls supporting AML surveillance systems, including Actimize and Mantas
3

Responsibilities For Manager of Internal Audit Resume

  • Test the effectiveness of controls supporting Office of Foreign Assets Control (OFAC) sanction screening of payment transactions
  • Auditing or internal control consulting experience
  • Screen incoming calls, correspondence, interoffice materials. Determine the priority and respond appropriately
  • Good understanding of audit methodology and IIA (Institute of Internal Auditors) standards
  • Assessment of the adequacy of the design and operating effectiveness of the controls to mitigate the key risks identified
  • Progressive experience in public accounting and/or at a publicly-traded company within the Internal Audit group
  • Strong background in designing enterprise scale solutions
  • Audit/accounting experience
4

Responsibilities For Executive Assistant, Internal Audit Resume

  • SOX or public accounting experience
  • Demonstrate ability to multi-task while remaining detail-oriented on multiple projects at once
  • Develop a strong knowledge of their aligned business area
  • Competency in assessing the effectiveness and efficiency of internal controls
  • Demonstrate the highest standard of quality, objectivity and professionalism
  • Strong executive presence with the ability to align others around your vision
  • Financial Services, Investment or Insurance experience
  • Some experience collecting and analyzing financial data and drawing logical conclusions
5

Responsibilities For Internal Audit Mgr Resume

  • Experience performing data analysis using data analytics tools like SAS, SQL, R, Python and/or AC
  • Demonstrate business mindset when supporting the business with addressing the audit findings
  • Experience in a public accounting or internal audit role within the financial services industry or a related control function
  • Experience in SOX ITGC compliance audit, IT internal auditing, or related audit or advisory role
  • Strong knowledge and application of internal auditing and IT audit principles and practices
6

Responsibilities For Mgr Internal Audit Resume

  • Responsible for evaluating the effectiveness of the remediation of audit issues in accordance with ACI’s Issues Management Program
  • Lead efforts to improve the effectiveness and consistency of IA's Standard Audit Methodology (SAM), processes, and tools
  • Experience in a public accounting or internal audit role
  • Overall Internal Audit experience
  • Experience with calendar management
7

Responsibilities For Internal Audit IT Manager Resume

  • Experience with international travel arrangements
  • Internal audit experience in a public firm; small, regional, or Big Four
  • Institutes and maintains effective data quality checks from data compilation through presentation
  • Cultivate strong relationships across the organization, particularly within the IT organization
  • Experience coordinating travel logistics on behalf of 3 or more executives
  • Internal Audit - Maintain prioritized inventory of enterprise risks and co-develop, with IA Manager and VP of IA, the annual internal audit plan
  • Assess operating results of individual audit locations to determine effectiveness of controls, identify potential issues and ensure compliance
  • Mature, self-motivated, enthusiastic with strong business-focused performance acumen
  • Validate the quality of internal SOX assessments. - Document the results of the test steps executed within the IA automated document project repository
8

Responsibilities For Internal Audit Internship Resume

  • Management and oversight of Internal Audit validation activities specific to regulator raised matters, including supervision of audit staff
  • Create effective risk-based audit timetable and plan to support the ongoing evaluation of risk management within the organisation
  • Reviews and analyzes the effectiveness of the audit program, recommending changes and improvements as appropriate
  • Related audit experience in public accounting firm or financial institution
  • In-depth knowledge and on-hand experience with internal controls, business processes, risk management, and audit planning
  • Experience with ACL, IDEA, SAS, Microstrategy, Tableau data analysis tools and methods, and other audit automation or data mining tools
  • Supervising, conducting, and reporting on the testing and adequacy of the company’s internal controls over financial reporting
  • Understanding of the financial services industry, including multifamily, financial reporting, economic capital, and stress testing
9

Responsibilities For Administrative Assistant, Internal Audit Resume

  • Assisting in the governance and maintenance of the risk assessment process (“RAMP”), including associated internal reporting; and
  • Identifying and assessing current and emerging risks, themes and trends
  • Developing and maintaining productive working relationships with co-workers and external contacts through individual communication and group meetings
  • Leading the risk assessment of capital planning and assessing its impact on the audit plan
  • Taking a strategic approach to audit planning, talent management and resourcing
  • Scheduling, planning and assigning departmental / process function audits
10

Responsibilities For Internal Audit Principal Resume

  • Participating in and documenting walkthroughs and sampling
  • Liaising with first and second lines of defense, the external co-sourcing provider, and the regulators
  • Communicating modeling problems and issues to senior management
  • Assessing the impact of work planned and completed within the department on capital planning
  • Formulating and managing Internal Audit responses to regulator (e.g. OCC, SEC) inquiries and requests

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