Gf-compliance Officer Resume Sample

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Peter Mann
63348 Kristina Village,  Phoenix,  AZ
+1 (555) 286 0052

Work Experience

Gf-senior Product & Core Compliance Officer
09/2017 - PRESENT
Detroit, MI
  • Facilitate the Build out of Citi’s RCM initiative by assisting Country Compliance teams in coordinating with the Consumer Business to identify and document Critical Controls and Monitoring mechanisms associated with the Key Regulations applicable to Citi’s Consumer Business across the APAC region
  • Ensures Citi’s adherence to applicable AML laws and regulations in Singapore with the development and implementation of a business-specific Global/Regional/Country AML Program
  • Acquires subject-matter expertise to advice business on AML typologies, issues and trends
  • Identify, assess and address emerging risks/trends to value-add to business segments within Citibank N.A. Singapore
  • Gain exposure to practices across different AML regions through interaction with APAC AML Compliance team
  • Develops project management as well as leadership skills to eventually move on to a supervisory role
  • Assist in the execution and/or oversight of Manager’s Control Assessment at regional and/or country level(s)
  • Contribute to the AML approvals for Base/internal account opening
  • Analyze, challenge and approve new regional products and processes working closely with regional business partners
Gf-compliance Officer
09/2014 - 08/2017
Los Angeles, CA
  • Provide regulatory guidance and advice on Citi Policies to business on day-to-day matters relating to Credit Cards, Ready Credit Personal Loans, Debt Consolidation products, Mortgage loans
  • Work with countries to ensure high quality annual CARAs as well as prepare regional CARA reports including socialization with Business
  • Work with Business during implementation of new regulations / compliance policies in the unsecured loans and Mortgage loans areas including update the iTrac in a timely manner
  • Design and implement effective and high quality Compliance Monitoring for Cards and Mortgage areas
  • In Singapore, liaise with Business units to ensure timely reporting by Compliance to the Monetary Authority of Singapore (MAS) of nearly 40 reports as well as various regulatory adhoc surveys during the year
  • In Singapore prepare regulatory correspondence for all product related interaction with the Regulator
  • Provide Compliance consultation to Business on new business initiatives / projects and any product related outsourcing activities
Cbna GF Compliance Officer
04/2012 - 06/2014
Dallas, TX
  • Ensure prompt, accurate and high quality Compliance updates in regional dashboards, compliance reports, and Country governance forums – CLCC, CLGC, Country Dashboard, local Board and Audit Committees
  • Complete Singapore CARAs for Cards and Mortgage AUs
  • Regulatory Liaison & Interaction
  • Lead regulatory relationship management, serve as primary regulatory point of contact
  • Coordinate responses to regulatory inquiries, surveys and periodic reports as needed, answer ad hoc queries from the regulator and coordinate with relevant business units and compliance counter-parts
  • Management & Other Reporting
  • Prepare and lead regulatory / compliance reporting to key governance forums and internal stakeholders
  • Track and disseminate regulatory changes


Trinity University
2008 - 2012
Bachelor's Degree in Business

Professional Skills

  • Competent regulatory background with knowledge in MAS regulations, Banking Act, Securities & Futures Act, Financial Advisers Act, Trustees Act, Companies Act, Anti-Money Laundering and Countering of Financing of Terrorism and Personal Data Protection Act
  • Excellent interpersonal skills and the ability to interface and partner with Citi businesses across APAC countries subject to the FIU’s oversight
  • Prior experience in handling anti-money laundering legal and compliance issues
  • Professional experience with at least 5 years work experience in financial institutions
  • Management experience with regulatory and compliance risk including interacting with senior management
  • Experience with regulatory, compliance, risk and control
  • Experience with regulatory, compliance, risk and control is an advantage

How to write Gf-compliance Officer Resume

Gf-compliance Officer role is responsible for insurance, finance, credit, securities, training, integration, auditing, reporting, design, compliance.
To write great resume for gf-compliance officer job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Gf-compliance Officer Resume

The section contact information is important in your gf-compliance officer resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Gf-compliance Officer Resume

The section work experience is an essential part of your gf-compliance officer resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous gf-compliance officer responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular gf-compliance officer position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions.

Representative Gf-compliance Officer resume experience can include:

  • Drive regulatory change analysis and process for changes impacting multiple businesses and functions
  • Follow up with impacted business units / functions to ensure impact assessment, action plans and documentation
  • Compliance Program & Activities
  • Assist CCCO in execution of location specific compliance initiatives
  • Compliance Support for Global Functions
  • Provide compliance support for Global Functions

Education on a Gf-compliance Officer Resume

Make sure to make education a priority on your gf-compliance officer resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your gf-compliance officer experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school

These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Gf-compliance Officer Resume

When listing skills on your gf-compliance officer resume, remember always to be honest about your level of ability. Include the Skills section after experience.

Present the most important skills in your resume, there's a list of typical gf-compliance officer skills:

  • Experience in local regulatory knowledge would be preferable
  • Competent regulatory background, with knowledge in MAS regulations and Banking Act required
  • In-depth knowledge of local banking rules and regulations
  • In-depth knowledge of banking products and services
  • In-depth knowledge of anti-money laundering laws, rules and regulations
  • Communicate with multiple lines of management, and multi-tasking

List of Typical Skills For a Gf-compliance Officer Resume


Skills For Gf-senior Product & Core Compliance Officer Resume

  • Relevant experience in compliance roles
  • Strong written and spoken English and Chinese
  • Knowledge of insurance and securities rules and regulations
  • Relevant work experience in a banking environment, with prior experience at a regulator or in auditing of banks, or in a compliance or control function
  • Relevant tertiary qualifications in accounting, commerce or legal

Skills For Gf-compliance Officer Governance Resume

  • Preferably with professional license/certification, e.g. Law, CPA, IA, CAMS
  • Knowledge of HK rules and regulations
  • Competent regulatory background, with knowledge in MAS regulations, Banking Act, Companies Act, Anti-Money Laundering and Countering of Financing of Terrorism, Personal Data Protection Act
  • Provide coordinated cross- functional support
  • Develop and maintain strong partnerships with peers and colleagues in Compliance and other Global Functions in support of strengthening our compliance culture; and

Skills For Gf-chief Country Compliance Officer & Asean Cluster Compliance Coordinator Resume

  • Act as department coordinator e.g. in areas of Conduct of Business, records retention
  • Enterprise-wide compliance coordination
  • Coordinate compliance programs

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