Control Officer Senior Associate Resume Sample

4.8
10 votes

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Work Experience


Commercial Bank-control Officer Senior Associate
10/2016 - PRESENT
Houston, TX
  • Support the team’s reporting of Key Matters status, issues and risks to Governance team to drive open discussion of issues and control gaps
  • Support the team’s execution of the Operational Risk Management standards, methodologies, and procedures
  • Captures monthly CC Risk and Control Committee meeting minutes; Coordinates and tracks follow-ups from prior month’s meetings
  • Deploy the risk management framework, scorecard and risk assessment tools on an ongoing basis
  • Identify, analyze and report key risk indicators and conduct studies to enhance effectiveness of risk mitigation measures
  • Proactively monitor adherence to policies and procedures and analyze and communicate impact of risks and losses (actual and potential) with guidance for identifying and implementing solutions/corrective action
  • Assess issues identified during exam assignments or special projects, in light of known business risks, and develop recommendations to strengthen internal controls and improve operational efficiency. Utilize knowledge of business to level set the issues and escalate as appropriate through the exam report or verbally with the business owner
  • Partner with the business functions for closure of open issues arising from audits and on-going risk reviews
  • Participate in cross functional risk management initiatives
Ccb-control Officer Senior Associate
07/2013 - 09/2016
Chicago, IL
  • Manage execution of strategic initiatives and projects as needed (e.g. controls around models, User Developed Tools etc) for assigned functions/LOBs
  • Lead the execution of the Risk & Control Self-Assessment Program to reduce exposure to financial loss, regulatory issues, and reputational risk
  • Exercise sound judgment to influence a strong risk management culture across business practices
  • Support a sustainable end-to-end control environment that identifies, escalates, addresses, and mitigates issues in a timely manner
  • Monitor, validate and document deliverables of the Risk & Control Self-Assessment Program
  • Assist with development of Risk & Control Self-Assessment mapping and documentations through participation in end-to-end process walkthroughs and deep dives with assigned business units
  • Identify issues and control improvements for remediation, while assisting in risk mitigation
  • Create and maintain collaborative relationships with our control teams, business partners and support partners
  • Assist the Control Officer Manager with additional projects, as needed
CIB Risk Control Officer Senior Associate
10/2009 - 02/2013
Chicago, IL
  • Partner with business units through ongoing testing and monitoring of controls [Add if Applicable]
  • Develop and execute robust control test scripts designed to identify control weaknesses, determine root causes, and recommend solutions [Add if Applicable]
  • Extensive working knowledge of control and risk management concepts with the ability to evaluate the adequacy of the business control environment
  • Strong understanding of internal control and risk management concepts with the ability to evaluate the adequacy of the control environment
  • Solid critical thinking, attention to detail and analytical skills; able to synthesize large amounts of data and formulate appropriate conclusions
  • Lead discussions related to the control environment and any risk mitigation steps necessary to resolve a control break, failure or gap
  • Excellent written and verbal communication skills with an ability to articulate the control evaluation results in a meaningful and actionable manner
  • Work with minimal supervision, self-motivated with a high level of personal initiative, ownership, and accountability

Education


University of Phoenix - Indianapolis Campus
2004 - 2008
Bachelor's Degree in Business

Professional Skills


  • The production of various weekly/monthly reports for the Controls Office including materials for regulatory reporting and Executive Management Reports
  • Produce the LORS (Location operational risk scorecard) for each APAC country
  • Produce the LCP (Location Control Pack) for each APAC country
  • Use FORCE / RADAR to obtain issues and action plan and other relevant metrics
  • Produce operational metrics for AML committees
  • Analyze and understand the information to present it to the business
  • Manage stakeholder expectations in the form of liaising with stakeholders to obtain metrics and relevant explanations, educate them on new reporting requirements and engage them on any automation initiatives

How to write Control Officer Senior Associate Resume

Control Officer Senior Associate role is responsible for reporting, articulate, compliance, regulatory, microsoft, analytics, analytical, mitigation, testing, risk.
To write great resume for control officer senior associate job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Control Officer Senior Associate Resume

The section contact information is important in your control officer senior associate resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Control Officer Senior Associate Resume

The section work experience is an essential part of your control officer senior associate resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous control officer senior associate responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular control officer senior associate position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions.

Education on a Control Officer Senior Associate Resume

Make sure to make education a priority on your control officer senior associate resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your control officer senior associate experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Control Officer Senior Associate Resume

When listing skills on your control officer senior associate resume, remember always to be honest about your level of ability. Include the Skills section after experience. Present the most important skills in your resume, there's a list of typical control officer senior associate skills:

  • Experience in controls, risk, compliance, audit or testing
  • Five years of experience in consulting, audit or financial services required
  • Identification and management of data quality issues and liaise with metric providers in resolving them
  • In the financial services industry; including background in operational risk management, audit, compliance, or operations
  • Support adhoc requests from the business and senior management

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