Control & Compliance Resume Sample

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Delaney Crooks
16066 Albina Ford,  Philadelphia, PA
+1 (555) 700 4869

Work Experience

Control & Compliance Manager
11/2015 - PRESENT
New York, NY
  • Manages the annual SOX scoping exercise to determine which markets, functions and accounts are in scope for testing and oversees the Company’s financial fraud risk assessment. Performs financial statement and risk assessment analysis to determine SOX testing scope and materiality thresholds
  • Coordinates quarterly representation letter process (sub-certification attestations executed by commercial market General Managers and Finance Directors in support of the CEO and CFO’s certifications)
  • Possesses excellent IT related skills (General IT systems, SAP, SAP GRC) MS Excel, MS Visio, MS PowerPoint and MS project
  • Expert on “end to end” business processes, internal control and risk management for all functions and their interdependencies
  • Has experience with SAP Access Control and SoD monitoring
  • Experience with COSO framework
  • Willingness to further develop knowledge and experience with administrative organization and internal controls
  • Have the ambition to develop skills on Internal Controls, Risk Management and Compliance in a rather short period of time
Internal Control & Compliance Expert
04/2011 - 10/2015
Houston, TX
  • Strong interpersonal and communication skills and able to work in a diverse and multi-cultural environment
  • Drive for professional and personal excellence
  • Enthusiastic, ambitious and a team player
  • Identify Key Performance Indicators for each of the function by helping the teams in analyzing the process and take into consideration existing Service Delivery Agreements
  • Create and maintain standardized reporting on targets and performance as well as additional incentives for structured and well managed reporting
  • Work on getting group performance metrics to individual performance metrics to measure each individual and reflect scores referring to productivity and work attitude
  • Ensure alignment of all teams in terms of internal documentations, processes and adherence to existing policies and directives by HR
  • Act as a custodian of documents relating to HR GSSC wide matters to ensure accuracy. Documents are as follows but not limited to: BCM document, Organization Chart, Operational Description, Roster of employees, Training tracking, Intranet, etc
  • 6Ensure compliance and cascade necessary information on Data Protection, Information Security, and SOX. This includes refresher to the team on policies and procedures (2x a year), preparation for audits, preparation of reports for EWC and the likes, and coordination with Security Managers and Operational Excellence of ENP, and/or other related functions
Process Control & Compliance Analyst
04/2004 - 01/2011
Philadelphia, PA
  • Documentation of processes for each of the function to establish measurability, repeatability and predictability of the Organization
  • Identify areas for improvement and come up with initiatives to drive the change
  • Report to top management and/or steering committee effectiveness of QMS and identify areas for improvement based on the internal audit report, CSAT and KPI
  • Business Group: Finance
  • Department: Core Controllers
  • Manage MPT’s North American efforts with Magna’s SOX and compliance processes; including the coordination of testing for identified in-scope SOX locations and the completion of internal control assessments
  • Lead MPT’s internal audit follow-up process by conducting on-site reviews, driving action plan timing and completeness, maintaining appropriate documentation and reporting quarterly


DeVry University's Keller Graduate School of Management
1998 - 2003
Bachelor's Degree in Accounting

Professional Skills

  • Excellent interpersonal (verbal) communication as well as very strong writing skills
  • Strong interpersonal skills and ability to build global relationships effectively
  • Good communication skills including a high level of written and spoken English
  • Demonstrated experience in the design, implementation and monitoring of internal controls, compliance and risk, management programs
  • Provide an example of your experience using SAP systems in financial accounting while working to tight deadlines
  • Manage multiple competing priorities and deliver results under pressure
  • At least 8 yrs. of experience in the area of finance controlling, internal control, governance, Risk and Compliance

How to write Control & Compliance Resume

Control & Compliance role is responsible for events, government, finance, training, procurement, auditing, security, reporting, design, health.
To write great resume for control & compliance job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Control & Compliance Resume

The section contact information is important in your control & compliance resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Control & Compliance Resume

The section work experience is an essential part of your control & compliance resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous control & compliance responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular control & compliance position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions. Representative Control & Compliance resume experience can include:

  • Experience in multinational companies in compliance or internal audit department,
  • Supporting local operations with above referenced baseline service catalog
  • Maintain integrity and silent running in accounting, reporting and control activities
  • Procurement and inventory control of product labeling and labeling supplies
  • Work closely with label supplier regarding pricing, proofs and the creation of new labels
  • Monitor and follow-up on the execution of the existing control measures according to GPD, Control Matrix and IC Templates throughout the GBS SESA region

Education on a Control & Compliance Resume

Make sure to make education a priority on your control & compliance resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your control & compliance experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Control & Compliance Resume

When listing skills on your control & compliance resume, remember always to be honest about your level of ability. Include the Skills section after experience. Present the most important skills in your resume, there's a list of typical control & compliance skills:

  • Interact with all levels of the organization and to work effectively within a culturally diverse campus community
  • Two years of college, preferably business or literary studies, or equivalent experience
  • Clearly articulate and see the value of good control and compliance business practices and impact on business performance
  • Assisting Head of Control and Credit Specialist in enhancing a robust credit control environment and establishing the same for working capital lever execution
  • Monitoring Ehub and working with stakeholders to ensure quick resolution of issues
  • Incoming inspection of product labeling

List of Typical Experience For a Control & Compliance Resume


Experience For Control & Compliance Manager Resume

  • Liaise with Magna’s Compliance department on new requirements for deployment
  • Perform annual balance sheet reviews through a standard review format (Controller’s Model File). Perform quarterly reviews of high risk/high profile divisions
  • Monitor the follow-up on action to close deficiencies
  • Quality review over implemented actions and self assessments
  • Act as the finance head of the AkzoNobel Global Business LLP legal entity, and represents AkzoNobel locally in regards to finance and legal matters

Experience For IT Control & Compliance Manager Resume

  • Coordinate with Corporate tax, treasury and other functions to ensure the financial operations of AkzoNobel GBS LLP
  • Support GBS controller and site leader in other finance matters in the region
  • Implement the SoD in systems and assure standard role implementation
  • Involved in additional or changed automated controls or BSL
  • Work together with local GBS contacts on implementation

Experience For Manager, Finance Control Compliance Resume

  • Create and Maintain Chart of Authorities of AkzoNobel GBS LLP
  • Train and coach the GBS local staff on new Internal Control and controls (awareness)
  • Align with Audit department on findings and follow-up
  • Contact person for BA Other Internal Control / Functional Controller for the GPO
  • Prepare / be present in the Quarterly Attestation calls
  • Provide support for the implementation of ad-hoc compliance projects
  • Provide compliance advisory support

Experience For Opex & Control &compliance Manager Resume

  • Deliver the In Control statement in AkzoNobel’s annual report
  • Assessment, analysis of MOL Group Procurement’s issues and demands; making of recommendations for the development and alteration of related processes and procedures. Performing analysis of relevant risks and opportunities; preparation of proposals, decision support materials for the Procurement management
  • Supervision of the internal regulations’ compliance with the required controls. Perform regular and ad-hoc testing activities required by the Procurement management in regards of MOL Group Procurement related internal controls ensuring their compliance and effectiveness
  • Individual management of complex audit investigation, supervision and target investigation on schedule in MOL Group’s companies. Assessment of Procurement controls’ completeness, consistency, cost-efficiency, effectiveness, in accordance with MOL Group’s requirements and regulations
  • Knowledge, observance, enforcement of MOL Group’s business regulations, organisational structure, corporate risk management system, business and industry processes
  • Ensure an effective understanding within local organization of Compliance framework,

Experience For Manager, Internal Control & Compliance Resume

  • Support business in implementing the Compliance framework,
  • Detect and report to management any violation or deviation from standards, decide corrective actions and follow-up on their implementation
  • Certified Public Accountant license recommended
  • Facilitate the GBS regional lead to design and implement the regional risk, compliance and control measures according to company policies and regional regulations
  • Act as the Control & Compliance head of the AkzoNobel Global Business LLP legal entity, and represent AkzoNobel locally in regards to finance and compliance matters
  • Establish and maintain the financial control and accounting processes & system that complies with local regulations including SEZ (Special Economic Zone) regulations and with the company’s policies and procedures
  • Drives the cost effectiveness of the Pune centre, assuring well-structured and transparent cost reporting for the Passat project cost and the GBS regional operational cost

Experience For Internal Control & Compliance Expert Resume

  • Local controls/policy trainings
  • FRA/compliance
  • Highly proficient with Excel, PowerPoint, Word
  • Looks for ways to do things better and more efficiently in support of continuous improvement objectives
  • Europe Control framework : lead standardisation of key controls across region
  • Release Strategy Updates
  • Matrix: Niraj Parekh

List of Typical Skills For a Control & Compliance Resume


Skills For Control & Compliance Manager Resume

  • Experience in Internal/ External Audit and/or Internal Control related positions
  • Manage the SPU audit reporting process in preparation of the audit forum (e.g. pack preparation, following of audit actions closure)
  • Process Thinking. Problem Solving
  • Academic (Master) working and thinking level; CA
  • Assure finance reporting for the functions which co-locate with the GBS Pune center and act as a business partner in controlling the costs

Skills For IT Control & Compliance Manager Resume

  • Ensure tracking and report on compliance and internal control issues to the management and to central responsible on a periodic basis
  • Ensure tracking and report about risk management (risk report) to the management and to central responsible on a periodic basis
  • Issuance and reconciliation of product labeling
  • Create finance and accounting system for AkzoNobel GBS LLP legal entity
  • Ensure proper progress reporting of In Control and Internal Audit deficiencies
  • Implement the finance and accounting systems in the newly established legal entity
  • Performance bias – does things before being asked to or forced to by events
  • Drive and execute the existing risk management, internal control and compliance measures throughout the GBS SESA Regions

Skills For Manager, Finance Control Compliance Resume

  • Assist in the design and deployment of MPT’s internal compliance reporting
  • Reports to Direct: Viral Damania
  • Assert oneself
  • Preferable knowledge in SAP
  • Localized AIC/SPP interpretation/advice/feedback coordination

Skills For Opex & Control &compliance Manager Resume

  • Coordinate Risk Control Matrix updates locally
  • Drive quarterly Self-Assessments – review the activities, assess the findings, implement and follow up on corrective actions
  • Prepare monthly Subsidiary Compliance Committee Meeting together with the Compliance Manager – set-up regular meeting, prepare the agenda, deliver presentations, advise on compliance topics and prepare minutes of the meetings
  • Manage the E&C process. (e.g. preparation of governance board packs and meetings, follow up on training completion)
  • Act as an ECL advisor for Licensing & Technology, Acetyls and Aromatics America and Acetyls Asia
  • Specific accountabilities within financial control are
  • Contribute to the design, robustness and implementation of processes and accountabilities, assuring Petrochemicals’s compliance with BP’s policies and procedures
  • Responsible for monitoring the CDD process, managing & resolving any red flags and high risk counterparties in a compliance manner

Skills For Manager, Internal Control & Compliance Resume

  • Agree with the GBS and execute the SODC reduction strategy
  • Manage the execution of Petrochemicals’s working capital levers, ensuring controls are performed, data with internal & external stakeholders is timely exchanged, internal compliance is adhered to
  • Knowledge of financial standards and familiar with COSO framework
  • Experience in public accounting, internal auditing or progressive roles in a public company with significant hands on experience in Sarbanes Oxley requirements, documentation and testing. Demonstrated thorough understanding of control procedures and control environment
  • Address and mitigate risks in interaction with internal and external stakeholders and coordination with central departments
  • Implement and deploy local processes for risk management and internal control based on central requirements (responsible for execution of the processes and proper documentation of the system)
  • Provide advice on Risk & Compliance matters and ensure that compliance principles are adhered to in management decisions / support of projects and process developments
  • Creation of local compliance principles and development of local policies and guidelines based on central requirements

Skills For Internal Control & Compliance Expert Resume

  • Develop and administer training on policies and compliance practices, for example with respect to risk management and internal control, anticompetitive practices, bribery and corruption, fraud in the contracting process, financial statement fraud, etc
  • Establishment and coordination of a whistleblowing and incident management process
  • Receive inquiries and complaints; provide clarification & advice to the company; monitor response mechanism
  • Responsible for overseeing the Company’s internal control structure and evaluation including documentation, assessments on internal controls, implementation of new control environments for acquisitions and processes to ensure adherence to the Sarbanes Oxley Act
  • Regular performance metrics reporting to internal customers with regards to Compliance tools related to Consultancies and Grant & Donation
  • Independently perform all phases of internal auditing
  • Possess knowledge of the theories and principles of internal auditing, internal audit standards, and general administration and management controls
  • Management Action Plan (MAP) development/advice/tracking

Skills For Internal Control Compliance Bcf Lead Resume

  • Identify, communicate and help remediate emerging global risks locally
  • On-site risk-based control testing as needed
  • PO violation reporting/investigation
  • Ensure compliance with the NP4 related tools managed as local administrator
  • Read, interpret and apply ICSUAM policy to various departments on campus
  • Work independently as well as collaboratively with key stakeholders
  • External/Internal audit support/coordination
  • DOA/LCOA interpretation and updates
  • Process (SOX) narrative update/review/certification

Skills For Finance Control & Compliance Manager North Africa Resume

  • Ensure compliance to the EUC policy
  • Provide coaching and communicate in regards to internal control, risk management and compliance to senior managers and all levels of the organization who do not have relevant background
  • Sound understanding of Australian Accounting Standards, Public Finance and Audit Act, Treasurer’s Directions and other government regulations
  • Cost analysis of product labeling
  • Pro-active, results-oriented and customer oriented approach

Skills For Process Control & Compliance Analyst Resume

  • Has a very ‘hands-on’ mentality
  • Implement regulatory changes on all labels
  • Preparation of Master Device Labels
  • Attend all safety meetings and maintain a safe and clean work environment
  • Oversee, be point of contact and manage/ coordinate with Audit and Assurance, and other internal auditor’s requirements and management of action plans with follow up with and implementation

Skills For Risk, Control & Compliance Specialist Resume

  • Review SOX Test plans, Testing Results as well as Remediation List. Ensure Finance division meets testing deadlines and communicate results to management
  • Supporting the overall lean operating model of the Company by identifying innovative/creative ways to conceptualize controls/compliance in a way that supports growth for our clients
  • Maintain the finance and accounting system to ensure compliance with company policies and procedures, as well as the local regulations – specifically the SEZ regulations
  • Facilitate GBS regional lead to design a robust delivery model that ensures effective internal control, risk management and compliance in line with the company policies and regional regulations where GPD risk and control matrix documentation is not in place
  • Drives the cost effectiveness of the Pune centre with well-structured and transparent cost reporting for the Passat project cost and the GBS regional operational cost
  • Provide finance reporting for the functions who co-locate with the GBS Pune center
  • Liaise with the local, country GBS contacts on the implementation of standard automated and manual (mitigating) controls
  • Manage and execute the In Control Self Assessment (CSAT) and Audit coordination

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