Compliance Reporting Analyst Resume Sample
Noelia Welch
386 Wiza Ford,
Dallas,
TX
+1 (555) 937 1032
Work Experience
Senior Tax Analyst International Reporting & Compliance
08/2016
-
PRESENT
Houston, TX
- System Maintenance (% of time: 40)
- Production Support (% of time: 40)
- Define test cases and build reports within AEGON’s Compliance Reporting system
- Demonstrated understanding of fixed income and other investment instruments, insurance contracts, and the valuation methodologies of different investment types
- Collect and process compliance data. Investigate discrepancies and confirm or correct data
- Escalate, investigate and document discrepancies
- Technical expert in CRD and other systems as related to Compliance
Compliance Reporting Analyst
01/2012
-
05/2016
Phoenix, AZ
- Manage workload to ensure timeliness of collection and processing of data and printing of reports
- Support tracking of report production by supplying statistics on timeliness and accuracy
- Consistently strives to exceed clients’ expectations in service delivery to Risk & Investment Analytic clients
- Acts as a team player and contributes to the continuous improvement of client servicing and productivity within the group
- Participate in cross training activities and provide coverage during colleague’s absences
- Maintain a close working relationship with Relationship Managers to support client relationship
- Execute Projects within R&IA strategy
- In depth knowledge of Microsoft Excel’s more advanced functions
CPB Compliance Reporting Analyst
06/2005
-
09/2011
Chicago, IL
- Support the compilation of the Regional Compliance Monthly report and other key compliance monthly/quarterly reports
- Coordinate and collect compliance-related data from Citi Country Compliance Officers (CCCOs), product representatives and various Citi functions monthly
- Actively participate on bi-weekly global reporting calls
- Schedule monthly meetings and prepare presentations, develop and distribute status reports to the Regional Compliance Senior Leadership Team (SLT) and execute other tasks
- Conduct pre-submission reviews for monthly/quarterly reporting submissions to ensure information is reported concisely in accordance with global guidelines and submitted to internal databases and groups to ensure timely reporting
- Present reports to the EMEA Compliance Senior Leadership Team (SLT) and participate in ad hoc reporting presentations as required
- Provide updates on reporting deliverables to Cluster Liaisons, EMEA Compliance Senior Leadership Team and other stakeholders as required
- Actively participate and contribute on bi-weekly global reporting calls
Education
Northwood University - Florida Campus
1999 - 2004
Bachelor's Degree in Finance
Professional Skills
- Strong analytical, problem recognition and resolution, data mining, organizational, and communication skills with strong attention to detail
- Strong oral and written communication skills including the ability to convey technical information to non-technical users
- Proven ability to multitask and manage multiple competing priorities
- Extensive reporting experience required along with use of ACL or other data analysis software strongly desired
- Detail oriented, ready to solve complex data transformation tasks, high analytical skills
- Creating and sustaining strong client relationships
- Previous experience writing technical specification documents and processes
How to write Compliance Reporting Analyst Resume
Compliance Reporting Analyst role is responsible for software, finance, securities, training, database, printing, reporting, insurance, health, microsoft.
To write great resume for compliance reporting analyst job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Compliance Reporting Analyst Resume
The section contact information is important in your compliance reporting analyst resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Compliance Reporting Analyst Resume
The section work experience is an essential part of your compliance reporting analyst resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous compliance reporting analyst responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular compliance reporting analyst position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Compliance Reporting Analyst resume experience can include:
- Strong presentation and written communication skills and the ability to handle multiple tasks simultaneously
- Experience in financial services industry
- Experience in the institutional securities industry
- Maintaining existing fund "rules" within the system and tailoring available solutions to client changing needs in a timely manner
- Agreeing reporting criteria with clients
- Collating YTD and forecast P and L information and calculating estimated taxable income positions
Education on a Compliance Reporting Analyst Resume
Make sure to make education a priority on your compliance reporting analyst resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your compliance reporting analyst experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Compliance Reporting Analyst Resume
When listing skills on your compliance reporting analyst resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical compliance reporting analyst skills:
- Very good knowledge in Excel (pivot tables, complex formulas) and PowerPoint (formatting)
- Demonstrate a complete understanding of HBO’s Accounts Payable Procedures
- Interacts with Internal and External Auditors and Regulators to demonstrate Finance & Accounting’s compliance with control and regulatory requirements
- Experience with an accounting firm or a large corporate internal tax function
- Financial services (FS) industry, consultant experience is desirable
- Perform monthly financial statements consolidations in our Hyperion (HFM) system
List of Typical Skills For a Compliance Reporting Analyst Resume
1
Skills For Senior Tax Analyst International Reporting & Compliance Resume
- Experience with SAS, SQL or Oracle Applications
- Working knowledge of Spotfire
- Interpreting investment mandates to identify "rules"
- Understanding of financial services compliance program requirements and processes
- Coding compliance rules within the BlackRock compliance platform in Aladdin
- Develop and maintain key working relationships across HSO regions and other departments to ensure consistent data tracking and reporting
- Develop methods and criteria for measuring and summarizing data and creating a monthly dashboard
- Basic knowledge of banking regulations, financial institution compliance subject matter and issues, and banking processes and procedures
2
Skills For Performance / Compliance Reporting Analyst Resume
- Work with Product Development, Marketing, Actuarial, and Implementation to ensure assigned products meet State filing requirements
- Preparation and submission of recurring and non-recurring reports and certifications
- Monitor and ensures annual filing requirements are enforced and compliant
- Work to improve existing processes to maximize efficiency
- Flexible and reactive in order to respond to a constantly evolving environment
- Work with Business Areas, Regulatory Compliance and others to continually improve compliance reporting and enhance capabilities to perform analysis
- Post-Trade monitoring - Investigate investment guideline breaches with the investment manager; assist client in the breach resolution process
- Logical, problem-solving, technical person would be ideally suited
- Proficiency with Microsoft Office, including PowerPoint and Excel
3
Skills For CPB Compliance Reporting Analyst Resume
- Work with appropriate contacts at State agencies
- Monitor and reports status as necessary
- Conscientious, curious and enthusiastic
- Well organised, efficient and autonomous
- Trustworthy, honest and high ethical and personal standards
- Back up to HR Solutions Portal Content Analyst (% of time: 15)
- Experience (Entry), 3+ years experience (Intermediate)in the institutional securities industry (preferably within the functional areas compliance, or compliance audit in a major insurance or banking institution or regulatory agency)
- A working knowledge of Aladdin and Business Objects
- SQL and SQL database knowledge
4
Skills For Solvency Narrative Reporting & Compliance Analyst Resume
- Knowledge of data sources (i.e. HR, AD, SEP, and SCCM)
- Knowledge of Identity and Access Management services
- Translate complex or very technical details into laymen’s terms
- Thorough knowledge of Oracle EBS HCM modules
- Knowledge and confidence in report production, data manipulation and editorial work
- Detailed knowledge of Microsoft PowerPoint is required
5
Skills For Financial Reporting Compliance Analyst Resume
- Play an integral role in CMS readiness reviews and audits and serve as communication lead around technical specifications of data and reporting for any audits or inquiries
- Prioritize activities to ensure the achievement of milestones and goals in a timely manner, strong follow-up capabilities with ability to manage matters to conclusion
- Preparation of responses to HMRC queries regarding tax issues
- Assist with regulatory reporting and quarter-end close processes as directed
- Be responsible for tax compliance and tax accounting issues
- Work with a team of associates in carrying out tax procedures
- Provide support and follow up in any Hyperion (HFM) related issues/request
6
Skills For Analyst, Compliance Reporting Resume
- Perform reviews and evaluations of internal controls and processes to ensure proper compliance and to enhance productivity and efficiency
- Support on wider compliance areas to potentially include bank levy, branch capital, R and D claims, CFCs and any other relevant areas
- Ad hoc WHT / Certificate of residence issues
- Coordinate the preparation of the monthly Compliance Risk Management Committee (CRMC) presentation materials
- Prepare updated Compliance materials for the Enterprise Risk Management Committee (ERMC) and the Risk and Compliance Committee (RCC) meetings
- Administer and improve the Compliance policy and charter approval processes
7
Skills For HR Compliance & Reporting Analyst Resume
- Build and distribute a bi-weekly dashboard for Compliance
- Prepare ad hoc requests and analyses
- Maintain process documentation and desk procedures for all deliverables
- Assist in development of vendor oversite program
- Interact with business units including Investment Legal, Compliance, Front Office, and other investment partners on various compliance related issues and projects
- Interpret investment management guidelines and assist business units in establishing processes to comply
- Work cooperatively with co-workers on accomplishing shared/departmental goals as outlined by Manager
- Identify areas of compliance improvement and imminent changes/modifications of current compliance rules
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