Anti Money Laundering Analyst Resume Sample
Stephan Collier
6323 Herzog Isle,
San Francisco,
CA
+1 (555) 963 4234
Work Experience
Gf-regional Anti-money Laundering Analyst
02/2017
-
PRESENT
Detroit, MI
- BMO Financial Group U.S. LE/LOB’s – P&C, PCG and Capital Markets
- BMO Harris Bank LOB’s – P&C, U.S., PCG and Capital Markets
- To facilitate in preliminary data gathering and co-ordination with business and operations in review of potential cases of interest / escalations for AML Action
- Responds to requests from Commercial Banking and GTM Sales teams to capture customer AML data in automated AML checklist
- Reviews deal files and system information to augment data as necessary
- Works with the US AML Office High Risk Unit to risk assess and update AML risk ratings as needed
- Works with Commercial Banking and GTM Sales teams to obtain RM and GTM approval of all AML data
- Works with GTM DAC and Implementation teams as needed to complete AML data entry and assessment in a timely manner
Anti Money Laundering Analyst
06/2010
-
09/2016
San Francisco, CA
- Responds to requests from Commercial Banking and GTM Sales teams to review and update AML data during annual credit review process
- Monitors regulatory developments and industry trends to facilitate incorporation into the Firms’ AML program
- Assist in the execution and/or oversight of Manager’s Control Assessment at regional and/or country level(s)
- Implement and/or provide oversight of Manager’s Control Assessment at regional and/or country level(s)
- Serve as the alert escalation point for SPTC operations team’s such as Cash Processing, the offshore AML team, PA Compliance for Middle Office, RBPS, and the SEI Wealth Platform processing team
- Conduct a time-sensitive, meticulous investigation and analysis of each instance of potential Anti-Money Laundering activity and/or suspicious financial activity across multiple jurisdictions and countries, utilizing a wide variety of research and analytical tools
- Produce a well-written report detailing and analyzing the potentially suspicious activity for review and, when appropriate, prepare a filing with FinCEN
- Build strong relationships with strategic partners across the unit to ensure effective coordination of investigations
Gf-anti-money Laundering Analyst
08/2004
-
12/2009
San Francisco, CA
- Demonstrate an ability to work efficiently with an attention to detail in investigations, analysis, and writing
- Assist the investigations team in its investigation and analysis of each instance of potential Anti-Money Laundering activity and/or suspicious financial activity across multiple jurisdictions and countries by collecting and analyzing data, utilizing a variety of research and analytical tools, and assisting with projects as needed
- Work on processing of Due Diligence, Sanctions Filtering, Bank Secrecy/Cash Reporting, and/or CIP
- Proactively support multiple work streams or project teams to execute against an existing project or work plan
- Promote, manage and deliver the continuous improvement of activities and service delivery
- Display effective organization skills, managing multiple and competing priorities and coaching others to improve these skills
- Propose solutions to manage client expectations and managing the delivery of the solution
Education
Muskingum University
2000 - 2004
Bachelor's Degree in Business
Professional Skills
- Excellent analytical skills using MS Excel
- Proficiency in report writing and communication skills
- Comprehensive knowledge of risk management skills, methodology and processes
- Project management and project coordination skills
- Work experience in banking and or financial services
- Excellent working knowledge of MS Office applications with a high exposure to spreadsheet analysis
- Experience of working in a similar role in another organization
How to write Anti Money Laundering Analyst Resume
Anti Money Laundering Analyst role is responsible for credit, government, finance, securities, training, integration, database, auditing, reporting, design.
To write great resume for anti money laundering analyst job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Anti Money Laundering Analyst Resume
The section contact information is important in your anti money laundering analyst resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Anti Money Laundering Analyst Resume
The section work experience is an essential part of your anti money laundering analyst resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous anti money laundering analyst responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular anti money laundering analyst position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Anti Money Laundering Analyst resume experience can include:
- Effectively executes the US P&C AMLRO review of new initiatives and control changes for US P&C BUs
- Tracks and reports the status of the AML validation and approval for new initiatives to senior management
- Present evidence to support risk-based decisions
- Investigation of potential suspicious activity, leveraging transaction monitoring solutions
- Under direction of the Team Lead and Sanctions Manager, conduct applicable OFAC and FinCEN 314(a) request screening of BMO Harris Bank customer databases
- Perform assessments of PEP’s using PEP Escalations Process
Education on an Anti Money Laundering Analyst Resume
Make sure to make education a priority on your anti money laundering analyst resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your anti money laundering analyst experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Anti Money Laundering Analyst Resume
When listing skills on your anti money laundering analyst resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical anti money laundering analyst skills:
- Excellent Communication skills & Interpersonal sensitivity
- Specialist knowledge and skills
- Advanced desktop application skills: MS Excel, MS Word, MS PowerPoint
- Proven ability to prioritize tasks to meet strict deadlines
- Relevant 1 to 3 years’ experience in professional risk management, compliance, accounting or auditing in banking or financial services
- Experience of working in the Financial Services Industry / regulated firm
List of Typical Skills For an Anti Money Laundering Analyst Resume
1
Skills For Anti-money Laundering Analyst Resume
- Makes recommendations for improving effectiveness of policies and procedures
- Relevant experience in BSA/AML Compliance, Know Your Customer, and Customer Identification Program requirements
- Excellent knowledge of MS Office, comfortable with numbers, Management Information System
- Good knowledge of FSA requirements and expectations, applicable US requirements e.g. OFAC
- Min. 1 year experience in compliance or AML-related area
- Proficiency in writing instruction/procedure manuals and training materials
- The recommendations of the Financial Action Task Force on Money Laundering (FATF) including recent FATF Annual Reports
- Uncover the influencing factors that are driving trends in accounts
- Work both independently and with team members, as well as providing support for multiple team managers, under tight deadlines
2
Skills For Gf-regional Anti-money Laundering Analyst Resume
- Advanced knowledge of the Barclays Anti Money Laundering /Know Your Customer /Sanctions/Politically Exposed People’s Policies and procedures
- Analyze customer account data for potential Anti-Money Laundering violations
- On-going dedication to your development and career progression
- Proficiency in researching information for business related purposes
- Market-leading benefits package
- Series 7 and 63 desired
- Expertise in computer applications and database management tools
- MS Office especially Excel
3
Skills For Gf-anti-money Laundering Analyst Resume
- Integration and synthesis of information from multiple sources, including business domain knowledge, in order to analyze complex data and results, anticipate issues and solve problems
- Sound knowledge of local AML Policies and other compliance requirements
- Specialist knowledge of the Group AML/KYC/Sanctions/Pep’s Policies and Procedures
- Under direction of the Team Lead and Sanctions Manager, make decisions on sanctions related line of business referrals including wire payments, international ACH transactions (IAT’s) and client onboarding
- Provide subject matter expertise and project oversight to the development of P&C AML policies and procedures, including mapping them to AML controls, testing controls, and reporting metrics. Maintain project status from determination of need through approval by U.S. AML office and implementation
- Utilize in-depth understanding of the BSA/AML regulations to assist P&C business management in developing policies and procedures for compliance. Assist in securing approval of the AMLRO and the U.S. AML Office for all new and revised policies and procedures
- Identify possible enhancements to AML tools and processes and communicate them to the Senior Manager, AML Governance & Oversight
- Maintain a centralized repository of most recent versions of all P&C AML related documentation in SharePoint, including policies and procedures as well as records of issue identification, remediation, and meeting minutes
4
Skills For Anti Money Laundering Analyst, Sanctions Resume
- Ensure that business unit changes in policies and procedures resulting from issue remediation and testing are incorporated into current documentation
- Assists the BU Product Managers and/or BU Risk SMEs with the identification of potential ML/TF risk during initial stages of the project
- Provides recommendations on potential ML/TF conditions based on risks/gaps uncovered during meetings with BU Product Managers
- Works collaboratively with the BU Product Managers, BU Risk SMEs, and US P&C Liaisons (US AML Office), as needed, during the assessment of the new initiatives
- Analyze system generated and manually created alerts for potential suspicious activity to ensure the accurate filing of SARs
- Disseminate documentation and documentation updates to P&C personnel
- Reviews the team’s work for accuracy and completion and escalate findings to the Senior Manager, AML Governance & Oversight
- HRU P and C/PCG
- Perform initial assessment of customers escalated as high risk. Alert Adjudication
5
Skills For Senior Anti Money Laundering Analyst Resume
- Escalate potentially suspicious activity and high risk customers for further review
- Review and obtain complete information to accurately report CTRs for BMO Harris Bank
- Process CTR exemption reviews
- Ensure CTR exemption reviews are completed in compliance with BSA/AML regulatory standards
- HRU CM/IFI Coordinate and report data on high risk customers
- HRU PandC/PCGCoordinate and report data on high risk customers
- HRU CM/IFICoordinate and report data on high risk customers
6
Skills For Rohq-core Aml-anti-money Laundering Analyst Resume
- CTRReview and obtain complete information to accurately report CTRs for BMO Harris Bank
- Ensure CTR exemption reviews are completed in compliance with BSA/AML regulatory standards.Escalate potentially suspicious activity and high risk customers for further review
- Coordinate and report data on high risk customers
- Compile documentation for use in high risk customer file reviews
- Identify potential fraud and start an investigation
- Work closely with cross-functional partners in Compliance to execute investigation
7
Skills For Anti Money Laundering Analyst Resume
- Assess potential risks and opportunities and research performance
- Working knowledge of client database and transactional monitoring processes Working knowledge of Bank operating environment and applicable systems, including Microsoft Office Suite
- Proven ability to analyze large amounts of data in order to report critical information
- , AML knowledge, solid knowledge of AML or Bank Secrecy procedures
- Knowledge or experience in audit, investigations, or in the broader financial industry
8
Skills For Anti-money Laundering Analyst Resume
- Comprehensive trainings in AML area
- Global work environment with global career opportunities
- Dynamic and positive work environment
- Close cooperation with colleagues from US
- Friendly team mates and managers
9
Skills For Gf-regional Anti-money Laundering Analyst Resume
- Fluent in English. French and Dutch would be highly appreciated
- CAMS and/or CFE encouraged but not required
- Knowledge of AML, basic understanding of AML procedures within bankingWillingness and ability to learn: internal and external rules governing the compliance area
- Understands and follows operational controls to minimize errors. In consultation with AML supervisory staff provides feedback in the development of strategies to alleviate operational issues and Ensures compliance within the area of responsibility
- Makes recommendations for improving effectiveness of policies and procedures. In consultation with AML supervisory staff provides feedback in the development of strategies to alleviate operational issues and Ensures compliance within the area of responsibility
- Integrate and synthesize information from multiple sources in order to analyze complex data and results, anticipate issues and solve problems
- 11 Dec 2014
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