Risk & Compliance Specialist Resume Sample
Fabian Bergnaum
420 Lesch Locks,
Los Angeles,
CA
+1 (555) 617 6854
Work Experience
Risk & Compliance Specialist
05/2015
-
PRESENT
Houston, TX
- Leads highly complex project work with moderate to significant impact and frequently develops innovative solutions. Uses a variety of methods to train/engage team members and leaders throughout the business to ensure understanding of risk management and compliance principles
- Liases extensively with technical teams to communicate and prioritize compliance and operational assurance related matters
- Communicates the value of Compliance and Information Security within the team
- Executes a holistic approach to security and compliance across the organization
- Executes established compliance processes with IT and Information Security policies, standards, guidelines and relevant legal and regulatory requirements
- Assists in updating internal control matrices where necessary to support annual changing environments. Supports business partners where necessary in dealing with current and prospective clients
- Assists teammates in coordinating between internal control owners and external auditors, including kickoff meetings, interview requests, closing meetings, and evidence gathering
Security Risk & Compliance Specialist
07/2008
-
03/2015
Boston, MA
- Assists in internal customer audits which include scheduling, presentation of the Rackspace compliance portfolio, and overseeing the successful visit in conjunction with Account Managers
- Support the Compliance Managers in each Centre to ensure processes are defined, implemented and maintained, with appropriate control points, necessary in the Business to ensure a compliant posture
- Liaise with the Global GRaCO team to ensure documentation standards are current in the Centres and provide guidance when required
- Relevant security risk and compliance experience at a fast-paced technology company, Big Four public accounting firm, or equivalent
- Experience with SOX, SOC 1/2/3, ISO 27001, PCI-DSS, CSA STAR, HIPAA, FedRAMP/NIST 800-53 and other security based certifications, audits, or compliance standards
- Experience interpreting requirements from those standards and translating them into actionable implementations
- Strong understanding of internal control frameworks, control mappings, and scoping
- Familiar with a broad range of technical concepts relevant to cloud computing environments: logical access control, agile development process, secure coding principles, security architecture, information security, network security, and privacy
- Expertise in gap analysis, remediation, control design and risk assessments
Financial Risk & Compliance Specialist
02/2003
-
01/2008
Phoenix, AZ
- Strong project management and organizational skills - can drive your own projects to completion
- Great people skills and ability to work well in fast paced team environment with a wide range of technical and non-technical teams
- Excellent writing, communication, and organizational skills - strong attention to detail
- Passion to aim higher and develop new skills
- Enrich the business lines’ ability to manage complex compliance and regulatory requirements through the alignment of ISS GRC technology solutions implemented to the technology roadmap
- Coordinate and/or perform risk assessments and audit processes against a wide variety of security and privacy regulatory and compliance frameworks for several products
- Monitor compliance initiatives and control effectiveness
- Relevant experience with risk and compliance at fast-paced tech companies
- Measure and assure that controls are in place and managed properly to meet legal and regulatory compliance for the protection of all of Lennar’s information and physical assets
Education
Webber International University
1999 - 2003
Bachelor's Degree in Accounting
Professional Skills
- Considerable writing proficiency, oral presentation skills, problem solving and decision-making skills
- Experience in IS/IT and business experience, preferably audit or assessment or other relevant experience
- Excellent analytical skills to analyze and evaluate technical information
- Proven analytical capabilities; experience with large amounts of data and in developing audit reports, metrics, and reporting mechanisms
- Analytical skills with ability to work with multiple sources of data
- Experience building cross-functional partnerships and influencing stakeholders across the organization to act without having a direct reporting relationship
- Experience coordinating efforts between IT and external audit firms to assist in scheduling, resource planning, and remediation efforts
How to write Risk & Compliance Specialist Resume
Risk & Compliance Specialist role is responsible for travel, design, reporting, architecture, security, procurement, integration, training, finance, analytical.
To write great resume for risk & compliance specialist job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Risk & Compliance Specialist Resume
The section contact information is important in your risk & compliance specialist resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Risk & Compliance Specialist Resume
The section work experience is an essential part of your risk & compliance specialist resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous risk & compliance specialist responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular risk & compliance specialist position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Risk & Compliance Specialist resume experience can include:
- Experience working in a large-scale, complex, and fast-paced environment
- Building and sustaining collaborative relationships with Operating Company and
- Providing Training and awareness for IT staff in terms of IT Security Governance
- Communicating IT Controls to process owners; guiding Assurance team on appropriate application of standards and controls
- Communicating IT Controls to process owners; adhere to guidance from Operations team
- Maintaining a subset of infrastructure, application, telecom controls
Education on a Risk & Compliance Specialist Resume
Make sure to make education a priority on your risk & compliance specialist resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your risk & compliance specialist experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Risk & Compliance Specialist Resume
When listing skills on your risk & compliance specialist resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical risk & compliance specialist skills:
- Deal effectively with a wide range of vendors, service providers, and regulatory agencies
- Unifying IT control standards, processes documentation and evidence among IT and cybersecurity and appropriate BUs
- Solid understanding of performing a risk assessment and establishing a risk treatment plan,
- Preferably experience developing and submitting IS audit and compliance reports
- Strong knowledge of application and system vulnerabilities and exposures. Knowledge of basic system, network, and operating system hardening techniques
- Experience managing HR projects and developing HR policies
List of Typical Experience For a Risk & Compliance Specialist Resume
1
Experience For Security Risk & Compliance Specialist Resume
- Supporting Assurance Team
- Actively participates in team initiatives and meetings by preparing, making contributions and following through on agreements
- Identifies, clarifies, resolves, and initiates solutions to security problems that involve analysis of inadequate or conflicting data
- Oversee the M&A process as it relates to IT Security Risks/Compliance requirements
- Evaluate business processes and IT technology, identify security risks, process gaps, and evaluate IT controls
2
Experience For HR Risk & Compliance Specialist Resume
- Sound knowledge of industry regulations and compliance requirements
- Partners with team members to ensure documented business requirements are developed and implemented with the necessary Archer configurations to support the processes and procedures as they relate to the applications in place
- Partner with team members to develop a 24 - 36 month roadmap of the eGRC platform
- Provide ongoing operations and maintenance of the RSA Archer eGRC platform supporting various GRC processes in the areas of information security, incidents, policy, compliance, and risk management
- Becoming a subject matter expert in the application of PCI DSS controls at US Bancorp and provide guidance and expertise to projects or systems that are seeking to be compliant
- Assist in coordinating some work assignments of lower level team members within the group. Contributes to the creation of a climate in which people want to do their best
3
Experience For Financial Risk & Compliance Specialist Resume
- Develop and present documents and reports clearly, concisely, and effectively
- Adjust and translate delivery style to fit the audience
- Produces status reports with minimal guidance from higher level team members
- Maintains an awareness of time constraints for work activities; makes appropriate adjustments when needed
- Cinema for IBMers
List of Typical Skills For a Risk & Compliance Specialist Resume
1
Skills For Security Risk & Compliance Specialist Resume
- Oversee the completion of test sample selections and evidence gathering
- Experience with policy and control development as it relates to meeting compliance requirements from relevant regulations such as SOX, FFIEC, PCI and others
- Strong knowledge of Information Assurance (IA) principles and tenets (confidentiality, integrity, availability, authentication, non-repudiation)
- Experience with California wage and hour topics
- Experience in a California HR or employee relations role
- HR experience at a large employer
- 2 – 4 Years risk management, compliance, audit, or related experience (Required)
- 1-2 Experience with SOC 2 (required)
- Strong knowledge of application and system vulnerabilities and exposures
2
Skills For HR Risk & Compliance Specialist Resume
- Excellent knowledge of Information Assurance (IA) principles and tenets (confidentiality, integrity, availability, authentication, non-repudiation)
- Knowledge and experience with PCI DSS
- Professional experience in corporate environment
- 2) Risk and Compliance experience- specifically security risk(35% of the job)
- Collaborating with Operations and Resilience teams to escalate concerns, maintain metrics
- Understanding of Operational Risk Management and its implementation in practice or interest to develop expertise in this area
- Through regular interlocks, drive remediation of testing defects using issue management tools
- Draft written narratives and prepare other supporting documentation such as manager and employee communications, FAQs, and standard operating processes
- High flexibility, including willingness to travel up to 10% of working time
3
Skills For Financial Risk & Compliance Specialist Resume
- Coordinate Review Planning with NE Management & Global IS Team
- Perform data collection, analysis and reporting
- Implement, plan the transition and support of piloting the new Risk & Controls Taxonomies
- Define a MSAC (Management Self Assessment of Controls) Compliance testing schedule
- Approve the scope of the compliance testing
- Chair regular interlocks with the Centres to drive completion of Compliance testing as per the deadlines
- Evaluate processes to determine adequacy of IT controls, compliance with policies and procedures, and comparison to leading practices
- Prepare comprehensive written and oral reports detailing the results of the security risk assessment
- Advanced knowledge of risk assessment/auditing processes and procedures
4
Skills For Information Security Risk & Compliance Specialist Resume
- Support compliance related projects
- Coordinate with Audit Team in charge, for ROI Assessment execution
- Experience developing frameworks and processes to drive a risk-based approach incorporating standard frameworks such as COBIT, ITIL, ISO and NIST into an enterprise compliance management process
- Capable of establishing and maintaining an effective program structure that emphasizes the coordination of resources across projects, managing deliverables between projects and the overall costs and risks of the compliance program
- Experience with the development of formal written reports to communicate audit results and recommendations to management and business stakeholders
5
Skills For Senior Security Risk & Compliance Specialist Resume
- Follow-up on any IT Security weaknesses identified and put in place effective measures to safeguard the bank’s IT resources, information and reputation
- Maintain Information Security Risk Management and Compliance data repositories
- Coordinates all annual and ad hoc HR related government reporting, including AAP’s, EEO-1’s and VETS100 processes. Serves as administrator for HR’s affirmative action software
- Ownership of compliance/risk-related processes throughout IT and cyber security
- Involvement in development and support of mitigations and remediation, new processes, new policies, new controls
- Business Unit management, and with external partners, suppliers and vendors
- Ownership of Audit Management; close alignment with ENC and Regulatory Services
- Design, implementation, and ownership of Records Management Program
- Design, implementation, and ownership of IT Control Framework
6
Skills For IS Ocio Risk & Compliance Specialist Resume
- Knowledge of network communication protocols and directory services. Knowledge of network security architecture and risks associated
- Strong knowledge of security policies and practices, including ISO 27001 and Payment Card Industry (PCI). Ability to work independently on tasks and take ownership of projects
- Certified Compliance & Ethics Professional (CCEP) Certified Anti-Money Laundering Specialist (CAMS) Certified Information Security Systems Professional (CISSP)
- Travel (to California) up to 25% of the time
- Work in an ambiguous environment and drive forward results
- Problem solver, able to troubleshoot issues independently or escalate when necessary; sense of accountability and sound professional judgment
- Certified Compliance & Ethics Professional (CCEP)
7
Skills For Quality, Risk & Compliance Specialist Resume
- Aptitude to develop and maintain internal and external business relationships and to leverage those relationships in pursuit of goals and responsibilities
- Knowledge of network communication protocols and directory services
- Proven ability to adapt to a fast growing and constantly changing environment Excellent verbal and written communication skills Excellent analytical and decision-making skills
- In a service provider environment
- Perform analytical reviews and assessment of risk and control information
- Liaise with Bank staff to propose and coordinate quality improvement activities
- Capture and document of Risk & Control Taxonomy requirements
- Manage relations with stakeholders
8
Skills For Senior HR Risk & Compliance Specialist Resume
- Develop and manage the Lennar’s third party risk and compliance management process
- Consult with global legal, immigration, trade, and HR policy, process, and system owners to ensure that sound protocols are in place to mitigate right-to-work, work authorization, and deemed export related risks
- Develop deep knowledge of the right-to-work, work authorization, and deemed export processes and solutions utilized by Amazon, consult on the development of business requirements for new system implementations and enhancements
- Consult with employment legal and HR policy, process, and system owners
- Develop deep knowledge of California pay, time and attendance processes and solutions
9
Skills For GTS Risk & Compliance Specialist Resume
- Consult on the development of business requirements for new system implementations and enhancements
- Respond clearly and precisely to questions about compliance obligations and solutions
- Coordinate and/or perform risk assessments
- Improve and implement controls and processes for internal systems and the Unity services based on Unity’s Common Security Framework
- Assist the legal team and procurement in the vendor review process
- Acts as liaison for internal management, external auditors and internal audit
- Evaluates and recommends controls to mitigate identified security risks to acceptable levels based on HUB’s defined risk appetite
- Perform specific audit procedures, tests and analyses, including those that support the Company's requirements regarding HIPAA/PCI compliance, Service Organization Control 1 and Service Organization Control 2 audits
- Assist in all Data Classification efforts
10
Skills For Archer Risk & Compliance Specialist Resume
- Identify, assess and evaluate security risk to enable the execution of HUB’s IT Security Risk Management strategy
- Monitor the information security risk management process
- Assist management in the development of an IT Security Risk Assessment Program for the testing of IT controls across various platforms and application environments
- Support the PMO team on new IT projects, to ensure new systems are aligned with the organization’s policies, processes and appropriate IT security controls
- Experience with Cobit, ISO:27001, SOC-1, SOC-2, PCI standards is required
- Continuously validates the organization against additional mandates, as developed, to ensure full compliance
- Conducts periodic Risk Assessments (e.g., PCI, HIPAA) throughout the IT organization
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