Prime Finance Resume Sample
Rico Klocko
115 Matteo Orchard,
Dallas,
TX
+1 (555) 536 9429
Work Experience
Risk Manager Prime Finance
03/2018
-
PRESENT
Dallas, TX
- Deliver Stock Loan transformation of Front-office order/pricing tools, trade processing and exposure management to a global platform
- Deliver booking model and profit & loss methodology improvements to deliver transparent desk and region wise consistent transparency
- Manage global stakeholder forum to contribute towards product build-out – strong partnerships and communication forums
- Deliver a roadmap for the future of the PB platform to plug gaps then turn us into an industry leader, validated internally and socialized with external clients where appropriate. Includes all client-facing tools and internal processes to improve STP
- Create and execute plan to streamline the client onboarding & relationship management functions
- Fold Fixed Income PB and International PB platforms into the Equities PB platform. One solution for one problem
- Manage global stakeholder forum to contribute towards product build-out – strong partnersihips and communication forums
Prime Finance
08/2014
-
10/2017
Philadelphia, PA
- Deliver a roadmap for the future of the Prime Margin & Risk platform to plug gaps then turn us into an industry leader, validated internally and socialized with external clients where appropriate. Includes all client-facing tools and internal tooling
- Create and execute plan to allow our new margin platform to run real-time in addition to the current batch processes
- Understanding basic requirements from business and delivering projects with higher efficiency
- Third line support of the platform
- Applying Prime financial product knowledge to the full development lifecycle
- Improve availability and effectiveness of business metrics, key performance measurements, and develop increasingly useful analytical tools for the management team
- Lead operating efficiency analyses to optimize returns, improve margins
- Coordinate formation of business strategy for the management team including forecasting of financials and documenting the business plan
- Develop and utilize risk management tools for the measurement, monitoring and management of clients’ exposure. Perform standard daily and weekly analysis as well as customized risk analysis. Communicate key findings to senior management
CIB F&BM Americas Prime Finance
05/2008
-
06/2014
New York, NY
- Business is in a strong growth phase giving opportunity to expand the role as the business grows
- Learn about new products that are being added to Clearing
- Build solid market/credit Risk experience as we use cutting-edge risk models and techniques
- Displays insight and ability in identifying issues and helps to develop successful solutions
- Enthusiastic with the ability to ‘see past’ mundane and repetitive tasks
- Liaise with global teams to work through issues and inquires
- Develop short and long-term strategy for the business to achieve revenue growth targets, ensuring an expansion of market share and a broadening of the product solutions in line with organizational objectives
- Create a cohesive team across Prime and Delta 1 that is coordinated and focused on building an integrated product offering that maintains a client centric approach
- Increase regional interactions and communication between regions
Education
Southwest Minnesota State University
2003 - 2008
Bachelor's Degree in Finance
Professional Skills
- Good communication skills – both written and verbal; the ability and confidence to liaise with client and front office
- Advanced Excel/VBA skills to develop spreadsheet solutions for the business
- At least seven years of relevant experience in Prime Finance or transitions experience in a related product
- At least three years of relevant experience in Prime Finance or transitions experience in a related product
- Demonstrated ability to prioritize, multi-task and work within tight and changeable timeframes
- Attention to detail; clear and concise communication skills
- Experience in processing structured derivative products
How to write Prime Finance Resume
Prime Finance role is responsible for architecture, events, equities, trading, integration, credit, finance, microsoft, excel, accounting.
To write great resume for prime finance job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Prime Finance Resume
The section contact information is important in your prime finance resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Prime Finance Resume
The section work experience is an essential part of your prime finance resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous prime finance responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular prime finance position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Prime Finance resume experience can include:
- Coordinate with the other areas in Investor Services and Capital Markets to create a strong integration across businesses while delivering harmonized products to clients
- Derivative product knowledge or financial control experience
- Liaising with other areas internal and external of Finance to ensure consistent adherence to policies and procedures
- Strong skill with system architecture and information management, and with all Microsoft Office Products, external market data services, emphasis on Excel as a functional analytical tool
- Exceptional Client Service, customer focused with ability to represent the firm and build long standing client relationships
- Daily review of the trading desk’s exposures and stress results
Education on a Prime Finance Resume
Make sure to make education a priority on your prime finance resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your prime finance experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Prime Finance Resume
When listing skills on your prime finance resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical prime finance skills:
- Strong understanding of Prime Brokerage (Fixed Income and Equities PB)
- Working knowledge of Market data provider systems (Reuters/Bloomberg) relevant to the role
- Basic knowledge of equity financing
- Knowledge of Asset Servicing functions incl Corporate Actions
- Knowledge of OTC equity derivatives products or Prime Services/Stock Lending
- Able to follow pre-established desk procedures around risk, pricing, PnL and execution
List of Typical Experience For a Prime Finance Resume
1
Experience For CIB Equities Prime Finance Resume
- Assist in pricing trades and execution of orders from clients and internal trading desks
- Assist in managing book inventory and maximize financing revenue
- Coordinate with Marketing and MO for EOD booking of trades on a daily basis
- Assist in running and investigating daily PnL in coordination with MO/IT
- Perform delta risk-check and hedge tracking on a daily basis
- Develop excel solutions to automate desk procedures for pricing and inventory management
- Update and maintain custom baskets for corporate actions
2
Experience For Amer Prime Finance Client Operations Analyst Resume
- Respond to Middle Office emails (T+1 trade inquiries, corporate actions, etc)
- Check all indices/ETFs/baskets for corporate actions/rebalances daily
- Save and send daily PnL summaries
List of Typical Skills For a Prime Finance Resume
1
Skills For CIB Equities Prime Finance Resume
- Enthusiasm to develop their knowledge and understanding of the product and processes
- Communicate internally with Marketing and service teams (Middle Office, IT, SBL)
- Thorough working knowledge of products and tradeflows; as well as the ability to effect change to deliver client-specific requirements
- Responsible for start & end of day process’s ensuring positions are properly reported and reconciled
- Understand & document root cause through demonstration of pain points using metrics and analysis
2
Skills For Amer Prime Finance Client Operations Analyst Resume
- Act as a single point of contact for the client while facing-off internally across multiple business lines and different support groups
- Accountable for delivering fully operational accounts in a timely manner
- Detail-oriented, extremely diligent about risk and PnL
- Knowledge of Portfolio, Total Return and Price Return Swap
- Knowledge of the international securities market
- Knowledge of derivative trade process flows from booking to settlement, the roles groups take on and how the different groups involved interact to process the business
- Work efficiently as an individual – Good organizational skills with the ability to prioritize and efficiently organize own work, whilst working under pressure
- Act as an extension of Citi’s values and culture
3
Skills For CIB F&BM Americas Prime Finance Resume
- The confidence to work as a vital part of a global team
- Attention to detail and aptitude to learn the business
- Provide accurate responses/feedback on day to day activities, with complete transparency
- Inquisitive and investigative; able to follow through on all aspects of complicated workflows
- Hands-on approach with the various internal partner groups; as well as the confidence to escalate issues when required
4
Skills For CIB Market Risk Coverage Prime Finance Resume
- Counterparty credit risk and contingent market risk taken with by the Prime Finance business needs to be properly measured and controlled within the context of the firm’s risk appetite
- Ensure the delivery of first class service by the PB Middle Office /Operations and that Client’s operational relationship is built and maintained in a scalable manner
- Provide timely & accurate service to both internal and external clients
- Client advocate, build an understanding of the client’s organisational structure, needs and strategy; use that knowledge to ensure effective representation of their business and develop a long term partnership
- Operational Excellence - Exemplify high standards of performance, ability to execute with skill, urgency and discipline; strive for the best internal governance and controls
5
Skills For AVP, Prime Finance RAD Developer Resume
- Strong organisation skills, able to work independently on projects and Client accounts
- Thrive in the Team Environment, focus on been part of a team whilst still been a strong individual contributor
- Self-Starter, naturally proactive continually look to expand knowledge of the firm, self generate challenging objectives and leverage their own skill set to realize these goals
- Analytical, ability to manipulate data logically, assimilate and draw conclusions
- Commercially astute, entrepreneurial and able to generate leads and follow through
- A great opportunity for the correctly motivated individual to be part of a critical business in the Markets division
6
Skills For Prime Finance Business Control Analyst Resume
- Monitor and analyze market trends and movements, relate them to the desk’s activities, be vocal and share those observations and opinions with the global team
- Manage exposures within the desk’s limit structure
- Series 7 & 63 Certification
- AMER Prime Finance Client Operations Analyst - Global Markets # 097662Ensure client queries are addressed timely
- Participation in Book of work and strategic program
7
Skills For Cib-prime Finance Resume
- Ensure that client requirements and sales mandate are delivered with a sense of urgency; as well as adherence to controls and the regulatory framework
- Liaise with third-parties involved in the transition process such as client vendors, ECN's, Fund Administrators and other authorized interests
- End-to-end project management accountable to both the client and business owners
- Identify potential differences between current JPM offering and client requirements from the onset of on-boarding, and work with client and internal partners to solve
- Coordination across JPMorgan teams globally throughout the transition process
8
Skills For Cib-prime Finance Collateral Management Trader Resume
- Building strong relationships with Sales and Trading, Client Solutions, Credit, Risk, Legal, Client Service and Technology teams in order to facilitate client timelines
- Ensuring the legal negotiations progress in a timely and efficient manner
- Serve as initial point of escalation for internal support teams
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