Investment Risk Resume Sample

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Adell Littel
394 Botsford Forks,  Chicago, IL
+1 (555) 130 2885

Work Experience

Manager, Investment Risk
06/2016 - PRESENT
Los Angeles, CA
  • Deploying the Firm’s excess liquidity
  • Managing the Firm’s funding and liabilities
  • Managing the Firm’s structural interest rate and foreign exchange risk
  • Managing the Firm’s liquidity risk and its regulatory compliance
  • Understanding of ex-ante risk statistics such as daily VaR. Understand Monte Carlo and Parametric methods, back testing and stress testing. Understand ex-post risk statistics such as tracking errors, sharpe ratios, alpha, beta, volatility etc
  • Strong Operational Risk awareness
  • Work with fund managers to understand their investment process and how they define risk. Provide analytics and advice on risk budgeting, risk decomposition and performance attribution analytics to ensure that a robust investment risk framework is consistently applied in developing and managing investment products
  • Help fund managers tailor exposure and optimize risk/reward
  • Implement appropriate measures to identify, define, measure and communicate investment risks in funds and subadvisers
RQA Investment Risk
04/2012 - 12/2015
Dallas, TX
  • Excellent analytical and problem-solving skills; inquisitive nature and comfortable challenging practices/status quo
  • Contribute to the development of GAM’s reputation for investment excellence through the development of thought leadership content and means to demonstrate capabilities to external audiences
  • The Associate primarily supports the US Wealth Management business with offices throughout the United States, with periodic travel to Canada. Travel is required
  • Work with Investment Risk Research team to standardize Risk’s investment governance framework globally
  • Coordinate Investment Risk’s responses to regulatory and audit requests in EMEA
  • At least five years of experience specializing in Fixed Income instruments (bonds, swaps, repo, options, FX options, structured products, etc), investment strategies, and risk methodologies
  • Perform deep dive analysis on Fixed Income products and Fixed Income portfolio risk positions
  • Relevant working experience of at least six to eight years as an investment or portfolio risk manager
  • Excellent communication skills with the ability to articulate complex issues
Investment Risk Assistant
10/2008 - 11/2011
Chicago, IL
  • Measure and communicate the performance impact of past risks by effectively using performance attribution information
  • Lead investment risk discussions within the Investment Division and the Board of Directors leveraging based on in-depth knowledge of risks
  • Build relationships with key internal fund managers to ensure investment risk is considered at each step of the investment process
  • Continuously evaluate risk and performance attribution systems, technologies and methods with a goal of continuously enhancing the investment risk capabilities
  • Oversee other risk professionals
  • Propose topics and provide analysis with a goal of creating thought leadership research papers that can raise the profile of the Vantagepoint Funds and the Investment Division
  • Build strong internal relationships within Advisory and other service lines


Norwich University
2003 - 2007
Master's Degree in Mathematics

Professional Skills

  • Relationship management skills - ability to manage key relationships and act independently with good people management skills
  • Excellent written and verbal communication skills - able to interact on highly technical subjects with Executives, Senior Management and non-technical people
  • Work well independently and collaboratively as part of a team Strong all round PC skills
  • Robust quantitative skills along with demonstrated analytical ability
  • Solid coding skills in R, Python, etc
  • Provide focus and clarity in establishing goals, driving performance, supporting career development and rewarding strong performance
  • This role operates in a normal office environment with little exposure to adverse working conditions. Light lifting is required

How to write Investment Risk Resume

Investment Risk role is responsible for investment, securities, modeling, organization, quantitative, research, finance, credit, integration, database.
To write great resume for investment risk job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Investment Risk Resume

The section contact information is important in your investment risk resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Investment Risk Resume

The section work experience is an essential part of your investment risk resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous investment risk responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular investment risk position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions.

Representative Investment Risk resume experience can include:

  • With the breadth of the Risk Team’s remit and the limited resources available, the role requires strong organization and influencing skills
  • Work alongside other IRP service managers to ensure effective transversal coverage is on place across all clients
  • Experience in the investment management industry
  • Understanding the factors impacting the Fundamental Active Equity portfolios and managing those risks
  • Preparing transaction credit rating summaries, credit risk monitoring reports and other analyses
  • Maintaining and updating Internal Risk Rating System with above (ratings, summaries, etc)

Education on an Investment Risk Resume

Make sure to make education a priority on your investment risk resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your investment risk experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school

These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Investment Risk Resume

When listing skills on your investment risk resume, remember always to be honest about your level of ability. Include the Skills section after experience.

Present the most important skills in your resume, there's a list of typical investment risk skills:

  • Financial services business experience (5+ years) - a strong background in insurance finance, ALM and corporate investments is an advantage
  • We are seeking a seasoned Infrastructure Equity professional and risk manager, preferably with 5+ years of experience managing risk Infrastructure portfolios
  • Ideally, experience of working
  • Good sense of broad risk issues affecting the Fixed Income market
  • Build strong working relationships across various functional areas, professions, and management levels
  • Experience of documenting investment processes including risk assessment and process flows

List of Typical Experience For an Investment Risk Resume


Experience For Manager, Investment Risk Resume

  • Communicating results to key internal stakeholders, including the Investment Departments, Total Portfolio Management and Finance
  • Assist, as needed, in ad-hoc projects for enhancing existing risk assessment frameworks for oversight of private and other assets
  • Assessment and documentation of counterparty credit worthiness for prospective and existing counterparties using quantitative as well as qualitative methods
  • Own IPB U.S.’s relationship with its brokerage platform provider (Pershing) for risk-related functionality and interface
  • Help portfolio managers by assisting with quantitative techniques for portfolio construction and alpha generation
  • Assist in creating investment risk analyses and reports for portfolio managers and senior management of RQA
  • Perform risk analyses on the firm’s Equity investment products and review results with portfolio managers and front office management
  • Maintain and improve the Investment Risk team’s interactions with other functions within Columbia Threadneedle, including but not limited to: Product Development, Legal, Compliance and Sales/Marketing

Experience For IPB Head of Investment Risk Resume

  • Review manager research, onboarding recommendations and rating actions from GWM’s due diligence teams
  • Ensure IPB U.S. complies with Citi’s Retails Distribution of Investment Products and Services Policy and Standards
  • Command of bank and brokerage compliance and controls as well as security policies and procedures to protect our customers’ assets
  • Ensuring the effectiveness of GI's issue management, including identification of root causes and appropriate design of solutions, timely capture in the QBE’s ERM system and active monitoring, escalation and reporting
  • Assign internal risk ratings for exposures generated within CPPIB, specifically Issuer/ Instrument ratings for corporate debt investments and risk ratings for equity investments. This includes
  • Assigning internal risk ratings for direct exposures generated within CPPIB, specifically Issuer/ Instrument ratings for corporate debt investments and risk ratings for equity investments. This includes
  • Assigning credit/ equity ratings through internal committee process using fundamental analysis and internal scorecards

Experience For Director, Investment Risk Compliance Resume

  • Monitoring existing portfolio and initiating appropriate changes to risk assessment, including liaising with deal team to obtain recent financial results, updating scorecards and obtaining updated relevant risk ratings, and analyzing variance with existing/ original rating
  • Translating assigned ratings into book-of-record risk measures within proprietary in-house Long-Term Risk model
  • Maintain knowledge of key industry, credit and broad market developments to build linkages that help identify drivers of changes to risk of existing investments
  • Develop knowledge of HY credit markets, HG/HY liquid traded credit market trends and credit portfolio risk management tools
  • Work with Investment Risk (Reporting) colleagues to enhance suite of reports by providing value-added commentary around private assets and tying in to total portfolio
  • The principal responsibilities of the Index Risk Manager
  • Prepare materials for and participate in meetings between RQA and portfolio managers to discuss risk and performance of client portfolios
  • Work with other RQA team members to conduct quantitative research on global investment markets and impact on client portfolios

Experience For Active Equity Investment Risk-VP Resume

  • Enhance processes and risk analyses to better align risk policies and methodologies with the client’s objectives
  • Develop proprietary techniques for risk and performance measurement and collaborate with portfolio managers and technology to implement them
  • Identification of direct and contingent credit/counterparty risks and exposures arising from Clients’ and/or BlackRock’s investment activities and operational processes
  • Measuring and monitoring individual investment portfolios’ exposures to respective counterparty entities and groups, broken out by the various transaction and asset types
  • Interaction/coordination with BlackRock’s Credit Research Group, and functional groups including Legal, Compliance, Global Client Group and Operational teams
  • Processing operating events. Responsible for investigating and documenting key information on operating events and working with the business to take corrective action,
  • Facilitating risk and control self-assessments with the business. Provide independent and consultative risk management services to the business on a range of key projects including risk identification and evaluation of corresponding controls
  • Raising risk and control issues and actions with the business to improve processes and procedures
  • Apply quantitative techniques to real-world problems including analyzing portfolio risk taking and understanding financial markets

Experience For Director, Investment Risk Resume

  • Support business development by representing the strength of risk management at BLK, including in meetings with existing and potential clients
  • Work with accounting, compliance and operations to ensure the Derivative Usage Plans are being adhered to
  • Support the Asset Management business in developing new tools to increase asset accumulation and portfolio returns and maintain existing tools when needed
  • Act as the main London based client relationship contact on performance, attribution, ex-ante risk, investment reporting and Solvency II for a key client
  • Take overall responsibility for the quality and accuracy of services delivered tracking via agreed KPIs
  • Work with the insurance product groups to help develop new products and design hedging strategies to manage the risk
  • Apply concepts of portfolio construction, stress testing, risk and performance attribution, and liquidity analysis

Experience For Senior Investment Risk Business Analyst Resume

  • An industry certification from GARP or similar organization (or interest in pursuing such certification)
  • Develop and expand scenario analyses and stress tests to assess the impact of changing market conditions on Infrastructure investments in the US, EMEA and Asia
  • Advise on and monitor all currency or power price hedging strategies
  • Support integration of risk management analyses and tools into portfolio decision making; and
  • Oversee all client related production based in Chennai
  • Take management oversight responsibility for methodology changes (hierarchies, asset mappings, corporate action treatments) and operating model changes. Communicate policy to local and Chennai based analysts and manage dialogue with the client
  • Oversee all client related production based in Chennai and London

Experience For RQA Investment Risk Resume

  • Act as the lead contact and escalation point in the event of urgent or unresolved queries
  • Meet regularly with the client to ensure the service delivery is of a high standard
  • Management oversight of offshore team and small team in London
  • Work on projects that directly enhance Net Interest Income. Internally generate Quantitative Team ideas as well as review and analyze external offering to determine attractive risk and reward trade-offs
  • Manage relationships between CUNA and 3rd party sub-advisors, report on performance and risk
  • Research and support the General Account asset allocation process and any asset liability issues and projects as needed

Experience For Investment Risk & Performance Service Delivery Manager Resume

  • Work on derivative related research and other ad-hoc investment projects
  • An ability to explain complex ideas in simple but impactful terms in order to influence portfolio construction decisions
  • Knowledge of platforms such as Factset, Bloomberg
  • Teamwork, collegiality, respect
  • Transparency and candidness

List of Typical Skills For an Investment Risk Resume


Skills For Manager, Investment Risk Resume

  • Strong ethical compass, demonstrable integrity and a commitment to doing the right thing
  • Proven track record in risk management and compliance reporting
  • Proficient in written and spoken English and Chinese. Good in spoken Putonghua
  • Financial Services experience
  • Putting clients interest first
  • Review, analyse and enhance current risk tools by evaluating the robustness of the risk models, recommending improvements and overseeing the implementation
  • Conduct Data Management including Data cleansing
  • Works closely with the investment departments through daily risk monitoring and presenting detailed risk analysis regularly,

Skills For IPB Head of Investment Risk Resume

  • Escalation – ensures problems have appropriate prominence and urgency - ‘See something, say something’ mindset
  • Integrates IR early into the investment/transaction decision process, identifying risk management concerns and enable appropriate risk measurement
  • Ensure that employees understand RBC vision, as well as support and reinforce targeted behaviors that contribute to RBC goals
  • Ensure that risk systems meet the standard requirements to satisfy expectation for reportable metrics, data coverage and quality, and regulatory requirements
  • Run regular risk analysis and reports; make them available to the local risk teams

Skills For Director, Investment Risk Compliance Resume

  • Meet the requirements of key stakeholders including local risk teams through complete and regular reporting of risk metrics and the active assessment of evolving risk exposures
  • Incorporate new products into existing Risk processes
  • Respond to requests from key stakeholders (Business teams, Fund boards, Global risk, Audit)
  • Derive increased front office risk awareness through regular challenge and analytical assessment
  • Understands and analyzes complex and sophisticated investment strategies, challenging investment thesis and risk/reward assumptions and contributing to solutions that mitigate undesired risks
  • Presents risk analysis to senior management and committees, respond to risk inquiries
  • Advises core risk teams (quantitative analysis, credit risk, policy and risk measurement & reporting) regarding risk issues arising from investment departments including operational issues
  • Works with Enterprise Risk, TPM and other groups within FAR to develop and execute risk policies in support of CPPIB’s investment strategy
  • Professional/financial designations (FCIA, CFA, CA, or equivalent)

Skills For Active Equity Investment Risk-VP Resume

  • Theoretical and practical knowledge of typical asset classes on an insurance company’s balance sheet
  • Detailed knowledge of insurance company financial management
  • Responsible for assessing investment risk needs at the portfolio and strategy level for newly proposed security instruments including but not limited to; credit derivatives, commodities, real assets, private investments, and alternative investments
  • Review and analyze existing investment risk policies and procedures and recommend/develop new policies and procedures as required
  • Communicate and work with investment management and compliance on educating them on investment risk results and provide oversight in ensuring that risk limits are monitored and escalation processes exist
  • Very strong personal and professional integrity given BlackRock’s focus as a fiduciary for client assets
  • Provide thought leadership on industry best practices as it relates to risk analysis and reporting

Skills For Director, Investment Risk Resume

  • Development of portfolio risk budgets and investment guidelines
  • Build risk management as resource into portfolio management and asset allocation decisions / strategies
  • Thought leadership and innovation
  • Basic product knowledge and quantitative skills with broad range of asset classes (Fixed Income, Equity, FX, Volatility, Commodities, and Derivatives including Futures, Options, Rate Swaps, CDS and CDX) and investment strategies (Stat Arbitrage, Merger Arbitrage, Global Macro, L/S Equity, Credit, Real Estate, etc.)
  • Foundational knowledge of market risk methodologies such as VaR, stress and sensitivities
  • Proficiency in Excel and Microsoft Suite of applications
  • Recent graduate or 1-2 years’ work experience in investment management field, with knowledge of environmental, social and governance topics and a general understanding of portfolio management and construction process
  • Sell important ideas and influence outcomes is critical

Skills For Senior Investment Risk Business Analyst Resume

  • Work across multiple functions, geographies and stakeholders with professional maturity and sound judgment
  • High level of self-motivation and highly organized and able to adhere to tight deadlines
  • Monitors market and liquidity risk and implements risk management systems and processes to minimize any risk to the market
  • Researches and evaluates market and liquidity risk best practices for the investments organization and other related business activities; monitors risk management policies, methodologies, procedures, limits, and guidelines
  • Develops technology-based tools and performs data analysis to monitor, measure, and manage market and derivatives risks
  • Implements monitoring to ensure market and liquidity risk is within market and derivatives risk thresholds, limits, and constraints. Works with other departments to explain market and derivatives risk management policies and processes
  • Develops action plans to resolve issues and re-designs processes to better manage, measure, and monitor market and derivatives risks
  • Exceptional personal and professional integrity given BlackRock’s role as a fiduciary for client assets
  • Ensure that PBUS’s market and investment risk metrics and analyses are fit for purpose and meet business and regulatory requirements

Skills For RQA Investment Risk Resume

  • Ensure that PBUS’s counterparty credit risk metrics are fit for purpose and meet business and regulatory requirements
  • Manage and assess the impact of Regulatory Changes on the PBUS Risk Function. This includes representing the PBUS Risk team at relevant project working groups in relation to regulatory/governance changes
  • Develop, implement and maintain best practice methodologies and processes for evaluating wide variety of asset classes and/or portfolio asset allocation strategies
  • Work collaboratively with colleagues in PBUS and AMUS Risk, Regulatory and Fiduciary Compliance, Operational Risk and Credit Risk to create a virtual team of investment risk excellence
  • Support the PB Chief Risk Officer by ensuring all functional documentation is up to date and reviewed

Skills For Investment Risk & Performance Service Delivery Manager Resume

  • Advise business management and the BRCM function to ensure that appropriate compliance programs, policies, procedures, and other controls are in place and operating effectively and satisfy supervisory obligations, including the review of Compliance risk assessments and BRCM monitoring plans and results
  • Management of risk is an integral part of the role
  • Be aware of the Operational Risk, primarily Business Regulatory Risk associated with the business. Monitor in accordance with the Principal Accountabilities set out above
  • Develop the marketing and thought leadership strategy to continue to position Northern Trust’s image as a leading provider of Risk and Performance measurement solutions
  • Ensure appropriate improvement in profitability by driving the various levels of contribution\
  • Maintain independent but value-added relationships with the senior executives in BlackRock’s Infrastructure businesses

Skills For WM Product & Investment Risk-associate Resume

  • Provide independent oversight of the Infrastructure business’ investment processes and portfolios
  • Evaluate the financial integrity of pooled vehicles relative to investors’ needs for liquidity and the fund’s assets
  • Conduct credit analysis of off takers in power purchase agreements
  • Monitor the quality of operational partners in construction projects
  • As required, report on the risks in Infrastructure portfolios to senior business management, the CRO and the firm’s Corporate Risk Management Committee (CRMC) and Board of Directors’ Risk Committee
  • Participate in all Investment Committees for Infrastructure investments and review proposed new investments (acquisitions, dispositions, portfolio allocations, and refinancings) and ensure are risks are prudently identified and considered
  • Interact with regulators across regions on risk management aspects of the Infrastructure business
  • Assume a partnership role with Infrastructure businesses to assist with effective management of market, project, property, regulatory and reputational risks associated with investments
  • Develop analytical and quantitative tools (in partnership with BlackRock’s Financial Modeling Group) to measure risk in Infrastructure portfolios along multiple parameters

Skills For Asset Management Investment Risk Oversight Analyst Resume

  • Collaborating with software developers to integrate models into BlackRock’s proprietary risk management, optimization and portfolio construction tools
  • Helping Regulatory Risk and Investment Oversight teams to execute BlackRock’s regulatory obligations
  • Reporting and analyzing operational risk data across business for senior level audiences
  • Monitoring aggregate levels of exposures across all of BlackRock’s clients’ portfolios - by counterparty, product, and tenor
  • Protecting BlackRock’s reputation

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