Financial Services Risk Management Resume Sample

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Noelia Aufderhar
95749 Fisher Key,  Dallas, TX
+1 (555) 938 6933

Work Experience

AML Director Financial Services Risk Management
02/2017 - PRESENT
Los Angeles, CA
  • Experience and strong interest in economic analysis / financial data analysis / actuarial calculations
  • Very good command of spoken and written English in addition to fluent Hungarian
  • Knowledge & experience programming in SQL and statistical software packages like SAS, S, R, SSPS
  • Outstanding analytical and structured thinking
  • Knowledge of quantitative methods, statistics
  • Orientation on financial market
  • Consist of exposure within the Financial Services industry specialist, in Banking & Capital Markets, Wealth & Asset Management
  • Knowledge of programing language, test cases, SDLC, software development in Murex or Avaloq
  • Strong stakeholder management skills - able to quickly establish personal credibility and communicate with internal clients, IT department, Operations in banking industry
Financial Services Risk Management
11/2012 - 01/2017
Dallas, TX
  • Experience of Front Office treat lifecycles with validation and control of the middle office to back-office
  • Excellent command of written and spoken English and Cantonese. Mandarin is an advantage
  • Technical skills in multiple areas relevant to banking and capital markets including ability to support ‘mock exam’ reviews, policy development and drafting etc
  • Support ‘mock exam’ reviews, policy development and drafting etc
  • Guidance on structuring approaches to emerging regulatory compliance or regulatory exam findings
  • Technical skills in on or more of the following areas relevant to consumer, private banking or private wealth management compliance
  • Conduct risk management advice, remediation and transformation
Analyst Financial Services & Risk Management
06/2010 - 10/2012
Houston, TX
  • Risk culture assessment and change programs
  • Regulation and compliance advisory
  • Financial crimes, AML and sanctions advisory
  • Specialist risk support for delivery of advisory, internal and external audit services
  • Strong educational background from a top institution, quantitative / finance / economics / actuarial program
  • Relevant experience in any of the following areas
  • Professional certifications (FRM, CFA) would be an advantage


Wittenberg University
2004 - 2009
Bachelor's Degree in Economics

Professional Skills

  • Demonstrated knowledge of credit and/or market risk measurement and management
  • Understanding of querying databases using SQL (including stored procedures)
  • Bloomberg, Moody’s Structured Finance Workstation, Citigroup Yieldbook, and transparency tools of pricing vendors
  • Securities and Exchange Commission’s Regulation AB 1122 compliance reporting
  • Discuss the following with counterparts at financial institutions: credit risk management, risk-adjusted performance measures, economic capital topics and current practices
  • Experience working with the three pillars of Basel II/III’s regulatory capital requirements for credit, interest rate, liquidity, market and operational risk
  • Experience with the design, development and implementation of framework and strategy, internal controls for financial services business processes

How to write Financial Services Risk Management Resume

Financial Services Risk Management role is responsible for banking, software, compliance, reporting, securities, credit, finance, languages, analysis, accounting.
To write great resume for financial services risk management job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Financial Services Risk Management Resume

The section contact information is important in your financial services risk management resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Financial Services Risk Management Resume

The section work experience is an essential part of your financial services risk management resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous financial services risk management responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular financial services risk management position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions.

Education on a Financial Services Risk Management Resume

Make sure to make education a priority on your financial services risk management resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your financial services risk management experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Financial Services Risk Management Resume

When listing skills on your financial services risk management resume, remember always to be honest about your level of ability. Include the Skills section after experience. Present the most important skills in your resume, there's a list of typical financial services risk management skills:

  • Knowledge vendor application systems supporting risk such as: IBM, Moody’s, RiskMetrics, Sungard, SAS
  • CAS, Intex, Bloomberg, Moody’s Wall Street Analytics, or Citigroup Yieldbook
  • Post-graduate qualifications in AML/CFT or professional/ technical qualifications in risk management

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