Financial Intelligence Unit Resume Sample

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Susan Nader
2517 Unique Ville,  Boston, MA
+1 (555) 438 8643

Work Experience

Financial Intelligence Unit Group Lead
03/2016 - PRESENT
Detroit, MI
  • Managing the design, calibration, sensitivity thresholds and ongoing operation of the Bank’s automated monitoring systems commensurate with the inherent risks in various business lines for branches and subsidiaries of the Scotiabank Group
  • Evaluating the potential risk posed by activity reported by branches and subsidiaries and where appropriate, assesses its group wide exposure to a given customer. Follow the Bank’s policies and procedures for ascertaining whether branches or subsidiaries hold other accounts for the same party and assessing the group-wide reputational, legal, concentration and operational risks
  • Maintain a thorough knowledge of a broad scope of business activities, products and services throughout the Bank’s divisions including retail, commercial, wealth management and investment banking
  • Align operational procedures and processes with AML Program objectives to mitigate the enterprise’s exposure to money laundering risk. Provide input on the design and implementation of policies, procedures and processes utilized within Financial Intelligence
  • Maintain current, detailed knowledge of anti-money laundering and anti-terrorist financing matters. Utilize in-depth understanding of BSA/AML and OFAC regulatory requirements and best practices to guide decision making in execution of enterprise-wide AML objectives
  • Develop and maintain a high level of expertise in BSA, OFAC, USA PATRIOT Act and related regulations, directives and guidance
  • Provide direction to Financial Intelligence and other AML staff regarding emerging issues and interpretation of regulations
UK Financial Intelligence Unit Analyst
03/2011 - 09/2015
Boston, MA
  • Serve as an AML subject matter expert for LE/LOBs on BSA/AML monitoring
  • Identify possible enhancements to AML monitoring tools and processes and communicate them to the Financial Intelligence Manager
  • Expert knowledge of BSA/AML, USA PATRIOT Act, and OFAC regulations
  • Understanding of the BMO Financial Group U.S.’s business, processes and operations
  • Train new Scottrade employees regarding the firm’s BSA/AML/OFAC program Assist with conducting trend analysis with monitoring systems to ensure the quality of the systems output
  • Experience with law enforcement or a prosecutor’s office
  • Cultivates and maintains an effective relationship with the vendors and suppliers who work closely with the departments within each area of expertise. Negotiates with these vendors in the course of enhancing or developing technical solutions to comply with on-going and future compliance requirements
  • Stay abreast of and interpret industry trends and apply where necessar... -->
  • Review and analyze, in a timely manner, alerted activity within the FIU transactional monitoring system
Analyst Financial Intelligence Unit
09/2006 - 12/2010
San Francisco, CA
  • Utilize sound judgement to evaluate review findings and close accordingly, including determination of whether to escalate, where appropriate, alerts for further analysis
  • Fully document the review of alerted activity within the FIU transactional monitoring system, including supporting data, analysis and rationale for disposition
  • Work and communicate with internal staff and independent financial advisors and supervisory personnel to resolve alerted transactions
  • Strong analytical skills, problem-solving, good critical thinking and decision making skills
  • Work independently in a fast paced/high volume environment with limited supervision
  • Self-motivated and results-oriented team player
  • Capable of prioritizing and meeting deadlines with strong attention to detail and quality of work
  • Ten years of bank and compliance experience, including five years dealing with BSA/AML laws and regulations
  • Experience in banking or law enforcement


Ohio State University - Marion Campus
2000 - 2005
Bachelor's Degree in Business

Professional Skills

  • Strong interpersonal skills and a commitment to co-operative and collaborative working
  • Have strong analytical skills and the ability to work through complex issues in a structured and methodical manner
  • Proven experience managing a team; Ability to coach and identify talent
  • Proven experience within an AML role
  • Experience in the AML field, particularly in relation to SAR reporting and/or account opening
  • Experience in information gathering and application of CDD/EDD requirements would be an advantage
  • Previous experience in a similar role within a banking environment

How to write Financial Intelligence Unit Resume

Financial Intelligence Unit role is responsible for interpersonal, retail, securities, training, database, security, reporting, design, research, events.
To write great resume for financial intelligence unit job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Financial Intelligence Unit Resume

The section contact information is important in your financial intelligence unit resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Financial Intelligence Unit Resume

The section work experience is an essential part of your financial intelligence unit resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous financial intelligence unit responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular financial intelligence unit position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions.

Representative Financial Intelligence Unit resume experience can include:

  • Experience in BSA/AML/OFAC compliance or fraud investigations
  • Undertake research and analysis aimed at linking offences and identifying themes, trends patterns and typologies
  • Expertise at using BSA/AML software
  • Extensive knowledge about banking products, processes, and operations
  • Respond to information requests regarding the Firm’s BSA/AML/OFAC program.
  • Works collaboratively with BSA Officers, to determine whether activity warrants potential SAR filing

Education on a Financial Intelligence Unit Resume

Make sure to make education a priority on your financial intelligence unit resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your financial intelligence unit experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school

These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Financial Intelligence Unit Resume

When listing skills on your financial intelligence unit resume, remember always to be honest about your level of ability. Include the Skills section after experience.

Present the most important skills in your resume, there's a list of typical financial intelligence unit skills:

  • Investigatory experience / skills to assist with undertaking account activity reviews
  • Experience in information gathering would be an advantage
  • Demonstrable experience of using standard Microsoft Office applications
  • Provides training to BSA Analysts and BSA Investigators to ensure effective and consistent execution of BSA procedures
  • Leads staff responsible for BSA reporting, including CTR reporting, 314(a) reporting, and SAR reporting
  • Leads staff responsible for identifying and investigating potentially suspicious AML/BSA and fraud activity

List of Typical Skills For a Financial Intelligence Unit Resume


Skills For Financial Intelligence Unit Group Lead Resume

  • Have the ability to build relationships and be comfortable communicating with individuals of all levels
  • Review externally submitted alerts (suspicious incident referrals) for escalation to SAR filing queue. Ensure data entry into case management system (QAR)
  • Maintain group records and assist in the provision of management information relating to AML investigations as required
  • Assists the Fraud Director in developing key performance indicators (KPIs) and key risk indicators (KRIs) for BSA/AML/Fraud
  • Attends internal and external Bank Secrecy Act and fraud training
  • Ensures that BSA/AML department staff have the necessary BSA/AML training needed to perform job functions
  • Familiarity with relevant AML legislation and regulatory requirements
  • Have the ability to work calmly under pressure either as part of a team or autonomously
  • Developing and implementing innovative analytics and investigative and analysis techniques to enhance FIU’s ability to detect and report emerging financial risk

Skills For Financial Intelligence Unit Special Investigations Group Lead Resume

  • Perform AML suspicious activity monitoring analysis on transactions based on a set of AML and terrorist financing typologies and rules that generate reporting of card activity that meets or exceeds defined thresholds:◦Analyze patterns of behavior by card and/or merchant to detect suspicious activity
  • Establish and maintain collaborative relationships with the AML Technology & Analytics, AML Program and Policy, AML Risk & Controls and Sanctions Teams within the U.S. AML Office and develop knowledge of LE/LOBs products, operating environment, customers and trends
  • Apply understanding of LOB operating environment and in-depth knowledge of BSA/AML and OFAC regulatory requirements to determine implications of AML regulations on Financial Intelligence processes and procedures. Anticipate potential issues related to changes in the regulatory and/or operating environments
  • Regularly interact with U.S. AML Office staff regarding Financial Intelligence risk management issue tracking and initiatives. Represent Financial Intelligence in meetings and initiatives to boost BSA/AML compliance efforts/programs
  • Understanding on the various AML/CFT guidelines issued by Bank Negara Malaysia, Labuan FSA & Securities Commission
  • Report Financial Intelligence concerns and compliance issues to the Financial Intelligence Manager

Skills For Financial Intelligence Unit Team Lead Resume

  • Oversees the day to day operations of the FIU designated team of AML/ATF Analysts, providing coaching and direction on the handling of alerts generated by the system while facilitating Analyst’s development and ensuring succession planning for the team is up to date
  • Laws and regulations applicable to money laundering in Asia Pacific’s countries/territories, as well as the Bank Secrecy Act (BSA), The USA Patriot Act, OFAC, FinCEN requirements and Suspicious Activity Report (SAR) requirements and guidelines; and
  • Laws and regulations applicable to money laundering in Asia Pacific’s countries/territories, as well as the Bank Secrecy Act (BSA), The USA Patriot Act, OFAC, FinCEN requirements and Suspicious Activity Report (SAR) requirements and guidelines
  • Flexibility to work with changing priorities and deadlines
  • Demonstrable knowledge of the laws applicable to money laundering in EMEA’s countries/territories
  • Knowledge of the laws applicable to money laundering in Asia Pacific’s countries/territories, including but not limited to the Bank Secrecy Act (BSA), The USA Patriot Act, OFAC, FinCEN requirements, and Suspicious Activity Report (SAR)/Suspicious Transaction Reports (STR) requirements

Skills For Financial Intelligence Unit Senior Data Analyst Resume

  • Drive the development and provision of timely and reliable intelligence on potential financial crime risks to improve risk management decisions at all levels and through all lines of business within the region
  • The role derives from statutory obligations under the Money Laundering Regulations and the Proceeds of Crime Act
  • Provide risk-relevant assessments and context to local senior executives to aid in risk management decisions
  • Identify requirements to improve and enhance the suite of systems and tools available for in-depth client analysis
  • Identify process and product improvements to better meet needs of stakeholders
  • Jobholder is responsible for providing sound judgment and advice to senior management on security and reputational risks associated with doing business globally
  • Jobholder is responsible for providing reporting which highlights (and might mitigate) reputational, fraud and compliance risks

Skills For Financial Intelligence Unit Manager Resume

  • The provision of timely and reliable intelligence on potential financial crime risks to improve risk management decisions within the bank
  • Helps ensure intelligence gleaned through the transaction monitoring, SAR reporting and investigative process is communicated effectively with stakeholders (e.g. LCO, regulators)
  • Adheres to HNAH’s Statement of Business Principals and Code of Ethics
  • Liaison with Citi’s UK l businesses in relation to the above
  • Based on scheduled processes/program requirements, review system FIU alerts for escalation to SAR filing queue. Typical sources are as follows: BAM Software (BSA/AML Manager)
  • Actimize Software (Prepaid Monitoring Database)

Skills For Manager Financial Intelligence Unit Resume

  • Review alerts submitted via QAR from various sources for escalation to SAR filing queue
  • Review live submitted alerts to address: CIP failures, risk search requests, OFAC hits, transaction approvals, etc
  • Implement and/or provide oversight of Manager’s Control Assessment at country level
  • Perform and/or provide oversight of Manager’s Control Assessment at country level
  • Undertake enhanced due diligence as and when requested by the business or when required in a higher risk situation
  • Drive the development and finalization of the Firm’s expanded customer due diligence program to comply with new FinCEN requirements

Skills For VP, Financial Intelligence Unit, GRC Resume

  • Maintain awareness of national and world events and industry trends through press releases, real-time monitoring, and collaborative relationships with law enforcement, internal or external watch lists or other relevant sources to mitigate the company’s reputation or regulatory risk
  • Collaborates with Operations, Retail Banking, Risk Management, and other bank areas to identify BSA process improvements
  • Execute against the Chief BSA/AML Officer’s strategic vision for BSA/AML operational tempo and design
  • Reviews and samples work produced by team to ensure compliant with Heartland AML/BSA procedures and regulatory standards
  • Key leader in the Fraud and AML/BSA Committee meetings

Skills For UK Financial Intelligence Unit Analyst Resume

  • Works with the Fraud Director, Bank Executive Management on customer retention and account closure decisions
  • Ensures BSA procedures are accurate and compliant with BSA regulatory standards and best practices
  • Manages and enhances fraud management practices, to prevent, detect, and report on fraud activity
  • Manages a department of 8 analysts and investigators
  • Works with Heartland Financial’s recruitment team to hire the most qualified and talented individuals to fill open positions
  • Prepares and conducts annual performance reviews

Skills For Analyst, Financial Intelligence Unit Resume

  • Analyse long term fraud and financial crime patterns and trends using probability studies and statistical analyses such as random sampling, correlation and regression analysis; and develop and test hypotheses
  • Preparation of strategic intelligence reports and threat assessments through the utilisation of a range of analytical techniques
  • Develop victim and suspect profiles (e.g. physical or transactional profiles); forecast future fraud and financial crime activity
  • Extensive knowledge of BSA/AML/OFAC laws, regulations, regulatory expectations and best practices
  • Knowledge about fraud and fraud investigative techniques

Skills For Senior Manager, Financial Intelligence Unit Resume

  • Communicate changes and enforce policies and procedures
  • Solve problems in a dynamic and complex regulatory environment
  • Work remotely with a high level of independence
  • Prepaid SQL Database
  • Develop, implement and administer financial intelligence capabilities for compliance with Bank Secrecy Act/Anti-Money Laundering (BSA/AML) and Office of Foreign Assets Control (OFAC) programs. Primary responsibility over the Firm’s customer due diligence and enhanced due diligence programs designed to ensure on-going compliance with AML standards and regulatory updates

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