Financial Auditor Resume Sample

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Jamaal Gaylord
737 Emmalee Lake,  Philadelphia,  PA
+1 (555) 869 3752

Work Experience


Senior Financial Auditor
02/2018 - PRESENT
Philadelphia, PA
  • Developing, presenting and finalizing audit reports. This process entails initial drafting of the report, discussion with management to ensure factual accuracy and clearance and coordination with Management to obtain written responses to Audit’s recommendations
  • Assist in the identification and continuous monitoring of risks and other potential exposures to
  • Developing and maintaining relationships with Bank Staff and Management to facilitate proactive assessment of the Bank’s risk profile and career development
  • Become a resource for management throughout the Bank. Represent Internal Audit’s goals, objectives and viewpoints
  • Functions as Liaison between Ft Walton Beach Med Center and Twin Cities Hosp with the Central Supply Chain AP dept
  • Coordinates the accounts payable cycle for all entities with specific responsibilities including the following
  • Ensures timely forwarding of non PO forms of requests for payment to CSC for processing
  • Ensures accurate general ledger coding of all non PO invoices prior to payment
  • Monitors compliance with corporate expense reimbursement policy
Financial Auditor
05/2015 - 12/2017
Dallas, TX
  • Audits/Prepares and distributes 1099's not completed at the CSC
  • Inquires about customer needs and coordinates efforts to ensure the identified needs are met and exceeded
  • Assists staff accountants in preparation of monthly accruals
  • Directs and coordinates storage and retrieval of financial records in a neat and organized fashion
  • Audits/Maintains physician and other contracts for review
  • Audits/Reviews and presents all documents for Physician Referral check requests
  • Ensures potential vendors are screened thru government website to meet ethics and compliance guidelines
  • Compiles documents to request vendor numbers from the VIRA system
ENO / Avp-financial Auditor
10/2009 - 01/2015
Houston, TX
  • Audits non PO invoices and check requests received for accuracy and completeness
  • Audits and ensures potential vendors are screened through the OIG/CIA database website
  • Conduct follow-up reviews of deficiencies noted during audits
  • Developing and maintaining relationships with Bank Staff and Management to facilitate proactive assessment of the Bank’s risk profile and career development; and,
  • Plan and execute Financial audits throughout our clients international and domestic organizations
  • Participate in the financial risk assessment and development of the audit plan for assigned entities and critical systems
  • Work experience obtained with a public accounting firm or equilivant internal audit experience with a global company
  • Experience planning and executing financial audits

Education


Lindenwood University - Belleville Campus
2004 - 2008
Bachelor's Degree in Accounting

Professional Skills


  • Strong understanding of internal controls and excellent project management skills required
  • Possessing excellent analytical, technical (e.g. Accounting, MS Excel), conceptual, communication and interpersonal skills
  • Possess strong organizations skills, including time management
  • Strong organizational skills to manage multiple projects and execute audits
  • Excellent verbal and written communication skills and the ability to work successfully in a deadline driven environment
  • Excellent presentation, interpersonal, facilitation, and project management skills
  • Strong understanding of internal controls testing, including experience of Sarbanes-Oxley compliance

How to write Financial Auditor Resume

Financial Auditor role is responsible for communications, finance, interpersonal, audit, manufacturing, training, auditing, litigation, security, reporting.
To write great resume for financial auditor job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Financial Auditor Resume

The section contact information is important in your financial auditor resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Financial Auditor Resume

The section work experience is an essential part of your financial auditor resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous financial auditor responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular financial auditor position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions.

Representative Financial Auditor resume experience can include:

  • Strong personal computer skills and experience with computer assisted audit techniques and ERP systems
  • Excellent work ethic and communications skills across levels and cultures
  • Proven ability to build strong relationships with all levels of an organisation
  • Work experience; financial services audit experience
  • Communication skills, an open-mind and aspiration to the highest levels of integrity and professionalism as required by the Airbus Group Ethics Code
  • Listen, communicate, and influence others effectively through various mediums

Education on a Financial Auditor Resume

Make sure to make education a priority on your financial auditor resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your financial auditor experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school

These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Financial Auditor Resume

When listing skills on your financial auditor resume, remember always to be honest about your level of ability. Include the Skills section after experience.

Present the most important skills in your resume, there's a list of typical financial auditor skills:

  • Strong understanding of internal controls testing, experience of Sarbanes-Oxley is desirable
  • Strong understanding of Sarbanes-Oxley and experience in testing SOX related processes and controls
  • Prior experience in corporate internal audit or public accounting is desirable
  • Experience in litigation environment, experience working with automated litigation support helpful
  • Proficient computer skills utilizing Microsoft Office software (Word, Excel, PowerPoint, Visio)
  • Project management experience including the ability to organize, plan, prioritize and complete assignments with little or no supervision

List of Typical Experience For a Financial Auditor Resume

1

Experience For Senior Financial Auditor Resume

  • Good interpersonal skills as well as oral and written communication skills
  • An exceptional standard of quality: this involves accuracy, attention to detail, organization and self-review skills, and accountability for excellent results
  • Experience in auditing, consulting, or other relevant financial or operational experience
  • Prior Internal or external Audit experience
  • Spanish and/or Portuguese language skills highly desired
  • Very good knowledge and understanding of generally accepted accounting and auditing principles
2

Experience For Financial Auditor / Senior Financial Auditor Resume

  • Maintains effective working relationships with executive and operating management
  • Strong working knowledge of theory and practice of internal controls, internal auditing, and computer concepts and capabilities
  • Auditing, accounting and / or insurance experience
  • Assists in the preparation of formal written reports expressing opinions on the adequacy and effectiveness of the system of control
  • Financial audit experience with a Big 4 Accounting Firm
  • Experience in Finance or Auditing
  • Demonstrates understanding and application of the International Standards for the Professional
  • Collaborate with cross-functional partners across the business to assess control design and operating effectiveness
  • Review and evaluate the company's Sarbanes-Oxley program for sufficiency of internal control design and operating effectiveness
3

Experience For Lead Financial Auditor Resume

  • Current and/or recent financial statement audit experience within a public accounting firm
  • Work experience in accounting or business is highly desirable but not mandatory
  • Demonstrates ability to display a positive business presence and sound judgment with
  • Experience
  • Offers pre-established strong controls for a global Fortune 100
  • Information Technology (IT) audit experience or interest
  • 3 – 7 years of experience
  • Financial audit experience
4

Experience For Internal Financial Auditor Resume

  • Manage own daily schedule, prioritize activities and multitask
  • Coaching /on the job training of less knowledgeable auditors
  • Participating as a member of a team of financial and IT auditors conducting independent audit and risk oversight activities at Pfizer locations worldwide
  • Ensuring all SOX 404 documentation & testing is in line with the published deadlines and standardized processes
  • Executing CIA’s Continuous Control Review audit program for Consumer EMEA as well as other J&J Companies in EMEA
  • Conducting assigned audit engagements and projects
  • Reports audit findings and makes recommendations for correcting unsatisfactory conditions, improving processes, and reducing costs
  • Knowledge of internal auditing, accounting, financial, and operational controls
5

Experience For ENO / Avp-financial Auditor Resume

  • Communicates audit findings by preparing a final report and discussing findings with audited parties
  • Performs financial audits, evaluating conformance with GAAP, laws, regulations and company policy
  • Appraises adequacy of control systems by completing audit questionnaires
  • Promote the off-price concept by recommending changes to audit department processes and policies where appropriate
  • Participate in and contribute to the training of auditors in Europe, US and Canada
  • Great understanding of SOX and Internal Controls environment
  • Certified Public Accountant (CPA) or currently pursuing
  • CPA certification (active) or working toward if not already obtained
  • Maintains composure under pressure while meeting deadlines
6

Experience For Financial Auditor Resume

  • As necessary, assists in conducting reviews of hardware, software and data in terms of security, management, and data integrity
  • Involvement with special projects such as investigations, acquisitions, and re-engineering teams
  • Practice of Internal Auditing and the Institute of Internal Auditors Code of Ethics
  • Plan and execute Financial audits throughout the clients international and domestic organizations
  • Travel to our clients International and Domestic location
7

Experience For Senior Financial Auditor Resume

  • Relevant audit and/or transaction services/financial due diligence experience in industries similar to Siemens (manufacturing, product business, construction contracts or project accounting) or comparable experience within Siemens
  • Proficient in at least one of the following areas: International Financial Reporting Standards (IFRS), Siemens Financial and Reporting Guidelines, Financial Due Diligence in Merger & Acquisition Situations
  • Lead Financial Auditors manage and participate in financial, SOX and FCPA audits that evaluate and ensure the adequacy of internal controls, the integrity of the financial statements, and compliance with corporate and legal requirements in a dynamic and fast-paced work environment
  • Leading team efforts which includes scheduling and planning for auditors’ development; coordinating opening, update, and closing meetings; resolving conflicts, and assuring the timely completion of audits
  • Possess an understanding of Toyota’s business, processes, culture, and systems along with knowledge of the audit profession’s standards and techniques
  • Communicates the results of audit and consulting projects via written reports and oral presentations on a timely basis to business units’ management and executives
8

Experience For Financial Auditor / Senior Financial Auditor Resume

  • Provide consulting services to implement lasting change and sustained improvements around key activities to support the company’s highest priorities
  • Relevant audit and/or transaction services/financial due diligence experience in industries similar to Siemens (manufacturing, product business, construction contracts or project accounting) or comparable experience within Siemens
  • Execute a portfolio of financial, compliance and operational audits according to FMC Corporation’s Audit plan, executing steps within the plan, determining audit findings and reporting findings back to the audit client as well as RC&A management; including special projects
  • Review and understand FMC’s finance and operations environment to establish elevated knowledge prior to audit execution
  • Review and apply FMC Corporation’s Finance and other policies and procedures as the standard when executing audits
9

Experience For Lead Financial Auditor Resume

  • Identify and document findings, related exposures, business risk/implications and areas of potential operational improvements in a timely fashion for management’s review
  • Excellent written, verbal, analytical and inter-personal skills
  • Expert knowledge of COSO and Sarbanes-Oxley 404
  • General knowledge of IT and IT audit environment
  • Providing challenge during the identification of key business risks by the business and in discussions with senior management through the application of in depth knowledge and experience of the practical issues facing the business
  • Obtains, analyzes, and appraises evidentiary data as a basis for an informed, objective opinion on the adequacy and effectiveness of the system of control
10

Experience For Internal Financial Auditor Resume

  • Perform financial audits of Abbott Laboratories’ domestic and international businesses over the course of an 18-24 month rotation in Corporate Audit
  • Express a point of view and advise on risk and control considerations
  • 40-60% travel to Abbott's International and Domestic locations required
  • Conducts reviews of organizational and functional activities, audits of third parties and investigations as assigned
  • Assists external audit firm as assigned
  • Makes, or assists in making, oral or written presentations to management during and at the conclusion of the examination, including discussing deficiencies, recommending corrective actions, and suggesting improvements in operations and reduction in cost

List of Typical Skills For a Financial Auditor Resume

1

Skills For Senior Financial Auditor Resume

  • Proven ability to build strong relationships with all levels of an organization
  • Exercise critical thinking, sound logic and rationale in decision making and problem solving; considers multiple aspects in assigning significance and priority
  • Demonstrated ability to apply auditing tools and techniques, generally accepted auditing standards, and generally accepted accounting principles
  • Strong understanding of financial, accounting & reporting processes from an audit perspective
  • Develop work papers that document the results of design and operating effectiveness testing
  • Experience in Sarbanes-Oxley (SOX) processes such as internal control documentation, walkthroughs, testing and reporting
  • Experience performing data mining/analytics
  • Create and execute testing based on the planned audit approach to determine the adequacy and effectiveness of internal controls, meeting quality standards
2

Skills For Financial Auditor / Senior Financial Auditor Resume

  • Good understanding of filing requirements for publicly-traded companies
  • Experience with a manufacturing companies’ financial and operating processes and procedures
  • Skill in using a computer with word processing, spreadsheet and other business software
  • Ensures timely and effective accomplishment of administrative tasks related to planning and performing audits
  • Fifth Third Audit or large public accounting firm experience; or 5+ years of general
  • Operations/financial auditing experience
  • Experience with Governance, Risk Management, and Compliance (GRC) tools for audit reporting
3

Skills For Lead Financial Auditor Resume

  • Experience in a software industry environment including software license strategies and software revenue recognition (US GAAP, IFRS 15)
  • Flexibility to handle constructive criticism and changing priorities
  • Public accounting, or internal audit experience with a large organization
  • Experience in a Big Four public accounting firm desirable
  • Previous public accounting experience required
  • Experience auditing publically traded companies
  • Experience specifically focused on financial auditing or compliance
  • Experience in a hospital/physician billing or insurance office
4

Skills For Internal Financial Auditor Resume

  • Experience with publicly-traded companies and/or manufacturing organizations
  • Experience with Enterprise Risk Management (ERM)
  • Experience as a Senior Auditor (at least one, preferably two busy seasons)
  • At least one year of experience with financial and/or operational audits
  • Determine the effectiveness of governance, risk management, and control processes
  • Good knowledge of financial or operational business processes, policies, and procedures
5

Skills For ENO / Avp-financial Auditor Resume

  • Previous Audit experience with external audit firms or internal audit departments
  • Persistent and good negotiator
  • Experience in a Big Four public accounting firm
  • Experience in a public accounting firm or equivalent
  • Highlighting exceptions, issues identified during the audits/ reviews, quantifying relevant impact and preparing discussion material for alignment with client
  • Working knowledge of accounting/auditing practices, principles and procedures is required
  • Working with manager on the detailed review notes, updating work-papers
6

Skills For Financial Auditor Resume

  • Working with offshore team for coordinating the work
  • Conducting meeting in cohesive manner, be presentable and maintain professional quorum through-out the engagement
  • Willing to travel up to 10%, including internationally
  • Preparing and reviewing audit reports
  • Participating on strategic initiatives teams within Corporate Audit
  • Preparing status update material
  • Working well in a dynamic environment and be able to work independently and handle multiple tasks at a time
7

Skills For Senior Financial Auditor Resume

  • Working knowledge of Oracle is desired
  • Working knowledge of Oracle and ACL are desired
  • Development of new audit processes and ongoing process improvements, including leveraging technology to gain efficiencies and maximize audit scopes
  • Carries out assigned Sarbanes Oxley related activities such as scoping analysis, planning and management testing
  • A BS/BA in Accounting, Auditing, Business, Computer Sciences, or related field
  • Interviews and gathers information from management regarding the process being audited
  • Create timely, repeatable, logical and detailed work papers clearly describing the work performed, results of testing and conclusions reached
8

Skills For Financial Auditor / Senior Financial Auditor Resume

  • Ensure adequate focus on personal professional growth relevant to taking on more challenging assignments, in line with standard audit career progression
  • Defines the specific objectives, theory and scope of audit work to be performed, including risk analysis and audit programming
  • Assists management with the development of department planning and scheduling
  • Significant personal initiative and tenacity both when working alone and as team memb0er
  • Participate in departmental processes and initiatives, including employee-focused processes that promote resource development
  • Apply/audit PCAOB standards, Generally Accepted Accounting Principles (GAAP) and COSO 2013
  • Public accounting - Big 4 or next tier (i.e Grant Thornton, RMS, BDO)
9

Skills For Lead Financial Auditor Resume

  • Professional certification such as CPA, CA, CIA, or be actively pursuing
  • In Public accounting
  • Challenge information to ensure its accuracy while maintaining strict confidentiality
  • Bachelors or Masters in Accounting or MBA
  • Performs SOX 404 walkthroughs and testing as well as operational audits
  • Prepares reports on the results of the audit, providing recommendations for improvement, monitors remediation
  • Assesses compliance with financial reporting requirements
  • Completes audit work papers by documenting audit tests and findings conform internal departmental practices
10

Skills For Internal Financial Auditor Resume

  • Provides for a flow of communication from operating management to the Internal Audit Management
  • Assist in the preparation of audit report and executive summary communicating the results of the audit and related corrective recommendations
  • Plan assigned audit work to meet deadlines and escalate obstacles to achieving results timely
  • Prepare formal written reports to management summarizing audit results
  • Performs annual testing of audit areas such as
  • Participate in scoping activities to identify key risk areas for audit

List of Typical Responsibilities For a Financial Auditor Resume

1

Responsibilities For Senior Financial Auditor Resume

  • Effective communicator, both oral and written
  • Analyze conditions, identify efficiency and effectiveness opportunities, and make recommendations in moderate to complex business environments
  • Conducting interviews, detailed testing and reviewing findings with the audit manager, team coordinator, and internal customers
  • Ensuring that documentation to support testing and the audit conclusion is complete and thorough in accordance with internal quality standards
  • Senior Financial Auditor is responsible for planning and performing financial, operational, IT, and compliance audits
  • Ensures compliance with established controls and procedures by examining records, reports, operating practices, and documentation
  • Support CFA’s global digitalization initiative by finding data-driven approaches to our audit work
  • Perform special ad-hoc projects including IT-related audits, as required
2

Responsibilities For Financial Auditor / Senior Financial Auditor Resume

  • Evaluate and examine accounting policies and procedures/systems in place at the corporate office and business unit sites
  • Assist in developing presentations to Senior Management and Audit Committee
  • Prepares detailed workpapers that support the audit findings and submits accurate audit reports in a timely manner
  • Keeps current on technical developments in the field especially as they relate to internal audit. Participates in enhancing the status of the Internal Audit Department
  • Internal audit experience
  • Act as a subject matter expert by
3

Responsibilities For Lead Financial Auditor Resume

  • Prepare and Review the various sections of the entity team audit programs including audits of entity level controls, Corporate accounting and close processes, Financial Team Leader reviews, etc
  • Manage the day to day operations of the Field Work and track progression to the completion of review
  • Prepare and review the executive summary, draft report, and final report before issuance to the relative parties
  • Assist with the development/updates of applicable audit procedures
  • Assist other teams with Profit Center level reviews as assigned
4

Responsibilities For Internal Financial Auditor Resume

  • Perform Due Diligence for potential acquisitions as needed
  • Well-groomed and neat appearance
  • Participate in pre-audit surveys, assemble and analyse operational and financial data and identify areas for subsequent audit. Design and prepare specific audit programmes for use by the audit team and estimate time requirements
  • Review and evaluate all completed work, findings and recommendations for accuracy, adequacy and presence of sufficient supporting documentation
  • Inform the Audit Manager of audit progress on a regular basis
  • Consult with Audit Manager and Senior Management on problem areas and recommend appropriate commercially practical control improvements to manage these risks
  • Recommend changes to audit programme, audit department policies and procedures
  • Deliver high quality audit reports (clear, concise, insightful)
  • Perform year-end physical inventories
5

Responsibilities For ENO / Avp-financial Auditor Resume

  • Fluency in English is required. Proficiency in German or Polish is advantageous
  • Participate in pre-audit surveys, assemble and analyze operational and financial data and identify areas for subsequent audit; prepare specific audit programs for use by the audit team and estimate time requirements
  • Review and evaluate all completed work, findings and recommendations for accuracy, adequacy and presence of sufficient supporting documentation; ensure that project work papers are assembled, maintained and filed correctly
  • Inform the Audit Manager of audit progress on a regular basis. Consult with the Audit Manager on problem areas and recommend appropriate actions
  • Lead and/or participate in audits and reviews of the Federal Reserve System Bank operations locally, in the 12th District and at other reserve banks System-wide
  • Perform and document audit fieldwork in a complete, clear and concise manner
  • Communicate audit results to Bank management and others
  • Perform follow-up activity on planned corrective actions of Bank businesses in response to audit issues and recommendations
  • Understand risks applicable to financial management and operational business areas (e.g. Accounting, Procurement, Risk Management, Finance, Human Resources, etc.) and create formal risk assessments
6

Responsibilities For Financial Auditor Resume

  • Serve as a liaison and valued knowledge advisor for one or more Bank operations
  • Develop and maintain effective working relationships with stakeholders, including business clients, the System Audit Community, the Audit Committee, and external parties; and relate to others in a respectful manner
  • Leverage technology, automated audit tools and data analytics to provide insightful perspectives and deliver audit services in an effective and efficient manner
  • Propose creative approaches for performing tasks and problem solving
  • Demonstrate audit acumen and delivery by executing high quality audit services in an independent, objective manner in accordance with the IIA International Professional Practices Framework
  • Performs all tasks for completion of SOX audits including the planning and organizing of individual audit assignments, executing field work, documenting testing, communicating audit findings and recommendations and drafting audit reports
7

Responsibilities For Senior Financial Auditor Resume

  • Interacts with Corporate Audit Services, operational and financial management personnel of all levels across PPG’s Strategic Business Units and corporate functions to complete assigned audits
  • Prepares/reviews work papers to ensure compliance with established standards and the existence of adequate supporting documentation for the audit work completed
  • Works closely with the external auditor for all SOX audits during planning, field work and reporting to ensure an efficient and cohesive approach on joint audits
  • Experience in a Big Four public accounting firm desirable
  • Minimal work direction needed, highly skilled and knowledgeable to the position
  • Strong knowledge of financial system
  • Working knowledge of Oracle is advantageous
8

Responsibilities For Financial Auditor / Senior Financial Auditor Resume

  • Prepares audit reports in accordance with established report writing standards
  • Reviews audit findings, recommendations, and corrective action with audit management and auditees
  • Conducts meetings with management upon commencement and completion of the audit to discuss scope and significant audit issues. Develops recommendations for management to improve the adequacy, effectiveness and efficiency of controls and operations
  • Supports the Internal Audit Supervisor/SOX Specialist with the annual SOX plan by assisting with the identification of financial statement risks and key controls for material financial statement line items
  • Experience in a public accounting firm or equivalent
  • Attend training programs and professional association meetings as considered appropriate for the benefit of self and department
9

Responsibilities For Lead Financial Auditor Resume

  • Examine, analyze and interpret accounting records to detect deficient controls, duplicated effort, fraud, or non-compliance with GAAP, laws, regulations, and management policies
  • Working knowledge of current US GAAP and GAAS
  • Performs tasks that involve identifying inherent and residual risks and helps conduct risk-based audits
  • Verifies assets and liabilities by comparing items to documentation
  • Audits business processes and performs annual internal audits
  • Provides research and data analysis support for projects
10

Responsibilities For Internal Financial Auditor Resume

  • Analyzes audit data and prepares results report
  • Stays abreast of new audit developments
  • Complies with country-specific legal requirements by studying existing and new legislation, enforcing adherence to requirements, and advising management on needed actions
  • Assists the lead auditor or manager in executing the audit
  • Relevant audit and/or transaction services/financial due diligence experience in industries similar to Siemens (manufacturing, product business, construction contracts or project accounting) or comparable experience within Siemens
  • ACA, ACCA, CISA or equivalent qualification is required
  • Develops audit scope and work programs

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