Compliance Technology Resume Sample
Anastasia Pfannerstill
4943 Lempi Road,
Boston,
MA
+1 (555) 557 5122
Work Experience
Compliance Technology Portfolio Manager
11/2015
-
PRESENT
San Francisco, CA
- Work with delivery and project managers to help with technical feasibility, estimation and planning new initiatives
- Providing SME services to the Production Support teams in respect to your application(s)
- Adhere to a standardized analysis/project methodology capturing: business rationale; initiative scoping and analysis; prioritization; requirements gathering; design/build; design/code review; testing and validation; implementation; and continuous improvement
- Develop and/or maintain web applications utilizing Javascript, HTML, and CSS development tools
- Develop and maintain effective automated unit test coverage of new and existing code
- Write quality, testable, maintainable code
- Work directly with Product Management to help determine and solve customer needs
- Comfortable primary skills but is willing to dive into server side code when needed
Compliance Technology
10/2012
-
09/2015
Detroit, MI
- The ability to work effectively with all levels of stakeholder inside and outside of Information Technology (IT), up to and including Managing Director
- Opportunity to work with and learn from highly skilled and experienced global team members - Architects & Business analysts
- Represents the Company at regulatory hearings, regulatory and industry committees, seminars, and workshops, representing the Company’s interests and aligning it with corporate strategy and effectively communicate Company views and positions on issues
- Work closely with business partners to determine requirements, and develop functional designs based on business needs and objectives taking into account technical capabilities and limitations
- Drive and participate in design, development and implementation of large and complex applications
- Work closely with developers and testers to ensure requirements and functional designs are translated accurately into working technical designs and that test plans and scripts serve customer needs
- Capable of leading user testing process with the large number of participants
Compliance & Technology Intern
02/2008
-
08/2012
Boston, MA
- Managing liaison with internal standards bodies (security architecture boards, Enterprise Architecture, other domain architects) to fully understand the technical landscape of Deutsche Bank and related domains, and educate the standards bodies in the domain’s needs
- Executing architecture governance processes defined by Deutsche Bank’s programme governance framework, including assessments of programme architecture (programme governance framework) designs
- Previous experience working as a Senior Architect in a technology team in a financial services organisation (preferably a tier 1 Investment Bank)
- A good understanding of the technology needs of a Compliance department, with specific emphasis on Control Room technologies and technologies to allow interaction with all of Deutsche Bank’s 120,000 employees
- An understanding of market leading products in the Compliance space
- Experience in defining standards for a major programme of work
- Experience working across a large organisation to leverage technologies deployed by other teams
- An excellent understanding of the technology delivery lifecycle
Education
University of Phoenix - Franklin Learning Center
2002 - 2007
Bachelor's Degree in Business
Professional Skills
- Proven experience completing analysis of complex business processes, preferably in the Compliance or Financial sector
- Prior experience on of working in Compliance domain or IB domain
- Excellent experience with following tools and technologies
- Experience in leading Technology team evidenced by demonstrated results in the past positions
- Proven experience in project management, planning, and change management is required
- Demonstrate ability to effectively, concisely and comprehensively communicate downwards, upwards and within peer circles
- Working experience in Agile methodologies and ideally in Financial sector
How to write Compliance Technology Resume
Compliance Technology role is responsible for research, travel, training, database, auditing, trading, java, architecture, reporting, design.
To write great resume for compliance technology job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Compliance Technology Resume
The section contact information is important in your compliance technology resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Compliance Technology Resume
The section work experience is an essential part of your compliance technology resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous compliance technology responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular compliance technology position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Compliance Technology resume experience can include:
- Proven proactive problems identification and rapid trouble-shooting skills
- Hands on automation experience. Liaising with automation team to provide cost effective solutions
- Experience with Java / J2EE technologies including Java frameworks such as Spring/Hibernate
- Experience in architecting global systems using current development methodologies and object oriented and enterprise application design patterns
- Collaborate with BA, Dev and stakeholders to prioritise and manage successful delivery of a leading edge product that satisfies our business’ needs
- Specific experience in Compliance and dealing with Employee requirements
Education on a Compliance Technology Resume
Make sure to make education a priority on your compliance technology resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your compliance technology experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Compliance Technology Resume
When listing skills on your compliance technology resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical compliance technology skills:
- Previous IT experience with good understanding of Application Management (code deployment/SIT/batch scheduling)
- Learns the Client line of business and can effectively advocate for client needs to management and GCT teams
- Relevant leadership experience in IT planning, system implementation, change management and/or consulting
- Relevant leadership experience in IT planning, system implementation, change management and/or consulting
- Experience working in adistributed environment based on Unix-Oracle
- Previous experience in Middle and Back Office systems of a financial institution dealing with regulatory requirements
List of Typical Experience For a Compliance Technology Resume
1
Experience For Compliance Technology Portfolio Manager Resume
- Can do attitude - willingness to roll-up the sleeves in order to get things done
- Knowledge of Oracle / PL-SQL, JMS and Smart GWT
- High-level management / direction for all projects within the assigned programs/releases
- Monitor and track key performance statistics, milestones and metrics
- Ensure completion of various ad-hoc requests
- Professional QA certification
- B.E./M.C.A – PMP desirable
- English – Required
List of Typical Skills For a Compliance Technology Resume
1
Skills For Compliance Technology Portfolio Manager Resume
- Experience in working with delivery teams spread across countries and time zones
- Experience with Anti Money Laundering Mantas application , AML detection scenarios execution and AML case management tool like Actimize Risk case Manger
- Experience in application development and support using J2EE, database technologies
- Manages Client Demand and understands client priorities for execution at all times
- Communicate and influence priority of efforts with key Global partners to direct their efforts towards the most critical deliveries
- Pharmaceutical and/or medical device industry experience is required
- Working experince with the following tool sets
2
Skills For Manager Engineering Customer Service & Compliance & Technology Development Resume
- Knowledge of Asia regulatory requirements around Outsourcing , Offshoring , Banking Secrecy and Data Privacy is an advantage
- Expertize in customer screening against Sanctions and Embargos, Watch list filtering and scoring applications
- Translate business requirements in clear language, producing specifications for the development team
- Basic understanding of J2EE, webservers systems and Unix/Linux
- Manage expectations and execution with key program stakeholders by building trust through ownership and consistent delivery
- Facilitate planning and control sessions with key Global partners to ensure proper resource alignment of external groups
- Singapore / Hong Kong base
- Provides systems subject matter expertise and input into the development of the annual HCC&P CTI portfolio plan, including special needs such as investigation and litigation-related programs
3
Skills For Actimize Application Development Lead-compliance Technology Services Resume
- Act as point of contact with business users and managers during UAT phases. Take ownership of UAT issues and communicate status clearly to the stakeholders
- Provides process and business leadership on project teams in support of HCC&P CTI portfolio. Activities include
- Work with Business Analysts, Transformations partners and end users in order to provide clarity around complex concepts
- Business and systems analysis for CTB projects. RTB for regulatory applications
- Project management. Employee Compliance
- Work under tight deadlines and handle multiple tasks in parallel
4
Skills For AML Compliance Technology Resume
- Be able to work in a fast paced, dynamic environment with limited supervision
- Work closely with operations to align technology strategy with operational needs both in O&T and directly in the business lines
- Experience working with, implementing and managing large scale or global systems, such as transaction management, databases, web-based communication, learning and document management is required
- Influence, negotiate and communicate with both internal and external customers and successfully lead multiple critical time-sensitive projects simultaneously is required
- Enable surveillance of firm and client activity, support the customer identification process, and help ensure that the firm is not transacting with sanctioned entities
- Support the disclosure of firm and client holdings and trading activities, as required by laws and regulations across the jurisdictions in which the firm is active
5
Skills For Compliance & Technology Integration Manager Resume
- Provides subject matter expertise and input into the development of the annual HCC&P CTI portfolio plan, including special areas such as investigation and litigation-related programs
- Provide process and business leadership on project teams in support of the HCC&P CTI portfolio. Activities include
- Drive, define and implement Citi Technology-wide initiatives for continued process improvement within his/her portfolio
- Co-lead the North America deployment and change management for PRIZMA, which includes working with the NA operating companies to establish project teams and guide them through the onboarding process. This includes planning, process review, change management, training, and launch activities
- Help the operating company project team and launch champion to assess organization readiness as well as outlining the key messaging about PRIZMA to deliver to key business and HCC leaders to gain consensus and acceptance
- Partner with the PRIZMA launch champions to identify any potential roadblocks and challenges including the use of existing systems that need to be transitioned, as well as ensuring that the company project teams are meeting the milestones set in the templated plan and timeline
6
Skills For VP of Compliance Technology Resume
- Collaborate with the PRIZMA core project team on feedback from stakeholders, including areas that need to be addressed from a regulatory/legal perspective, as well as opportunities for additional effectiveness and efficiency
- Support the Testing activities of the PRIZMA program, including leading the coordination of User Acceptance Testing (UAT) activities for the planned releases
- Advise HCC&P leadership of environmental changes and trends in the information technology and regulatory environments and recommends potential responses and solutions
- Mandatory Skills: ETL (ABINITIO), Oracle
- Desirable Skills: Java
7
Skills For Risk Management Operations & Compliance Technology Administration Associate Resume
- Develop a good understanding of the Compliance System(s) under test
- Providing regular updates to the redelivery / project manager and stakeholders regarding progress
- Troubleshooting QA, UAT, production and performance issues; identifying root cause and options for optimisation
- Working with the project / delivery manager, development and BA teams to agree on release schedules
- Ensuring project documentation is maintained as per project/firm standards
- Hands on development using Java/J2EE/Oracle PL-SQL technologies delivering the functionality to a high quality meeting the agreed specifications and standards
- Assist & coordinate with LOBs, Corporate, and Technology Project Teams in reviewing and assessing regulatory requirements around Data
- Facilitate Compliance in conducting regular firm wide regulatory awareness training
8
Skills For Compliance Technology Domain Architect Resume
- Be integral part of Prague scrum and perform QA activities including manual and automated testing
- Capture the product vision and document QA requirements / user stories, prepare and executing testing scripts
- Write and execute QA user cases adhering to standard and meeting user requirements
- Creation of technical design documents adhering to predefined standards and bring in best industry practices
- Advise LOBs , Corporate functions and Technology groups on Offshoring , Asia Bank Secrecy & Data Privacy regulatory requirements in Regional / Global Projects
- Implement and manage program status reporting (management and client)
- Contribute to the strategic direction, strategic objectives and business plan for the HCC&P Global Operations Leadership Team
9
Skills For Compliance Technology Team Leader CPB Resume
- Protection & Cross Border regulatory requirements in Asia
- Collate, analyze and articulate APAC cross border and technology regulatory requirements to Project Team, and Business
- Proficiency in Microsoft Word, Excel and knowledge of Microsoft Project
- Responsible for developing and executing on strategic road map for change management initiatives, organize working teams and design solutions in support of business priorities
- Drive and define development standards in collaboration with delivery manager
10
Skills For VP, Asia Compliance Technology, Singapore Resume
- Lead and Manage scrum technically and be a go to person for technical guidance
- Lead test-driven development approaches
- Pro-active engagement in Agile ceremonies; e.g. daily stand ups, retrospectives and product demos
- Conduct regular code reviews and provide constructive feedback across the team
- A proactive, self-starter, who is can be relied upon to act on initiative
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