Compliance Support Resume Sample

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Fleta Franecki
10296 Rashawn Shore,  San Francisco, CA
+1 (555) 370 9497

Work Experience

Third Party Management Compliance Support Unit Head
03/2016 - PRESENT
New York, NY
  • Provide timely guidance and support to business line partners in such a way that it is easily understood
  • Work on detailed projects and assignments while managing deadlines under limited supervision
  • Provide detailed guidance to business line partners based on individual subject matter area(s), considering applicable risk probability and impact, including upstream and downstream considerations
  • Uses, protects, and discloses DaVita Medical Group patients’ protected health information (PHI) only in accordance with Health Insurance Portability and Accountability Act (HIPAA) standards
  • Consistently exhibits behavior and communication skills that demonstrate HealthCare Partners’ (HCP) commitment to superior customer service, including quality, care and concern with each and every internal and external customer
  • Uses, protects, and discloses HCP patients’ protected health information (PHI) only in accordance with Health Insurance Portability and Accountability Act (HIPAA) standards
  • Assist Loan Originators to ensure required disclosures are delivered to the borrower within appropriate time frame
Country IS Compliance Support Analyst
11/2010 - 11/2015
San Francisco, CA
  • Train internal personnel and customers on compliance tools offered through Orion via webinar, in person, or otherwise
  • Provides assistance in growing business with client by highlighting additional features which would benefit clients overall package offering
  • Assist Advisers in locating the necessary files when they are undergoing a regulatory examination
  • Interact with various departments to assist Advisers in the completion of Due Diligence Questionnaires
  • Review and approve marketing materials submitted through the Social Assurance application
  • Assists other SME teams with advisor support as needed
  • Good communication skills in English - both verbal and written
  • Basic IT knowledge and overview
Compliance Support Assistant
11/2003 - 06/2010
Phoenix, AZ
  • Data entry and loan level research to ensure compliance
  • Contact Loan Originators to discuss status of loans
  • Ensure investor compliance in regards to Undisclosed Debt Monitoring
  • Print and mail various regulatory compliance notifications to borrowers
  • Open and process returned mail in a timely and compliant manner
  • Responds to all client inquiries received by phone, email, chat, in a complete and quick manner
  • Counsels advisors regarding best practices, policies and procedures, as well as providing advice on how to handle situations encountered or requests
  • Collaborates with other operations departments to research and resolve client issues and inquiries, following-through until resolution


Western Washington University - Everett Center
1999 - 2003
Bachelor's Degree in Business Administration

Professional Skills

  • Solid knowledge of Information Assurance policies and procedures is required to support COMNAVAIRPAC’s compliance with Computer Tasking Orders (CTOs), IA Vulnerability Alerts (IAVAs), IA Vulnerability Bulletins (IAVBs), and all higher directives
  • Excellent attention to detail, strong problem-solving skills
  • Strong negotiation, facilitation and networking skills
  • Strong analytical and data interpretation skills including the ability to review, interpret and present data in a concise and precise manner
  • Experience in General IT skills
  • Interpersonal skills including tact, patience, and diplomacy
  • Presentation and facilitation skills, with an emphasis on education and training for a variety of constituencies

How to write Compliance Support Resume

Compliance Support role is responsible for training, general, security, compensation, reporting, insurance, travel, compliance, events, research.
To write great resume for compliance support job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Compliance Support Resume

The section contact information is important in your compliance support resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Compliance Support Resume

The section work experience is an essential part of your compliance support resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous compliance support responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular compliance support position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions.

Representative Compliance Support resume experience can include:

  • Punctual - eye for detail, good documentation skills, stress resistant
  • Operate computer and applications software, including database management, spreadsheet, word processing and software related to human resources
  • Establish and maintain cooperative and effective working relationships with those contacted in the course of work
  • Tech-writing-related work experience is required
  • Solid exposure to Name/Transaction Screening Production support
  • Good understanding on various functions like AML, KYC, Surveillance, etc

Education on a Compliance Support Resume

Make sure to make education a priority on your compliance support resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your compliance support experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school

These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Compliance Support Resume

When listing skills on your compliance support resume, remember always to be honest about your level of ability. Include the Skills section after experience.

Present the most important skills in your resume, there's a list of typical compliance support skills:

  • Interact effectively at varying levels of the business and technical organizations, including management
  • Communicate clearly, concisely and effectively, both orally and in writing, with diverse constituencies within and outside of the District
  • Project management experience with proven record for managing simultaneous requirements
  • Demonstrated experience with compliance risk management and/or quality assurance, including risk identification, evaluation, mitigation and management
  • Direct activities of compliance support team, ensuring that deadlines are met and issues are effectively resolved in a timely manner
  • Understand and effectively and collaboratively work in a complicated multi-college environment, as well as within a system of community college districts

List of Typical Skills For a Compliance Support Resume


Skills For Third Party Management Compliance Support Unit Head Resume

  • Develops and maintain good working relationships with customer and co-workers
  • Demonstrate commitment to diversity and inclusivity
  • Operate modern office equipment, such as computer, printer and copier
  • Prepare and present effective, complete and accurate oral and written reports and recommendations
  • Previous experience in an international business environment
  • Working knowledge of the Navy’s DADMS/DITPR-DON, eMASS and NAV-IDAS online system management and procurement tools
  • Maintain professional qualifications through on-going training and professional development
  • Public sector collective bargaining processes
  • Rules and techniques for maintaining legal records

Skills For Compliance Support Specialist Resume

  • Maintain a variety of records and reports involving legal case files
  • Manage multiple, on-going and complex caseload of Title IX related incidents and complaints
  • Plan, schedule, organize and perform work according to established legal timelines
  • Remain a neutral party when performing work
  • Work with a wide range of constituencies, such as administrators, faculty, staff, students, and parents, using diplomacy and tact
  • Work with discretion when dealing with confidential and sensitive information

Skills For Risk Management Operations & Compliance Support Associate Lead Resume

  • Implementation of several Continuous Service Improvements resulting in efficiency gains in terms of support effort,
  • Proficient in full suite of Microsoft Office applications including Excel and PowerPoint
  • Computer systems and software applications related to human resources and employer/employee relations programs
  • Modern office practices, procedures, methods, and equipment
  • Professional business letter composition and report preparation
  • Progressive discipline procedures and documentation
  • Title IX, VAWA, Clery Act, SaVE Act, Ed Code, Title 5, and other applicable laws, codes, and regulations and their best practices

Skills For Country IS Compliance Support Analyst Resume

  • Administer established policies and procedures for assigned areas of human resources
  • Analyze problems, identify alternative solutions, project consequences of proposed actions, exercise sound judgment and prepare recommendations in support of goals
  • Build relationships and establish collaborative partnerships across the District and peer institutions
  • Collect, compile, and analyze a variety of data
  • Coordinate with multiple persons to address matters involved in investigations, including providing background information for use by external investigators or legal counsel
  • Guide, advise, and support the training and learning processes to ensure District compliance
  • Encourage professional excellence among the staff and promote an organizational culture of customer service, innovation, and quality services
  • Learn, interpret, apply, and explain District organization, operations, policies, and objectives

Skills For Title IX Compliance Support Manager Resume

  • Serve as an advocate to victims as needed
  • Completion of a rotation, or job shadowing, and achieve a passing score the SME technical assessment, with at least one other Orion SME team, along with demonstrating ability to satisfactorily resolve 90% of assigned cases without escalation to those SME teams
  • Maintain confidentiality concerning sensitive confidential information
  • Focus on customers and manage multiple activities
  • Learn and understand the firm and regulators’ independence rules and policies as well as familiarity with other risk management initiatives outside of area of expertise
  • IT Certifications, such as CASP, CISSP, CISM, GSLC or CAP certification are highly favorable
  • Current/Active SECRET Security Clearance
  • 6+ yrs in Compliance LEGAL support

Skills For IA Compliance Support Analyst Resume

  • Well versed in - MANTAS, Actimize, Autosys, Tivoli, Oracle, Informatica, Websphere, Unix and Pro-c
  • 8+ yrs in Compliance support
  • Well versed in Global Interdict, SAS, MANTAS, Actimize, Autosys, Tivoli, Oracle, Informatica, Websphere, Unix, pro-c
  • Manage and maintain the Compliance Project Management Office SharePoint site(s), including support of project managers with individual program/project SharePoint site(s).
  • Experience supporting Windows server platforms

Skills For Compliance Support Clerk Resume

  • Able to multi-task and complete projects on time
  • Address issues with diplomacy and tact
  • Manage time appropriately, work efficiently and independently within a team oriented environment
  • Work with sensitive data with professionalism and confidentiality
  • Professional compliance related certification an advantage
  • Frequent contact with customers
  • User level of MS Windows and advanced knowledge of MS Excel

Skills For Compliance Support Manager Resume

  • Manage Compliance’s record retention through SharePoint team site and shared drive
  • Support the implementation and ongoing maintenance of Cyber Security Programs. Partner with SBU Compliance Leaders, Enterprise IT, Risk Assurance, and other SBG’s to ensure a global One Honeywell Solution where possible
  • Oversee and/or coordinate initiatives related to your team member’s specific subject matter area(s), including risk assessments, impact analyses, and other requests from corporate governance groups
  • Lead and develop compliance support team by implementing and maintaining cross-training, staff development, professional growth, and other related programs
  • Build out quality control monitoring program to ensure that adequate controls and processes are in place
  • Guide implementation of new regulations, ensuring that appropriate project plans are in place, deadlines are met, and effective policies & procedures, training programs, and communication strategies are in place
  • Act as liaison with the Corporate Compliance team as well as internal/external audit groups, while providing subject matter expertise to Lending Services

Skills For Compliance Support Engineer Resume

  • Track and report monthly compliance of Cybersecurity Workforce certification and training requirements for 186 COMNAVAIRPAC’s subordinate commands using Total Workforce Management System (TWMS) or other required databases
  • Assist countries’ inquires related to TPV monitoring process
  • Reassigns requests as needed to maintain workload balance while meeting customer’s deadlines
  • Reviews leads for potential suspicious activity, including those generated from an alert detection process
  • Involved in each individual team member’s performance management and development processes (feedback, goals, reviews, etc.)

Skills For Compliance Support Assistant Resume

  • Ensure the test plans are up to date and accurate
  • Ensure deficiencies and remediation are reported and progressed in a timely manner
  • Receive and generate referrals related to consumer AML/Fraud
  • Documents all research conducted in case management tools (internal databases or case management solutions)
  • Check all entered data to ensure that it is both accurate and complete
  • Ascertain that all data entries are properly inputted, and that any errors or discrepancies are corrected immediately
  • Business/client reports, etc

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