AML Compliance Analyst Resume Sample
Reid Kuhic
30677 Kuphal Fort,
Los Angeles,
CA
+1 (555) 421 6904
Work Experience
Lead AML Compliance Analyst & Intl
03/2018
-
PRESENT
Phoenix, AZ
- Investigating and assessing alerts relating to potential money laundering risks in the organization
- Recognize and evaluate high risk activity and make recommendation regarding alert escalation or governmental filings
- Utilize a variety of analytical techniques and computer systems to make risk-based decisions concerning patron status
- Assist in the composition and filing of Suspicious Activity Reports (SARs)
- Responsible for timely completion and filing of Currency Transaction Reports (CTR) with Financial Crimes Enforcement Network (FinCEN) through BSA E-Filing
- Review and validate information received from FinCEN against company records, researches issues, and resolves with FinCEN
- Staying current with money laundering and terrorist financing behaviors, issues, policies, regulations, criminal typologies, industry best practices, and developing trends
AML Compliance Analyst
06/2013
-
11/2017
New York, NY
- Ensuring an efficient and appropriate reaction to any matter in which money laundering or terrorist financing is suspected, raised or flagged for AML
- Conducts day-to-day functions relating to Anti-Money Laundering Compliance monitoring
- Assists with implementation and testing of compliance policies
- Assists with producing information related to KYC requests
- Demonstrates professional maturity that represents the organization’s image
- Technical Skills Required
- Research related to various company affiliates for the purpose of completing internal, government and regulatory information requests
- Opportunity to interact with key stakeholders across the business
- Monthly FC sampling (FBCs, reliance letters, etc.)
BSA AML Compliance Analyst
04/2010
-
01/2013
Houston, TX
- Semi-annual FC peer review sampling
- Ensure investigation and regulatory submissions are conducted in a timely manner
- Utilizes strong understanding of data manipulation techniques and analysis
- Communicates findings/concerns, both verbally and in writing, to management
- Support the development and execution of the methodology to identify and assess risks in the AML program
- Contribute to the analysis and writing of risk assessment reports and summaries to communicate recommended or indicated compliance actions
- Contribute to reports analyzing and communicating the results of risk assessments across compliance, the business, audit and other control functions
- Develop and gather metrics and track progress on programs
- Coordinate and collaborate with other compliance teams in the U.S. and around the world on risk assessment requirements, information gathering, governance, and reporting
Education
Strayer University
2004 - 2009
Bachelor's Degree in Intelligence Studies
Professional Skills
- PC user Excellent written and verbal communication and analytical skills
- Quick learner with strong investigative, processing and analytical skills
- Strong analytical and research/investigative skills
- Enhanced writing and proofreading skills as well
- Possess basic computer skills: Microsoft Office Suite including Excel, Outlook, Word and PowerPoint
- Proven experience with enhanced due diligence AML reviews in business and high risk customers
- Experience with investigating and documenting instances of non–compliance by financial institutions
How to write AML Compliance Analyst Resume
AML Compliance Analyst role is responsible for analytical, basic, finance, securities, training, database, marketing, reporting, research, insurance.
To write great resume for aml compliance analyst job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For AML Compliance Analyst Resume
The section contact information is important in your aml compliance analyst resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your AML Compliance Analyst Resume
The section work experience is an essential part of your aml compliance analyst resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous aml compliance analyst responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular aml compliance analyst position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative AML Compliance Analyst resume experience can include:
- Experience within financial services supporting AML compliance using the KYC approach
- Substantive anti money laundering compliance experience in a financial institution
- Banking experience preferable. Possible compliance, data comparison and/or customer contact or service operations area
- Proven ability to multi-task and support high volume processing
- Demonstrate general knowledge of banking systems and products
- Experience with automated monitoring system and AML Case investigations
Education on an AML Compliance Analyst Resume
Make sure to make education a priority on your aml compliance analyst resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your aml compliance analyst experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in AML Compliance Analyst Resume
When listing skills on your aml compliance analyst resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical aml compliance analyst skills:
- Capacity to partner effectively with In-Country and regional business partners to meet deliverables
- Demonstrates a thorough understanding of policies and procedures pertaining to the role
- At least two years’ data analysis and AML Compliance experience within financial services or banking
- Highly proficient in MS Office (Word, Excel, PowerPoint, Outlook) with experience with SharePoint and web browsing
- Good foundation in logic and analytic thinking
- Experience with Anti-Money Laundering compliance
List of Typical Experience For an AML Compliance Analyst Resume
1
Experience For Lead AML Compliance Analyst & Intl Resume
- Conduct AML research including the internal/external written and verbal communication of issues and develop reports or documentation of findings
- Maintain files and analysis for various reports; and
- Document outcomes and key next steps as a result of risk assessment findings
- Referrals from business partners and other control units / functions / areas,
- Review alerts to identify potential suspicious activity within a given timeframe
- Coordinate closely with internal stakeholders, such as Legal, Risk, Product owners and client relations
- Prepare Enhanced Due Diligence (EDD) reports and other analytic reports as necessary
- Review all required AML/KYC regulatory requirements for clients and analyze any transactions that appear unusual based on the customers' profiles
2
Experience For BSA / AML Compliance Analyst Resume
- Review different accounts & loan application files to verify that application data is complete and meets established standards
- Thorough knowledge of Microsoft Excel
- Support AML Compliance Officer with implementation local regulatory and corporate initiatives/projects
- Support AML Compliance officer with management of country-specific (i.e., local) screening lists as per the requirements of the Screening List Management Standard
- Support local AML regulatory reporting under D0, 2F and 2H forms and other external statistic reporting to Regulator (as a “maker” / or ”checker”)
- Perform and support local AML internal reporting to CCO, other internal statistics reports
3
Experience For BSA AML Compliance Analyst Resume
- Identify of regulatory updates and developments on AML, Sanctions-related matters
- Support AML Compliance Officer with execution of AML periodic risk assessments to measure and report AML risk and controls across various products/businesses
- Perform L2 sanctions escalations / investigation activities (as a “maker” / or ”checker” or “QA”)
- Perform and support other local AML tasks and activities, including not limited with MCA, Issue and Action tracking, implementation and execution of local and corporate AML and Compliance policies and procedures
- Perform research to identify known or suspected money launderers, terrorists or drug dealers
- Manage the review process to determine the accurate suspect name, conduct periodic systematic accountholder screenings, perform real-time review of online transactions and of specific issues escalated from business units
- Perform analysis of system input and triage of internal referrals of suspicious customer activity
- Analyze inquiries and compose replies to LOB requests for information to determine whether unresolved identified anti-money laundering and/or terrorist financing risk(s) can be mitigated
4
Experience For TTS AML Compliance Analyst Resume
- Disposition and fully document all alerts, cases and SARs, including supporting data, analysis and rationale for disposition, within the case management system in a timely manner and in compliance with regulatory guidelines
- Function as a key contributor and demonstrate knowledge of AML issues, as well as broader functional knowledge
- An in-depth understanding of financial services including the Bank Secretary Act, AML concepts and regulatory standards
- Proficient using various resources including Lexis Nexis and MS Office to document and conduct investigations
- Flag significant SARs to senior management and LOBs, as appropriate
- Meet departmental quality standards
- Support local AML Compliance officers related trainings for banks` employees
- Review internal escalations of potential negative news related to financial crimes, as well as PEPs, made by the Firm’s initial screening unit, including money laundering, terrorist financing, and other illicit transactions involving money or securities
- Demonstrates respect and values diversity of ideas
5
Experience For AML Compliance Analyst Broker Dealer Alert Analysis Resume
- Work with LOB relationship managers to clarify relevant party details when necessary
- Determine the legitimacy, materiality and relevance of the cases to BBH
- Perform escalations to AML management when necessary
- Assist with ad-hoc KYC projects
- Identify problem items and escalate to the Supervisor
6
Experience For Ofac / AML Compliance Analyst Resume
- Progressive attitude to work, with a view to continuous improvement
- Draft and document procedures, policies and processes as necessary
- Identify process improvements and implement approved changes
- Three years Financial Services or Banking industry experience, with at least one year experience in an AML / KYC / Negative News monitor Ability to liaise across departments/functions as needed for research and analysis
- Good knowledge of standard MS Office applications (Word, Excel, PowerPoint)ing function
7
Experience For AML Compliance Analyst Resume
- Bank Secrecy Act (BSA)
- USA Patriot Act (USPA)
- To support AML Compliance Officer with execution of Anti-Money Laundering procedures and standards of regulators as well as Citi internal policies and procedures
- To support AML Compliance Officer with implementation local regulatory and corporate initiatives/projects
- To support AML Compliance officer with management of country-specific (i.e., local) screening lists as per the requirements of the Screening List Management Standard
8
Experience For Lead AML Compliance Analyst & Intl Resume
- To identify of regulatory updates and developments on AML, Sanctions-related matters
- To support AML Compliance Officer with execution of AML periodic risk assessments to measure and report AML risk and controls across various products/businesses
- To perform and support other local AML tasks and activities, including not limited with MCA, Issue and Action tracking, implementation and execution of local and corporate AML and Compliance policies and procedures
- To perform and support execution of local sanctions screening discipline and DFT /OFAC migration (in line with local AML requirements and corporate Citibank Standards)
- To support development and facilitation of local AML Compliance related trainings for banks` employees
- Experience with automated monitoring system case work, experience with the Bank's BSA AML Team policies and procedures and an overall understanding of overall banking knowledge
9
Experience For BSA / AML Compliance Analyst Resume
- Reviewing alerts around regulatory/non regulatory internally directed Enterprise-wide searches of our account holders and their transactions looking for known or suspected money launderers, terrorists or drug dealers
- AML analysis experience in Financial Services
- Enhanced due diligence experience
- Planning / time-management
- CAMS, CFE, or CAFP certified
- Full Benefit Package
- With moderate guidance, provides technical support for professional staff's assessment of the effectiveness of controls that help ensure ongoing compliance with key laws, regulations and policies affecting the assigned areas. Produces standard quantities of data to support risk based reviews of existing and emerging regulatory requirements. Escalates issues to more senior support staff
List of Typical Skills For an AML Compliance Analyst Resume
1
Skills For Lead AML Compliance Analyst & Intl Resume
- Strong analytical skills with the ability to work independently in a deadline driven, regulatory environment
- The ability to work effectively in a diverse team/site environment
- The ability to work independently and effectively adapt to change in a fast-paced environment
- Business and/or Compliance experience
- AML, KYC, BSA, Patriot Act knowledge/experience
- Displays initiative with the proven ability to identify issues and recommend solutions or process improvements
- Working knowledge of alert-based monitoring systems, such as Mantas, Actimize or Casetracker
2
Skills For BSA / AML Compliance Analyst Resume
- To perform acting AML Reporting Officer Role during AML Compliance Officer absence
- Profit sharing and 401k plan with employer match – no waiting period
- Ensure accuracy of documenting and tracking of investigations and decisions
- Independently manage and disposition AML alert, including conducting investigations and research as needed
- Manage Alert volume, including performing intake controls to ensure all Alerts are documented and assigned in a timely manner
3
Skills For BSA AML Compliance Analyst Resume
- Augment investigation documentation as needed, including conducting independent research through Lexis/Nexis, Web and other sources
- Identify patterns and trends consistent with money laundering and terrorist financing, and flag any suspicious activities detected
- To support local AML regulatory reporting under D0, 2F and 2H forms and other external statistic reporting to Regulator (as a “maker” / or ”checker”)
- Detects suspicious trends and activity by monitoring transactions through various systems/applications
- Paid time off including holidays, vacation, and sick
4
Skills For TTS AML Compliance Analyst Resume
- Responsible for performing diverse and complex analysis of AML/BSA compliance
- Reviews AML exceptions derived from various prevention filters and monitoring suspicious activities
- Thorough knowledge of banking process, service operations, products and systems
- Document the results of the review with appropriate dispositioning
- Anti-Money Laundering background
- Perform quarterly financial monitoring review of customer’s financial statements, update AML Groups) Maker Role
5
Skills For AML Compliance Analyst Broker Dealer Alert Analysis Resume
- Document and report the investigation findings and prepare case files with required supporting documentation
- Ensure ongoing compliance with AML standards & regulatory requirements
- Develop an understanding of AML/KYC requirements and implications
- Counter Terrorist Financing (CTF)
- To perform and support local AML internal reporting to CCO, other internal statistics reports
- Team player accuracy, sense of responsibility
- With moderate guidance, researches and collects data on compliance and control-related activities. Compiles data into a useable format for more senior team members
- Reviews and verifies that the activities of the assigned areas are aligning with the overall control procedures and compliance strategy. Prepares reports for management on compliance status and reviews reports with more senior roles to confirm accuracy and completeness
6
Skills For Ofac / AML Compliance Analyst Resume
- Counsels business personnel on remaining in compliance or improving their alignment with established controls and compliance goals. Identifies compliance issues and escalates to more senior staff
- Keeps abreast of AML/BSA/OFAC legal and regulatory matters affecting the compliance program
- Provides regulatory guidance, advises and consults with the Firm’s Operations team(s) in order to ensure full AML compliance
- Responds to requests from AML Senior Management on internal/external audits or on other sensitive matters
- Works on the most complex cases and enhanced due diligence decisions, and recommends appropriate risk-based business actions to be taken concerning client relationships
7
Skills For AML Compliance Analyst Resume
- Substantive compliance or other relevant experience is required
- Competitive pay commensurate with experience and qualifications
- Actively manage relationships with members of the Firm’s first line of defense and work closely with management to provide guidance/education on AML
- Using independent judgment, provides accurate documentation of customer investigations account activity and formulates suspicious activity reports that meet internal and all regulatory standards
- Provides regulatory guidance, advises and consults with the Firms Operations team(s) in order to ensure full AML compliance
- Actively manage relationships with members of the Firms first line of defense and work closely with management to provide guidance/education on AML
- Be an independent thinker and to defend one’s own work
8
Skills For Lead AML Compliance Analyst & Intl Resume
- Team player, accuracy, responsibility, adaptability
- Self-starter, proactive attitude, communicative, drive results
- License/Certification: Certifications desired CAMS, CFE
- Gather and process statistical data in order to forecast team workflow requirements
- Work and communicate at all levels of management
- Stable employer with career advancement opportunities
- Performs diverse and complex analysis of potential AML suspect accounts and activities
- Reviews, researches and makes determination of suspicion on items and transactions identified according to the Bank Secrecy Act (BSA) via AML automated alerts or manually received reports and referrals
9
Skills For BSA / AML Compliance Analyst Resume
- Working knowledge of applicable anti-money laundering and anti-terrorist financing laws and regulations
- Perform acting AML Reporting Officer Role during AML Compliance Officer absence
- Prepares and completes required forms (as needed) for regulatory filing according to Financial Crime Enforcement Network (FinCEN) guidelines
- Ensure that filings are completed accurately, timely and meeting regulatory requirements
- Support AML Compliance Officer with execution of Anti-Money Laundering procedures and standards of regulators as well as Citi internal policies and procedures
10
Skills For BSA AML Compliance Analyst Resume
- Understands and stays current on the Red Flags and industry trends related to AML
- Conducts AML Investigations, including customer and account level research on a wide variety of data, to detect and determine suspicious and/or illegal activity
- Conducts background investigations as required. Communicates with BSA Officer, branch personnel and/or departments as needed
- Conducts background investigations as required
- Communicates with BSA Officer, branch personnel and/or departments as needed
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